High-risk factors of parotid lymph node metastasis in nasopharyngeal carcinoma: a case-control study

Nasopharyngeal carcinoma (NPC) is usually presented with regional lymph node metastasis. And retropharyngeal nodes and level II were the most commonly involved regions, with the incidence of 69 % and 70 %, respectively [1]. However, parotid lymph nodes (PLNs) were rarely involved.

In 2013, DAHANCA, EORTC, HKNPCSG, NCIC CTG, NCRI, RTOG, TROG consensus guidelines regarding the delineation of the neck node levels for head and neck tumors has defined the parotid lymph node group as level VIII, which included the subcutaneous pre-auricular nodes, the superficial and deep intraparotid nodes, and the subparotid nodes [2]. In anatomy, parotid lymph node receive efferent lymphatic from the frontal and temporal skin, the eyelids, the conjunctiva, the external auditory canal, the tympanum, the nasal cavities, the root of the nose, the nasopharynx, and the Eustachian tube. Theoretically, nasopharyngeal carcinoma is at risk of harboring parotid lymph node metastasis (PLNM). However, the reported incidence of PLNM in NPC patients was only 0.6–3.0 % [3‐7]. Direct lymphatic drainage from nasopharynx to parotid was to be questioned.

Radiotherapy is the mainstay of definitive treatment modality for nasopharyngeal carcinoma. In conventional two-dimensional treatment era (Ho’s technique), lateral opposing fields encompassed the parotids in the irradiation volume. Mean dose of parotid was 55.3Gy [8] and ≥ grade II late xerostomia was 29.7 % [9]. With the development of radiation technique, parotid-sparing IMRT has decrease the dose distribution of parotid [10, 11] and improved patients’ quality of life, particularly xerostomia recovery [12]. However, with the use of parotid-sparing IMRT, parotid region recurrence has been reported. In 2007, Luo et al. [13] has showed 3 cases of parotid recurrence in NPC patients after IMRT. In 2013, Cao et al. reported 10 cases of periparotid recurrence and the incidence of parotid recurrence was 1.4 % [14]. Periparotid recurrence may be supposed to be related to sparing parotid in IMRT.

Although parotid lymph node metastasis is an uncommon event in NPC patients, and the target definition and coverage for patients treated with IMRT for parotid sparing is adequate, questions remain pertaining to what high-risk factors would lead to parotid lymph node metastasis in NPC patients and whether the target definition of parotid sparing should be adjusted in patients with high risks. To address these issues, we conducted this case-control study.

Median age of the patients in this study was 42 (range, 9–67) years. All patients had WHO type II or III disease. And 41/63 (65.1 %) patients were T3-4 disease. 47/63 (74.6 %) patients came to hospital because of a chief complaint of the mass in neck. Table 1 showed the clinical features of patients. And there were no significant difference in clinical features between the case and control groups.

PLNM was thought to be an uncommon event in NPC patients. It has been reported that the incidence of PLNM was 0.6 % ~ 3.0 % in whole NPC patients [3‐7, 16]. And similarly, the incidence of PLNM was 1.8 % in whole patients and was 3.3 % in N2-3 NPC patients in this study. According to the size of metastatic nodes in parotid, it should be highly suspected that any single lymph node of parotid with largest transverse diameter ≥ 0.5 cm or multiple nodes with borderline size in NPC patients who were simultaneously suffered from heavy lymph node invasion in ipsilateral neck. And the nodes in parotid should be confirmed by ultrasonographically guided FNA or CT-guided biopsy. In this study, 48 lymph nodes in 22 parotids were found to be positive, and superficial intraparotid was the most frequently involved subarea (43.8 %). 10 (45.5 %) parotids showed multiple subareas invasion. Therefore, if there were PLNMs, the whole parotid may be supposed to be in target volume.

Retropharyngeal nodes were the first echelon of nodal metastases in NPC and the incidence of RPN involvement was 75.1–94.0 % in node-positive NPC [3‐7, 16]. However, RPN involvement, ENS, necrosis, and SLD showed no significant difference between the two groups. Our findings seemed not to support the theory that tumor can reach the parotid gland directly via the RPNs [17]. In fact, except for parapharyngeal space involvement, there were no correlations between RPN metastasis and surrounding invasions [18]. Direct lymphatic spread from RPN to parotid tissue was questioned.

Like RPNs, level II was also proved to be the first-echelon nodal metastasis for NPC. And the previously reported incidence of level II involvement was 75.1–95.5 % in node-positive NPC patients [3‐6]. Our finding showed 100 % involvement in level II in both groups. Level II involvement alone was not enough to predict the PLNM. The parotid gland contains an extensive lymphatic capillary plexus. However, patterns of metastasis to the parotid nodes were hardly distinguished from a recognized drainage area and from widespread metastatic disease in the neck and involvement by retrograde extension [19]. Anatomically, lymphatics of parotid drained along the retromandibular vein to superficial nodes along the outer surface of the sternocleidomastoid muscle, and then partially drained into upper nodes of the deep cervical chain [20]. In 2009, Pan et al. [21] showed drawings of the lymphatic pathways from nasopharynx. Lymphatic vessels from nasopharynx drained in two general directions, lateral pharyngeal and retropharyngeal directions. The former one descended along the pharyngeal wall in the parapharyngeal fat tissue to reach its first tier lymph node, level II node, which was situated on the lateral side of the external carotid artery [21]. No direct lymphatic drainage was found from nasopharynx to parotid area in Pan’s study. However, we suppose that level II nodes that connected superficial and deep cervical nodes may play crucial role in PLNM from retrograde extension. Our findings showed clinical evidences that PLNM was closely correlated with SLD and necrosis of level II. NPC patients with heavy disease in level II may cause the blockage of the normal routes of lymphatic drainage and induce retrograde tumor spread to parotid lymph nodes. SLD ≥5.0 cm and necrosis may be indicators of heavy disease of level II and be potential high-risk factors for PLNM.

Level III, IV, and Va/b represented second-echelon of nodal metastases in NPC with the incidence of involvement of 44.9 %, 11.2 %, and 26.7 %, respectively [1]. Lymph node metastases progressed in an orderly way and skip metastases were rarely found [3, 6]. Our findings showed that the incidence of level III, IV, and Va/b involvement in case group were 72.7 %, 45.5 %, and 45.5 %, respectively. Caudal (level III/IV) and posterior (level V) lymphatic spreads were higher involved in our study than that in previous results [3‐6]. Although level III involvement showed no significant difference in case and control groups, Level IV and Va/b involvement appeared to be marginal and significant difference, respectively. Previous studies postulated that widespread metastatic disease in the neck may count for PLNM, but no evidence listed [6, 7]. Our results showed that the number of involved levels was correlated with PLNM and that multiple levels (≥4 levels) involvement may be a potential high-risk factor for PLNM (Table 2).

Rare-neck areas in this study were defined as level Ia/b, Vc, and VIa/b, which all belonged to third-echelon of nodal metastases in NPC [1]. The incidence of rare-neck areas involvement was higher in case group than that in control group (54.5 % vs. 13.6 %, p < 0.001). 3.1–4.3 % cases with level Ib involvement has been reported in previous study and all patients were simultaneously accompanied with level II lymphadenopathy [3, 16]. Wang reported 1.8 % level Vc involvement in N-positive NPC patients. And level Vc metastasis was associated with multiple levels involvement and the total number of positive nodes was always more than seven. To a large extent, 3th-echelon lymph nodes metastasis in NPC was associated with extensively adjacent neck disease. Parotid lymph node was also regarded as the third-echelon of draining nodes in NPC [1]. Probably because it was a surrogate marker of extensive ipsilateral nodal disease, the rare-neck areas involvement was closely correlated with PLNM in this study.

Multivariate analysis showed that SLD ≥5.0 cm in level II (OR = 4.11, p = 0.030) and rare-neck areas involvement (OR = 3.95, p = 0.045) were independent high-risk factors of PLNM. Any patients with extensive tumor invasion and suspected blockage of lymphatic drainage should be emphasized to conduct parotid detection. In 2008, Cannon reported two cases of periparotid recurrence in NPC patients after definitive IMRT [22]. Both patients had small subclinical periparotid nodules and multilevel nodal disease in ipsilateral neck in pretreatment imaging. The two relapsed nodes were both found in superficial intraparotid that was situated outside of the field and received doses less than 20Gy. In 2003, Chao et al. reported 1 % marginal failure in the region adjacent to the spared parotid gland following IMRT in head and neck cancer [23], but no recommendation has been proposed pertaining to prevention of periparotid failure. Our findings in this study suggested that prophylactic irradiation to the whole or part of the ipsilateral parotid may be necessary for NPC patients with high-risk factors of PLNM.

High-risk factors of PLNM have been discussed for the first time in this study. However, the results of this study should be interpreted with caution, as this was a case-control study of a small sample size. Although periparotid failure was inferred to be related to parotid-sparing IMRT, failure analysis was hard to carry out. Further investigations of large sample from multiple centers may be warranted.

To summarize, PLNM was an uncommon event and the incidence was 1.8 % in NPC patients. Any enlarged single lymph node of parotid with largest transverse diameter ≥ 0.5 cm or multiple nodes with borderline size in NPC patients who were simultaneously companied with extensive ipsilateral nodal disease should be further detected. SLD ≥5.0 cm in level II and involvement in rare-neck areas may be potentially high-risk factors for PLNM in NPC patients. Sparing parotid in IMRT was not recommended for NPC patients with high risks of PLNM.