Background
Despite extensive progress in the treatment of schizophrenia, approximately 30% of patients of schizophrenia show poor responses to treatment, denoted as treatment-resistant schizophrenia (TRS) [
1,
2]. After the initial description of TRS [
3], the definition of TRS has evolved over the decades and has converged on well-defined criteria, including response failure to two antipsychotics and persistence of illness despite adequate treatment [
1,
4,
5]. Clozapine has remained the gold standard treatment of TRS since its efficacy was described in a randomized trial [
6]. However, an estimated 30% of patients receiving clozapine have unsatisfactory responses and are known to have ultra-treatment-resistant schizophrenia [
7], super-refractory schizophrenia [
8], or clozapine-resistant schizophrenia [
5].
Neurodevelopmental pathological processes have been considered to contribute to the etiology of schizophrenia [
9‐
12], and may play a role in the development of TRS [
13]. A great deal of research has profiled that TRS has neurochemical and structural abnormalities different from non-TRS or treatment-responsive schizophrenia [
8,
14‐
18]. Hence, TRS might be associated with markers of neurodevelopment. For example, TRS patients have been reported to have certain minor physical anomalies and craniofacial features [
19] and more neurological soft signs [
20]. Furthermore, part of TRS patients may further encounter clozapine resistance (CR), and it has been suggested that TRS patients with CR might have underlying pathophysiologies that are different from those of TRS patients without CR [
16,
17].
A growing body of research indicates that cognitive dysfunction, a core feature of schizophrenia detectable before the onset of full-blown psychosis [
21], not only predicts the functional outcomes [
22], but also serves as an endophenotype, which is quantitatively measured pathophysiological impairment suggesting genetic susceptibilities to schizophrenia [
23]. Among those cognitive dysfunctions, impairments in sustained attention, as measured by the Continuous Performance Test (CPT) [
24], are one of the key cognitive domains [
25], and also an endophenotype leading to better linkage signals in schizophrenia [
26]. CPT impairments are present in patients with schizophrenia across different illness stages [
27,
28], not remedied by neuroleptics [
29,
30], present in non-psychotic relatives, and have heritability in healthy populations and schizophrenia families [
26,
29]. Comparing different cognitive dysfunctions associated with schizophrenia, the magnitude of familial aggregation of CPT impairments is greater than that of executive function impairments measured by Wisconsin Card Sorting Test [
26,
31,
32]. Hence, greater CPT impairments may imply more genetic susceptibility to schizophrenia [
26], in line with the neurodevelopmental model of schizophrenia [
21].
Taken together, aberrant neurodevelopment may underlie both the sustained attention impairments and the development of treatment resistance. Hence, greater attentional impairments might be associated with more severe treatment resistance in schizophrenia. An earlier review found little evidence that patients with TRS had more severe cognitive impairments than patients with non-TRS [
33]. However, more recent studies did demonstrate that patients with TRS performed worse on some cognitive domains, e.g., verbal memory [
34], attention, cognitive flexibility, processing speed, executive functions, and verbal fluency [
35]. Of note, one study comparing TRS patients responsive to clozapine versus TRS patients resistant to clozapine failed to find differences using a battery of neuropsychological tests, including sustained attention, probably due to the small sample sizes and relatively inadequate persistence of the illness [
7]. Overall, the literature implies that schizophrenia patients with gradient treatment resistance may have different etio-pathophysiologies, whereas there remains a lack of empirical support from studies that have sufficient sample size and different levels of treatment resistance.
To address the gap in the literature, we sought to examine the severity of sustained attention deficit and the magnitude of treatment resistance in a case-control approach. The aims of the study were to investigate whether greater impairments on the CPT were associated with more treatment resistance in schizophrenia. We conducted two CPT sessions among patients with TRS versus age- and sex-matched patients without TRS and further divided TRS patients into two groups based on the presence of CR or not. We hypothesized that TRS patients with CR would have the greatest CPT impairments, non-TRS patients would have the smallest CPT impairments, and the TRS patients without CR would have moderate CPT impairments.
Results
The three groups of participants, i.e., non-TRS (
n = 102), TRS without CR (
n = 48), and TRS with CR (
n = 54), were comparable in terms of the distributions of age, sex, educational years, family history of schizophrenia, and current alcohol use status (Table
1). However, there were significant differences among the three groups in terms of the distributions of age of onset, early onset (age of onset younger than 18 years), duration of illness, number of hospitalizations, ratings on the CGI-S, and current cigarette-smoking status. When compared to the non-TRS group, both the TRS without CR group and the TRS with CR group had earlier mean ages of onset, greater proportions of early onset, longer mean durations of illness, greater mean numbers of hospitalizations, and greater mean ratings on the CGI-S. However, there were no significant differences between the two TRS subgroups in terms of these variables.
Table 1
Demographic and clinical characteristics of the study participants
| Mean | (SD) | Mean | (SD) | Mean | (SD) | | |
Age (years) | 43.5 | (8.6) | 45.6 | (9.0) | 44.6 | (8.9) | 0.3762 | |
Age of onset (years) | 25.7 | (7.4) | 22.5 | (7.6) | 21.6 | (5.9) | 0.0017 | 1 > 2, 1 > 3 |
Education (years) | 10.4 | (3.2) | 9.9 | (3.0) | 10.4 | (2.7) | 0.6187 | |
Illness duration (years) | 17.3 | (8.8) | 23.0 | (7.9) | 22.9 | (8.3) | < 0.0001 | 1 < 2, 1 < 3 |
Number of hospitalizations | 3.3 | (2.9) | 4.7 | (3.2) | 5.2 | (3.8) | 0.0012 | 1 < 2, 1 < 3 |
CGI-S | 4.3 | (1.3) | 5.4 | (0.8) | 5.7 | (0.7) | < 0.0001 | 1 < 2, 1 < 3 |
N | (%) | N | (%) | N | (%) | | |
Male sex | 57 | (55.9) | 27 | (56.3) | 30 | (55.6) | 0.9975 | |
Early onset (onset age < 18 years) | 10 | (9.9) | 15 | (31.3) | 15 | (27.8) | 0.0020 | 1 < 2, 1 < 3 |
Family history of schizophrenia | 13 | (12.8) | 6 | (12.5) | 10 | (18.5) | 0.5722 | |
Current habitual cigarette-smoker | 49 | (48.0) | 22 | (46.8) | 15 | (28.3) | 0.0496 | 1 > 3 |
Current habitual alcohol user | 8 | (7.8) | 0 | (0) | 1 | (1.9) | 0.0694 | |
Table
2 shows that the three groups had remarkably different profiles in terms of residential dispositions and clozapine usage, with the two TRS subgroups having higher proportions of chronic ward inpatients and clozapine usage than the non-TRS group. The mean dosages of clozapine were not significantly different between the two TRS subgroups. The non-TRS group had lower mean antipsychotic dosages of CPZEs and lower proportions of polypharmacy (more than one antipsychotic) and atypical-antipsychotic use (the CPZEs of atypical antipsychotics more than that of conventional antipsychotics) than the two TRS subgroups, while there were no significant differences between the two TRS subgroups.
Table 2
Current dispositions and medications of the study participants
| Mean | (SD) | Mean | (SD) | Mean | (SD) | | |
Current antipsychotic medication dosage, CPZE, (mg/day) | 358.5 | (185.8) | 458.3 | (329.5) | 370.8 | (186.8) | 0.0397 | 1 < 2 |
Clozapine current dosage (mg/day) | | | 283.6 | (91.9) | 322.5 | (89.0) | 0.0682 | |
N | (%) | N | (%) | N | (%) | | |
Current disposition | | | | | | | < 0.0001 | 1 ≠ 2 ≠ 3 |
Chronic ward | 9 | (8.8) | 36 | (75.0) | 53 | (98.1) | | |
Out-patient department | 86 | (84.3) | 12 | (25.0) | 1 | (1.9) | | |
Acute ward | 7 | (6.9) | 0 | (0) | 0 | (0) | | |
Polypharmacy | 3 | (2.9) | 15 | (31.3) | 12 | (22.2) | < 0.0001 | 1 < 2, 1 < 3 |
Atypical-antipsychotic user | 54 | (52.9) | 38 | (79.2) | 50 | (92.6) | < 0.0001 | 1 < 2, 1 < 3 |
Clozapine use | | | | | | | < 0.0001 | 1 ≠ 2 ≠ 3 |
Never-user | 102 | (100) | 17 | (35.4) | 0 | (0) | | |
Ever-user | 0 | (0) | 2 | (4.2) | 4 | (7.4) | | |
Current-user | 0 | (0) | 29 | (60.4) | 50 | (92.6) | | |
Then, the adjusted z scores of CPT d′ among the three groups were compared using ANCOVA with adjustments for illness duration, number of hospitalizations, CGI-S ratings, presence of early onset, smoking status, current antipsychotic dosage, and atypical-antipsychotic use (Table
3). The covariates were selected from the demographic, clinical, and medication variables with group differences, and for covariates that had a pairwise Pearson correlation coefficient of more than or equal to 0.5, we retained the ones with more clinical relevance (Additional file
1: Table S1). We did not adjust for age, sex, or educational years, which were already controlled for in the standardization process; neither did we adjust for current disposition or clozapine usage, which were highly correlated with the determination of treatment resistance status. Regarding the undegraded CPT, the TRS with CR group had significantly lower adjusted z scores of d′ than the other two groups, whereas the TRS without CR group and the non-TRS group exhibited no significant differences for adjusted z scores. Regarding the proportion of sustained attention deficits, it was the highest in the TRS with CR group (81.5%), followed by the TRS without CR group (56.3%), and then the non-TRS group (37.3%). Similarly for the degraded CPT, the TRS with CR group had significantly lower adjusted z scores of d′ than the other two groups, whereas the TRS without CR group and the non-TRS group did not differ significantly in terms of this variable. In terms of the proportion of sustained attention deficits on the degraded CPT, the post hoc comparisons did reach statistical significance, with the highest one in the TRS with CR group (83.3%), followed by that in the TRS without CR group (62.5%), and then that in the non-TRS group (36.3%).
Table 3
Adjusted z scores of d′ on the Continuous Performance Test (CPT) among the study participants with group comparisons
Continuous | Mean | (SD) | Mean | (SD) | Mean | (SD) | F | p | |
Undegraded CPT |
Adjusted z score of d′ | −2.14 | (1.98) | −3.31 | (2.62) | −4.26 | (2.21) | 11.91 | < 0.0001† | 1 > 3, 2 > 3 |
Degraded CPT |
Adjusted z score of d′ | −1.73 | (1.60) | −2.65 | (1.80) | −3.29 | (1.19) | 10.88 | < 0.0001† | 1 > 3, 2 > 3 |
Binary | N | (%) | N | (%) | N | (%) | χ2 | p | |
Undegraded CPT deficit |
Adjusted z score of d′ ≤ −2.5 | 38 | (37.3) | 27 | (56.3) | 44 | (81.5) | 27.96 | 0.0001‡ | 1 < 3, 2 < 3 |
Degraded CPT deficit |
Adjusted z score of d′ ≤ −2.5 | 37 | (36.3) | 30 | (62.5) | 45 | (83.3) | 33.04 | < 0.0001‡ | 1 < 2 < 3 |
To further estimate the relations between CPT performance and the severity of treatment resistance, we conducted multivariable linear regression analyses of the adjusted z scores of d′ for group status, with adjustments for the demographic and clinical features (Table
4). For the undegraded CPT, both the TRS without CR group and the TRS with CR group had lower mean adjusted z scores of d′ than the non-TRS group, with the regression coefficients being − 0.76 and − 2.25, respectively (only the latter statistically significant). Likewise, for the degraded CPT, both the TRS without CR group and the TRS with CR group had lower mean adjusted z scores of d′ than the non-TRS group, with the regression coefficients being − 0.71 and − 1.53, respectively (both statistically significant).
Table 4
Linear regression analysis of the adjusted z scores of d′ on the Continuous Performance Test (CPT) in terms of treatment-resistant status with adjustments for covariates
Illness duration, years | −0.04 | (−0.08–0.002) | 0.0637 | − 0.02 | (− 0.05–0.005) | 0.1104 |
Number of hospitalizations | 0.06 | (− 0.05–0.16) | 0.2809 | 0.02 | (− 0.05–0.09) | 0.5195 |
CGI-S | 0.04 | (− 0.27–0.35) | 0.7913 | 0.15 | (− 0.07–0.36) | 0.1810 |
Early onset, < 18 years | − 0.36 | (− 1.18–0.46) | 0.3872 | −0.62 | (−1.19 – − 0.04) | 0.0351 |
Current cigarette-smoker | −0.31 | (− 0.98–0.36) | 0.3590 | 0.31 | (− 0.15–0.78) | 0.1868 |
Current antipsychotic dosage | − 0.0005 | (− 0.002–0.001) | 0.5001 | −0.0006 | (− 0.0016–0.0005) | 0.3079 |
Atypical-antipsychotic-user | −0.07 | (− 0.91–0.77) | 0.8695 | −0.16 | (− 0.74–0.43) | 0.5985 |
Treatment resistance status |
TRS without CR vs. non-TRS | −0.76 | (− 1.69–0.18) | 0.1120 | −0.71 | (− 1.36 – − 0.06) | 0.0327 |
TRS with CR vs. non-TRS | −2.25 | (− 3.18 – − 1.32) | < 0.0001 | − 1.53 | (− 2.18 – − 0.88) | < 0.0001 |
Since the TRS without CR group consisted of 17 clozapine never-users and 31 clozapine responders, the two subgroups were further examined. We found that the two subgroups had no significant differences in terms of their demographic and clinical characteristics (Additional file
1: Table S2) or in terms of current disposition and polypharmacy (Additional file
1: Table S3), except for the experience of clozapine usage. Comparing their CPT performances, the clozapine responders had higher scores on the undegraded CPT than the clozapine never-users did, whereas their performances did not differ on the degraded CPT (Additional file
1: Table S4).
Discussion
This work is one of the few studies that have examined the sustained attention impairments among TRS patients by further grouping them into TRS without CR and TRS with CR. Our results revealed a gradient impairment in sustained attention from non-TRS to TRS without CR and to TRS with CR, regardless of continuous CPT performance scores or the proportion of binary CPT deficits (an adjusted z score of ≤ − 2.5). These findings helped shed light on the relations between sustained attention impairments and the severity of treatment resistance in patients with schizophrenia.
In this study, we demonstrated that the two TRS subgroups were distinct from the non-TRS group, in that they had earlier mean ages of onset, longer durations of illness, and a greater number of hospitalizations, which were compatible with the findings from a previous review [
8]. Additionally, two variables were worthy of further discussion. First, compared to the non-TRS group, the TRS with CR group, whom were almost exclusively recruited from chronic wards, had a lower proportion of current habitual tobacco smokers, which was mostly attributed to the tight regulation of tobacco use in chronic wards. Nevertheless, we included smoking status as a covariate to adjust for the potential influences of tobacco smoking on the cognitive performances among patients with schizophrenia [
44,
45]. Second, the clozapine dosages were not as high as those observed in other studies [
7] possibly because 400 mg/day was the recommended maximum dosage according to the prescription guidelines issued by National Health Insurance Administration in Taiwan.
Our findings revealed that the attentional impairments among TRS patients could be further characterized by the presence of CR, which leads to the most severe impairments. There have been few studies examining attentional impairments within the subgroup of TRS patients. A previous study examining selective attention, as measured by the Stroop test, found TRS patients to have poorer performance than non-TRS patients [
35], a finding that was similar to ours, but the study did not further divide its TRS patients according to CR. Another study that did divide their TRS patients further according to CR failed to find any significant differences in a battery of neuropsychological tests covering multiple cognitive domains among three groups of schizophrenia patients, namely, TRS with CR, TRS with clozapine responsiveness, and non-TRS with responsiveness to first-line antipsychotics [
7]. Its results were possibly limited by the relatively small sample sizes in each group (15, 20, and 16, respectively) and by a special request from their two groups of TRS patients, which required an adequate response at recruitment either to clozapine monotherapy or combined antipsychotics.
It is noteworthy that we conducted two sessions of the CPT, with the 25% degraded CPT adding a perceptual load to the task and providing one more dimension for detecting schizophrenia vulnerability [
46‐
48]. There have been various versions of CPT for measuring sustained attention. Besides the two versions used in this study, CPT versions with successive identical pairs of 2–4 digits or shapes (CPT-IP), which add working memory loads [
47,
49,
50], have been used widely and adopted in a consensus cognitive battery for multi-site clinical trials of cognition treatment in schizophrenia [
25]. A review by the Consortium on the Genetics of Schizophrenia summarized that CPTs with high perceptual or working-memory loads successfully detect neurocognitive deficits among biological relatives of schizophrenia patients, while CPTs with low perceptual or working-memory loads fail to detect such deficits [
29]. This may explain our finding that the three groups of patients, i.e., non-TRS, TRS without CR, and TRS with CR, showed a clear trend in both continuous CPT performance scores and binary CPT deficit only on the degraded CPT, whereas on the undegraded CPT, the groups of non-TRS and TRS without CR could not be distinguished with statistical significance.
In this study we standardized the CPT performance against a community healthy control sample with adjustment for age, sex, and education to derive adjusted z scores. Using the same community norm, a previous trajectory analysis of repeated CPT measurements during a follow-up period of 4 to 7 years revealed that patients with severe impairments at baseline, i.e., a mean adjusted z score of < − 2.5, had a trajectory pattern of persistent deficit through follow-ups [
51]. Intriguingly, attention/vigilance has been considered a separable factor from other cognitive domains [
52], a distinct factor from other endophenotypes [
53], and hence a useful indicator for illness development, particularly for a disorder with neurodevelopmental dysfunction [
21]. Our findings supported the postulation that more severe treatment resistance (i.e., CR) is associated with greater impairments in sustained attention, hence more genetic susceptibility to schizophrenia. A recent genome-wide association study found that clozapine non-responders indeed had higher polygenic risk scores than clozapine responders [
54], echoing our results.
In addition, the TRS without CR group tended to have CPT impairments that fell in-between that of the non-TRS group and the TRS with CR group, although the differences between the non-TRS group and the TRS without CR group reached statistical significance only for the binary deficit on the degraded CPT. One explanation is that the degraded CPT, the more difficult version, has been shown to be more sensitive than the undegraded version in showing the non-amenability of sustained attention deficit to short-term antipsychotic treatment [
30,
55] and detecting the attention-related genetic susceptibility to schizophrenia [
29,
31,
42,
48]. Furthermore, the TRS without CR group included a subgroup of patients who had not yet tried clozapine, who tended to show poorer CPT performances than clozapine responders, though this difference did not reach statistical significance even on the degraded CPT. Given the small sample size of this subgroup of clozapine never-users, future studies are warranted to examine whether clozapine responders are indeed distinguishable from clozapine never-users.
Implications
Our findings imply that patients with severe deficits in sustained attention may need early intervention with clozapine. Clozapine has remained the treatment of choice for patients with TRS. To initiate clozapine treatment, current practice guidelines recommend a step-by-step course that may be time-consuming. In addition, a variety of side effects may render clinicians hesitant to initiating clozapine. Using the CPT impairment in terms of adjusted z score as an indicator, we may be able to identify schizophrenia patients with attentional deficits of sufficient severity in the early phase of treatment course that warrants initiating clozapine.
Limitations
This study had several additional limitations. First, sustained attention is only one aspect of the neurocognitive impairments associated with schizophrenia, although it has been widely used and relatively easy to measure. Using a battery covering several key elements of cognitive domains may provide more comprehensive information. Second, this study used the CGI-I to rate symptom changes and the CGI-S to rate severity at recruitment retrospectively. Using a more comprehensive scale, such as the PANSS [
56] or the BPRS [
57], in a prospective manner may provide better assessments in future studies. Third, we determined the adequate dosages of antipsychotics, including clozapine, based on chart records rather than on blood drug levels. Nevertheless, as suggested in recent guidelines [
5], our retrospective assessments were based only on the medication records during hospitalization to assure patients’ adherence to treatment. Fourth, we treated sustained attention deficit as a state-independent endophenotype in this study and only used the CPZEs of current antipsychotic agents as a covariate of ANCOVA in the group comparisons to control for potential confounding by medications. However, some studies found that antipsychotics might attenuate the severity of attentional deficits [
29], which was also found in a trajectory analysis that one trajectory class who had moderate CPT impairments of adjusted z score between − 1.0 and − 2.5 did exhibit improvement in CPT performance during the follow-up of 4 to 7 years [
51]. These highlight the importance of CPT impairment severity in distinguishing TRS with CR from TRS without CR. Fifth, anticholinergic agents might be associated with memory impairment [
58], but information about such treatment was not collected in this study. Finally, we used non-TRS patients rather than treatment-responsive patients as the comparison group. A recent review suggested that using a well-defined treatment-responsive group as the comparison group may offer a better understanding of the origin of treatment resistance [
18].
Acknowledgements
The authors thank Dr. Ding-Lieh Liao, MD, PhD (Taoyuan Psychiatric Center, Ministry of Health and Welfare, Taoyuan City, Taiwan), who was the Co-PI for the project entitled “Genome-Wide Association Study for Treatment Refractory Schizophrenia” conducted in multiple sites, including the Bali Psychiatric Center, and supported by Academia Sinica. Some of the participants in our study were selected from the project.
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