Shoulder proprioception following reverse total shoulder arthroplasty

Proprioception is the sense of the relative position of one’s own parts of the body and movement [1]. Relating to the shoulder, proprioception is an important element of the physiology. It supports the stability and the coordination of the shoulder movements. Joint position sense (JPS) is one of the elements of proprioception defining the ability to sense and feel the position and movement of the joint in space [2‐6].

Trauma, joint degenerative disease, chronic joint diseases, or surgery may affect proprioception [7‐10]. Shoulder pain is the most common symptom of rotator cuff (RC) tears [11]. Massive rotator cuff tear gradually leads to loss of dynamic and passive shoulder stability and superior humeral head migration [12]. Arthropathy is the final stage of the shoulder destruction, which consists of progressive degenerative changes of the tendons and the entire joint [11]. In addition, deltoid muscle insufficiency is noted [13]. Patients reports pain round shoulder gird, weakness and limited active range of movement which affect their everyday living. The symptomatic rotator cuff-deficient, arthritic glenohumeral joint treatment is a challenge. Reverse total shoulder arthroplasty (rTSA) improves shoulder function in patients affected by rotator cuff arthropathy [14]. It should be noted that its purpose is to change and stabilize the center of rotation of the shoulder joint. rTSA construction also prevents upper migration of the humerus head and allows for deltoid muscle length recovery and improves its function [15]. However, shoulder arthroplasty is an invasive surgical procedure, involves an extensive capsulectomy, releases of the muscular attachments, and may disrupt shoulder neuromuscular control balance [16‐18]. There are only few reports in the literature relating to proprioception and JPS after shoulder arthroplasty [10, 17‐19]. The evidence is scarce and data often conflicting.

The null hypothesis of this study was that although shoulder function improves after rTSA, JPS would be inferior in the replaced shoulder when compared with the non-operated contralateral shoulder and the healthy control group.

Twenty-nine patients that underwent unilateral reverse total shoulder arthroplasty (rTSA group) between 2006 and 2013 were included in the retrospective study. Nineteen were females and ten males with an average age of 74 (61–85) years. All the patients were operated upon by a single surgeon. All had a minimum post-operative follow-up of two years. The indication for surgery was rotator cuff arthropathy in all the patients. Twenty patients underwent a primary rTSA, while nine patients underwent a revision procedure from hemiarthroplasty to rTSA. All the procedures were performed through an antero-superior (Neviaser-MacKenzie) approach. The same implant was used in all the patients (Verso, Innovative Design Orthopaedics, IDO, UK). The surgical technique assumes an attempt to restore if possible rotator cuff tendons, removing the capsule. All patients had normal deltoid muscle function preoperatively. All patients had a fully functional contralateral shoulder with no history of shoulder clinic referrals, active pain, or disability. All patients had the same post-operative protocol: sling for three weeks and then home-based self-performed physiotherapy instructed by a head surgeon.

The control group consisted of 27 healthy volunteers with normal shoulder function. The group included ten females and 17 males with an average group age of 24 years (range 21–29).

The study was approved by the Ethical Committee of the University of Medical Sciences in Poznan (62/15 from 08.01.2015; 796/16 from 16.06.2016). All participants were informed about the purpose of the study and the study procedure. Informed consent was obtained from all the participants included in the study.

We found in this study that patients that underwent rTSA showed similar active joint position matching (JPM) in the operated shoulder when compared with the control healthy group (young healthy participants) and a superior JPM when compared with the contralateral non-operated shoulder in most of the tested positions.

It seems that rTSA restores the proprioceptive capability of the shoulder. These results were unexpected. Lubiatowski et al. reported the opposite findings in relation to JPM after total elbow arthroplasty [4]. It may be explained by the significant improvement of the shoulder range of motion and function and the change in the shoulder kinematics that occurs following rTSA. This improvement in shoulder function (including improved use of the deltoid muscle) restores of the shoulder proprioceptive neuromuscular control and enhances acuity to a better level than in the opposite unaffected asymptomatic shoulder.

Proprioception is a complicated issue that has been explored and investigated in various studies with occasionally contradictory conclusions [23‐29]. Multiple factors have an impact on joint sense in space and motor control and are to be discussed. It is possible that a reduced neuromuscular joint movement control may lead to premature joint degeneration. This may mean that patients with inferior baseline proprioceptive control are more prone to develop osteoarthritic changes due to loss of protective mechanisms and reflexes and recurrent micro-injuries to the joint. The development of neuropathic joints in patients with syringomyelia is an extreme example [16].

On the other hand, osteoarthritis may have a negative impact on the neuromuscular control [29]. However, the information for that is limited in particular regarding the shoulder joint. There is a major obstacle to assess the proprioception of osteoarthritic shoulders pre-operatively due to the extremely painful and limited ROM.

For that reason, we could not perform pre-operative proprioception evaluation in this study, as well as in previous studies [30]. Although we expected decreased proprioceptive shoulder parameters in the study group, the correlation between proprioceptive dysfunction and degenerative joint disorder is not clear yet.

Joint position sense in osteoarthritic shoulder may be affected by multiple factors and yet not clear. Mechanoreceptors may be damaged in the joint or periarticular in degenerative joint diseases [24] or impaired by inferior joint kinematics and muscle function [16]. Joint pain [31] has been shown to disturb neurological reflexes as well. Age is another factor that needs to be considered affecting joint sense and control. Degenerative changes of the shoulder joint and rotator cuff arthropathy generally affect the elderly [29, 32, 33], as in our study (average patient’s age of 74 years).

The central nervous system is known to deteriorate with age [16, 34‐36]. Goble et al. showed that JPS between 20 and 30 years of age is most accurate and gradually worsening between the ages of 35 and 50, with a marked deterioration after the age of 70 [37]. Age-related changes in the JPS may be related both to the degenerated rotator cuff tendons, condition affecting about 30% of the population over 70 years of age [38, 39], and to the aging of the nervous system.

These considerations are confirmed by our findings as the contralateral, otherwise, healthy shoulder in the rTSA group had an inferior joint acuity when compared with the younger control group (mean age 24 years).

The purpose of selecting young participants control group was to have healthy control shoulders not affected by degenerative joint or rotator cuff tear changes. Similar inclusion criteria for controls were used in previous studies [4, 26].

The reason behind the improvement observed in the joint position matching ability for the rTSA group in our study is unclear.

It is possible that the restoration of the shoulder range of movement and biomechanics improves the proprioceptive input. Proprioception inputs can originate from the joint capsule, the muscles surrounding the joint and the skin.

Some authors suggested that the joint capsule and the skin proprioceptors are less important. Anaesthetic injection into the elbow and knee joints have not shown a negative effect on joint proprioception [40, 41], surgical joint capsulectomy did not show reduced proprioception, neither.

Grigg et al. [30] investigated proprioception in 16 patients before and after total hip replacement: They did not find any difference in pre-operative and post-operative proprioception. Knee arthroplasty studies by Barrak et al. [31] and Ishii et al. [32], seem to support the observation that capsulectomy may not negatively affect proprioception, suggesting other contributors to the Joint Position Sense (JPS), such as good muscular receptors input that seems to be the most important for the proprioceptive function.

Disappearance, degeneration, or rupture of muscle fibers may cause weakness and reduced joint position sense [42]. Maier et al. [10] showed that the detachment and reconstruction of the subscapularis tendon and release of glenohumeral ligaments during shoulder arthroplasty had a detrimental effect on proprioception. Muscular damage due to eccentric exercises [33‐35] or tendon degeneration may significantly impair the joint neuromuscular control. Arthroplasty surgery is invasive and involves substantial tissue dissection, a complete capsulectomy with extensive release, and significant bone resection.

In a previous study [4], on proprioception following elbow arthroplasty, the muscular damage was considered the cause of deterioration of elbow JPS. Elbow arthroplasty surgery is a traumatic procedure where not only a complete capsulectomy is performed, but also most of the muscles (forearm flexors, extensors, and triceps) are detached to obtain good exposure. However, in rTSA surgical technique, in most of the cases, an extensive tendon disruption already exists prior to surgery. The capsulectomy releases and improves substantially the range of motion, which may improve the proprioceptive input from the muscles. In our study group, an intraoperative approximation repairing the remnants of the torn cuff tendons was always attempted. Therefore, it may be that re-tensioning of the remnants of the cuff tendons and the deltoid muscle improves function [8, 36] and proprioceptive input.

We assume that the repaired remnants of the rotator cuff tendons and the improved deltoid tension (without significant collateral damage to the muscular fibres during the operation) lead to better shoulder biomechanical conditions with consequent improvement of the proprioception and neuromuscular control of the shoulder.

The few reports on proprioception in shoulder arthroplasty showed contradictory results. Cuomo at al. [8] showed improved JPS after anatomic shoulder arthroplasty, suggesting that the positive effect is related to the restoration of the shoulder anatomy and the post-operative rehabilitation protocol [8]. Kasten at al. [9], on the contrary, reported inferior joint acuity after shoulder arthroplasty; their results need to be interpreted with caution since their study group was very small (n = 5) and heterogeneous (both hemiarthroplasty and rTSA).

The improvement of neuromuscular control following rTSA in our study corresponds to a significant improvement in shoulder function. The rTSA showed significant improvements in all the clinical parameters (pain, ROM, clinical scores) after surgery.

We observed a positive correlation between the Constant score (CS) and the accuracy of the JPM of the operated shoulder. Maier et al. [16] investigated the relationship between pre-operative CS and proprioception in primary shoulder OA in patients who undergo anatomical shoulder arthroplasty. They showed that low pre-operative CS is a negative factor for the recovery of proprioception post-operatively.

The post-operative pain level in our study was minimal and may have contributed to better ROM and input. Unfortunately, due to significant restrictions in shoulder movement and pain, it was not possible to examine JPS before the operation in the material. What is important to underline is that Bennell et al. [38] suggested that pain is not an influencing factor for proprioception of the knee joint with diagnosed degenerative changes after examining a group of 220 patients. Similar results were shown in other studies with smaller number of patients [40, 41, 43].

Regarding function and activities of daily living (ADL), a positive correlation was found between the patient’s ADLER score and the JPM after rTSA in all tested shoulder positions.

The ADLER score evaluates the daily activities functions relying on good active external rotation such as combing hair, talking on the phone, or reaching to the mouth [37].

The good rotational movements observed in our study may be attributed as well to the prosthesis design. The implant used in this study uses bone cut of 55° (neck-shaft angle), but the final implant neck-shaft angle is 145° with a 10°-inclined dialable polyethylene liner (Fig. 2). The liner design reduces the possibility of impingement of the liner on the glenoid neck during rotations, therefore improving the impingement-free rotational range of motion [38] (Fig. 2).

With these findings, we may conclude that following rTSA shoulder proprioception improves and may be restored to a comparable level of normal shoulder proprioception for young control group.

The substantial improvement in shoulder movements, due to the capsulectomy and release, combined with the improved biomechanics after rTSA, improves the muscles proprioceptive mechanoreceptors input with an improvement of the JPS acuity.

Shoulders following reverse TSA showed a superior joint position sense when compared with non-operated contralateral normal shoulders and were comparable with the healthy young control group. We believe that the enhanced proprioception was due to improved shoulder ROM, function, and biomechanics provided by the rTSA. There was a positive correlation of joint acuity with the clinical functional scores, ROM, and strength of the operated shoulder. There may also be age-related proprioception deterioration as shown by the lower proprioception scores observed in the non-operated shoulder in the elderly group.