Introduction
Obstructive sleep apnea hypopnea syndrome (OSAHS) refers to apnea and hypopnea caused by partial or complete obstruction of upper airway collapse during sleep, usually accompanied by snoring, disturbed sleep architecture, decreased frequent oximetry values, daytime sleepiness, and inability to concentrate, that may further lead to multiple organ damages such as coronary heart disease, hypertension, type 2 diabetes mellitus, and dyslipidemia [
1‐
3]. It is a prevalent sleep disorder, with at least 4% of middle-aged males and 2% of middle-aged females and among children estimated to be affected in population studies; the proportion can reach 3–12% [
1]. Gastroesophageal reflux disease (GERD) is believed to be associated with various manifestations in the otorhinolaryngology and has been found to be an additional risk factor for OSAHS [
4,
5]. At night, delayed gastric emptying, significantly delayed esophageal clearance, and marked reduction in upper esophageal sphincter pressure were observed. OSAHS is associated with a high frequency of GERD, because of increased intra-thoracic pressure, thus leading to acid reflux episodes [
6,
7]. The refluxed content of the stomach in response to the development of OSAHS may cause upper airway inflammation and even obstruction. The association between OSAHS and GERD is controversial, and the previous studies are limited and contradictory.
In the past decade, a large number of studies were conducted try to find the mechanism of OSAHS and GERD and establish a causal relation between them. Treatment with continuous positive airway pressure (CPAP) can improve the sleep quality in OSAHS patients and has been shown to improve regurgitation [
8]. A recent meta-analysis was designed to assess evidence of a relationship between the treatment of GERD with proton pump inhibitors (PPIs) and improvement in obstructive sleep apnea (OSA) and found that this way may improve the quality of sleep in night without any effect on apnea-hypopnea indices [
9]. Furthermore, more studies are using polysomnography to document apnea index and 24-h pH monitoring to document the acid reflux and the prevalence of GERD in OSAHS patients. Kim et al. [
10] found GERD was associated with more severe OSAHS and GERD symptoms were also associated with deteriorated sleep quality. However, this pathophysiological mechanism has been questioned in some studies as they find negative results. Kuribayashi et al. [
11] reported that the occurrence of sleep-GERD and reflux esophagitis was not interrelated to the severity of OSA, and also not by negative intra-esophageal pressure due to OSA. So there is a controversy between OSAHS and GERD and need of more studies to conduct.
We thus performed a meta-analysis to grade the strength of evidence and systematically explore whether OSAHS correlates with GERD in the literature (supporting information: PRISMA Checklist) [
12].
Methods
Literature search
Studies reporting the obstructive sleep apnea hypopnea syndrome and gastroesophageal reflux were identified for inclusion. To identify eligible original articles, we searched a series of computerized databases, including Medline via PubMed, EMBASE, Web of Science, and CNKI using the following key terms: “gastroesophageal reflux,” “reflux,” “obstructive sleep apnea hypopnea syndrome,” “OSAHS,” “obstructive sleep apnea,” “OSA” separated by the Boolean operator AND or OR. Articles were searched in the computerized databases up to January 2018, without limits of language. Reference lists from the resulting publications were used to identify further relevant publications. We screened the titles and abstracts of the identified studies, and articles that could contain data regarding GRED and OSAHS were evaluated the full article. Two authors (ZH Wu and XP Yang) independently searched for papers and screened the reference lists of retrieved articles to further identify potentially relevant publications. Discrepancies were resolved by consensus.
Inclusion and exclusion criteria and data extraction
Original studies were carefully checked. There were no country restrictions. The inclusion criteria were (1) sleep disorders including OASHS; (2) studies in which all study group members exclude any possible predisposing factor (such as Barrett’s esophagus and asthma) that may be related to the development of their OSAHS; (3) studies that were restricted to humans, published in English and non-English, contained original data, and appeared in either abstract form or full text; (4) studies that clearly defined the study and control groups and the members, and observational data were available; and (5) studies that reported OSAHS patients with validated OSAHS (such as Epworth Sleepiness Score and Berlin questionnaire) questionnaire, polysomnography, and 24-h pH monitoring to document the acid reflux or anti-reflux treatment. The exclusion criteria were (1) case reports, non-English, abstracts, comments, review articles, duplicate publications, and editorials; (2) other treatment of obstructive sleep apnea (surgery or device); (3) studies that focus on laryngopharyngeal reflux (LPR) disease.
Information was collected for each publication concerning the author’s name, publication year, study design, age, method of reflux evaluation or OSAHS evaluation, and study and control group criteria.
Risk of bias and statistical analysis
We used the PRISMA statement [
13] to assess individual study quality and the risk of bias. Meta-analysis was performed using Review Manager 5.3 (Cochrane Collaboration, Copenhagen, The Nordic Cochrane Centre). Random-effects model was applied, depending on the
P value of the chi-squared statistic when
P was < 0.05. Higgins
I2 test were used to assess the heterogeneity. An
I2 value between 25 and 50% was considered as low heterogeneity, an
I2 value between 50 and 75% as moderate heterogeneity, and an
I2 value > 75% as high heterogeneity. An
I2 value < 25% was considered homogeneous. When
I2 value > 50%, the random-effects model was applied to combine effect size and when
I2 value < 50% the fix-effects model was applied to combine effect size. We also sought to perform subgroup analysis to determine the sources of heterogeneity. The pooled odds ratios (ORs) of different articles and corresponding 95% confidence intervals (CIs) were used to estimate the relationship between OSAHS and GERD. The sensitivity analysis was repeated to assess the effects of individual study on pooled estimates by removing individual study.
Discussion
This meta-analysis suggested that OSAHS was significantly associated with increased risk of GERD (OR = 1.75, 95% CI 1.18–2.59, P < 0.05). The pooled results were credible as the subgroups were analyzed. Although the value of I2 = 54% (I2 > 50, P < 0.05), it indicated that there existed moderate heterogeneity among the studies. But we performed the subgroup analysis to determine the sources of heterogeneity so the results of meta-analysis could represent the true relationship between OSAHS and GERD. Meanwhile, sensitivity analysis showed that after any individual study was omitted or the random-effects model was converted to a fixed-effects model, the overall results and conclusions still exist. Therefore, we have strong confidence to believe the result of our meta-analysis that strong association between OSAHS and GERD.
Recent researches have reported that OSAHS and symptomatic in GERD are closely related. However, the exact causative relationship between them remains contradictory and this is the first meta-analysis to approve it. In Basoglu et al. [
17] study, it was shown that 38.9% of OSAHS patients accompanied GERD, and the prevalence of GERD in OSAHS patients was fairly increased compared to the general population. Soren et al. [
21] reported that the episodes of acidification were very common in patients with sleep apnea and usually associated with pressure and respiratory events. Our findings and these conclusions are consistent; the summary OR was 1.75 (95% CI 1.18–2.59,
P < 0.05) in our meta-analysis under the random-effects model. Thus, we can conclude that GRED may play a very important role in the pathophysiology of OSAHS. OSAHS may be related to age, gender, BMI, alcohol, or Barrett’s esophagus (BE) in GRED patients. Ju et al. [
22] evaluated 564 subjects who were investigated in the sleep laboratory with a GERD questionnaire and found that GERD was more common in female subjects. In the past years, some studies pay attention to the association between OSAHS and Barrett’s esophagus because the aggravated reflux might result in an increased risk of this disease. Barrett’s esophagus is a precursor to esophageal adenocarcinoma and it was reported that GRED and obesity (especially in abdominal adiposity) are the two strongest risk factors [
23,
24]. Thus, we did not included Barrett’s esophagus data in our meta-analysis of studies.
Usually, polysomnography is the standard diagnostic modality for OSAHS, but this procedure requires an overnight evaluation, so more studies have used questionnaires to evaluate patients’ sleep quality (such as the Berlin Questionnaire) [
25]. However, these questionnaires cannot allow us to obtained objective apnea-related parameters. The summary OR was 2.73 (95% CI 1.12 to 6.64,
P < 0.05) for polysomnography subgroup analysis with the random-effects model and the summary OR was 1.44 (95% CI 1.08 to 1.93,
P < 0.05) for Berlin Questionnaire subgroup analysis with the fixed-effects model. The subgroup analysis results indicated that GRED had a strong association with OSAHS. The standard diagnostic of GERD is 24-h dual-probe esophageal pH monitoring, and it can record episodes of not only laryngopharyngeal reflux but also gastroesophageal reflux. But in our meta-analysis, we only contain the data from gastroesophageal reflux. Many of patients (OSAHS in particular) maybe did not accept this application, as this is an invasive method. So few studies used this application assess the relationship between the OSAHS and GRED patients. We can only include two studies in our meta-analysis, and the summary OR was 5.83(95% CI 1.41–24.15,
P > 0.05) for 24-h pH monitoring subgroup analysis under the fixed-effects model. These results supported that GERD participation in OSAHS pathogenesis.
From this meta-analysis results, we may arrival at a conclusion that the GERD participation in OSAHS pathogenesis. On one hand, for patients with GERD, we can try anti-reflux treatment (such as proton pump inhibitors) and lifestyle modifications (such as dietary, weight control, and no alcohol). On the other hand, we may also suggest that OSAHS patients be evaluated for GERD before undergoing surgical treatment or CPAP treatment. As an otorhinolaryngologist, if we suspected OSAHS patients with GERD signs and symptoms (such as frequent throat clearing, reflux laryngitis, sore throat and posterior laryngitis with hoarseness, chronic cough, and even laryngeal and subglottic stenosis [
26]), fiberoptic laryngoscopy or 24-h dual-probe esophageal pH monitoring should be performed. Thus, we can identify high-risk patients and treated GRED disease first to lower unnecessary treatment for OSAHS.
There are some potential limitations in the meta-analysis that should be squared up when interpreting the results of our study. Firstly, the sample size was relatively not enough and may affect the accuracy of our results and much large-scale studies should be performed to convince it. Secondly, although we try to explore the source of heterogeneity by subgroup analysis in our study, we could not successful explore heterogeneity from other aspects because of the insufficient clinical data and the limited studies. Thirdly, the results may also be biased by different measurement techniques to diagnosis OSAHS (polysomnography/Berlin Questionnaire) or GERD (reflux questionnaire/24-h pH monitoring). Additionally, as most of the included study population was adult, the results may be different in children population. So our results should be interpreted with caution and need further researches. Despite there are limitations, our analysis shows a strong and clear association between OSAHS and GERD.
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