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Erschienen in: Breast Cancer Research 1/2018

Open Access 01.12.2018 | Research Article

Assessment of performance of the Gail model for predicting breast cancer risk: a systematic review and meta-analysis with trial sequential analysis

verfasst von: Xin Wang, Yubei Huang, Lian Li, Hongji Dai, Fengju Song, Kexin Chen

Erschienen in: Breast Cancer Research | Ausgabe 1/2018

Abstract

Background

The Gail model has been widely used and validated with conflicting results. The current study aims to evaluate the performance of different versions of the Gail model by means of systematic review and meta-analysis with trial sequential analysis (TSA).

Methods

Three systematic review and meta-analyses were conducted. Pooled expected-to-observed (E/O) ratio and pooled area under the curve (AUC) were calculated using the DerSimonian and Laird random-effects model. Pooled sensitivity, specificity and diagnostic odds ratio were evaluated by bivariate mixed-effects model. TSA was also conducted to determine whether the evidence was sufficient and conclusive.

Results

Gail model 1 accurately predicted breast cancer risk in American women (pooled E/O = 1.03; 95% CI 0.76–1.40). The pooled E/O ratios of Caucasian-American Gail model 2 in American, European and Asian women were 0.98 (95% CI 0.91–1.06), 1.07 (95% CI 0.66–1.74) and 2.29 (95% CI 1.95–2.68), respectively. Additionally, Asian-American Gail model 2 overestimated the risk for Asian women about two times (pooled E/O = 1.82; 95% CI 1.31–2.51). TSA showed that evidence in Asian women was sufficient; nonetheless, the results in American and European women need further verification.
The pooled AUCs for Gail model 1 in American and European women and Asian females were 0.55 (95% CI 0.53–0.56) and 0.75 (95% CI 0.63–0.88), respectively, and the pooled AUCs of Caucasian-American Gail model 2 for American, Asian and European females were 0.61 (95% CI 0.59–0.63), 0.55 (95% CI 0.52–0.58) and 0.58 (95% CI 0.55–0.62), respectively.
The pooled sensitivity, specificity and diagnostic odds ratio of Gail model 1 were 0.63 (95% CI 0.27–0.89), 0.91 (95% CI 0.87–0.94) and 17.38 (95% CI 2.66–113.70), respectively, and the corresponding indexes of Gail model 2 were 0.35 (95% CI 0.17–0.59), 0.86 (95% CI 0.76–0.92) and 3.38 (95% CI 1.40–8.17), respectively.

Conclusions

The Gail model was more accurate in predicting the incidence of breast cancer in American and European females, while far less useful for individual-level risk prediction. Moreover, the Gail model may overestimate the risk in Asian women and the results were further validated by TSA, which is an addition to the three previous systematic review and meta-analyses.

Trial registration

PROSPERO CRD42016047215.
Begleitmaterial
Hinweise

Electronic supplementary material

The online version of this article (https://​doi.​org/​10.​1186/​s13058-018-0947-5) contains supplementary material, which is available to authorized users.
Abkürzungen
AUC
Area under the curve
BCRAT
Breast Cancer Risk Assessment Tool
CI
Confidence interval
CNKI
China National Knowledge Infrastructure
C-statistic
Concordance statistic
DOR
Diagnostic odds ratio
E/O
Expected-to-observed ratio
FN
False negative
FP
False positive
MeSH
Medical subject headings
NOS
Newcastle–Ottawa Scale
QUADAS
Quality Assessment Diagnostic Accuracy Studies
RIS
Required information size
SEER
Surveillance Epidemiology and End Results
TN
True negative
TP
True positive
TSA
Trial sequential analysis

Background

Breast cancer is the most common cancer in women with high morbidity and mortality rates [1]. Risk assessment tools estimating the individual’s absolute risk for developing breast cancer and identifying the women at high level of risk are crucial for decision-making about prevention and screening.
The Breast Cancer Risk Assessment Tool (BCRAT) [2], also known as the Gail model, was the most widely used appraisal tool for predicting the absolute risk of developing breast cancer. Individuals with 5-year risk exceeding 1.67% were considered high risk [3]. In 1992, the tool was modified to specifically predict invasive breast cancer, and this updated model, referred to as Gail model 2 (Caucasian-American Gail model) [4], has been used for determining the eligibility of subjects for chemoprevention of invasive breast cancer [5, 6]. In addition, this modified Gail model was also updated subsequently to predict the risk for other ethnic populations, such as African-American [7] and Asian-American [8] females.
A number of studies have been conducted to validate the Gail model in American [927], European [2837], Asian [3850] and Oceanian [51, 52] women. However, these studies showed variability in their calibration (expected-to-observed (E/O) ratio) and discrimination (Concordance-statistic (C-statistic) or area under the curve (AUC)). Although three systematic review and meta-analyses validated the Gail model previously [5355], 19 studies [13, 14, 1720, 2224, 3236, 38, 40, 41, 51, 52] with inconsistent results have been published subsequently or were not included in the previous meta-analyses. However, the evaluation studies launched in China [39, 4250] have not been incorporated before and the diagnostic accuracy of the Gail model has not been fully evaluated.
There is increasing awareness that a meta-analysis also needs sufficient sample size to get a stable conclusion. Trial sequential analysis (TSA) was introduced to calculate the required information size (RIS) for meta-analysis and to decide whether the evidence was sufficient and conclusive [56, 57].
Here, we conducted a systematic review and meta-analysis to comprehensively evaluate the performance of different versions of the Gail model from three different dimensions (calibration, discrimination and diagnostic accuracy). In addition, the meta-analysis for calibration of the Gail model was also challenged by TSA.

Methods

Study registration

The current systematic review and meta-analysis was performed according to MOOSE guidelines [58] and has been registered with the International Prospective Register of Systematic Reviews (PROSPERO; registration number CRD42016047215).

Literature search strategy

Two investigators conducted a literature search in the PubMed, Embase, WANFANG [59], VIP [60] and China National Knowledge Infrastructure (CNKI) [61] databases for all articles concerning the performance of the Gail model in females.
We used “mammary OR breast cancer OR carcinoma OR tumor OR neoplasm” AND “calibration OR validate OR validation OR screen OR screening OR expected-to-observed ratio OR E/O ratio” AND “Gail model OR breast cancer risk assessment tool OR BCRAT” as medical subject headings (MeSH) in searching for studies evaluating the calibration of the Gail model.
The terms “mammary OR breast cancer OR carcinoma OR tumor OR neoplasm” AND “discrimination OR validate OR validation OR screen OR screening OR sensitivity OR specificity OR area under the curve OR AUC OR C-statistic” AND “Gail model OR breast cancer risk assessment tool OR BCRAT” were used for retrieving publications assessing the discrimination and diagnostic accuracy of the Gail model.
Publications in English and Chinese language between 1 January 1989 (when the Gail model was developed [3]) and 31 July 2016 were included. Listed references were also manually checked for relevant papers.

Inclusion and exclusion criteria

The inclusion and exclusion criteria for this meta-analysis included the following: studies validating the performance of the original (Gail model 1) or modified (Gail model 2) Gail model in women [3, 4]; calibration of the Gail model was prospectively estimated focusing on cohort studies that provided the E/O ratio and its 95% confidence interval (CI) or offered sufficient data for calculating the expected and observed number of breast cancer; discrimination of the Gail model was estimated focusing on the studies providing the C-statistic or AUC and its 95% CI for the Gail model; the diagnostic meta-analysis included publications that provided sufficient data for calculating the true positive (TP), false positive (FP), false negative (FN) and true negative (TN) values of the Gail model, respectively; the threshold of the Gail model was limited to ≥ 1.67%; the sample size should be higher than 100 and the mean follow-up period for the cohort studies should be longer than 1 year; and when multiple publications included the same population, studies with larger sample size or longer follow-up period were incorporated and studies with independent validations in subsequent articles were included.

Literature selection for the systematic review and meta-analysis

For the calibration of the Gail model, 435 studies were found in the electronic databases and 10 were manually retrieved. After careful examination, 419 publications were excluded: 62 were duplicated records, 235 were not related, 70 were reviews and 52 were conference abstracts. In addition, two studies were excluded [27, 62] as they focused on the same population but with smaller sample size than other studies [17, 31]. In the end, 24 studies with 29 datasets were included.
After excluding the duplicated records, 356 studies were retrieved for estimating the discrimination of the Gail model. Of these, 311 were excluded in the preliminary screening and 19 were further eliminated by full-text reading. Moreover, seven studies [31, 6267] were also excluded as they focused on the same population but with a shorter study period or smaller sample size than other included studies [17, 27, 51]. In total, 26 studies incorporating 29 datasets were included in this meta-analysis.
For the diagnostic accuracy of the Gail model, 455 publications were retrieved at the beginning. After preliminary screening and the full-text reading, 13 studies were finally included (Fig. 1).
Studies included in the aforementioned three meta-analyses overlapped to some extent, as some of them provided both the E/O ratio and AUC or the diagnostic accuracy of the Gail model [11, 15, 17, 18, 20, 3033, 35, 39, 41, 44, 45].

Data abstraction

Two investigators independently extracted data. Relevant information included the first author, publication year, geographic region, versions of the Gail model (Gail model 1 or Gail model 2 for Caucasian-American, Asian-American and African-American women), risk prediction period, study design, study population, sample size, mean age of participants as well as the risk for breast cancer, study period, follow-up period, E/O ratio with 95% CI, C-statistic or AUC with 95% CI and number of true positive (TP), false positive (FP), false negative (FN) and true negative (TN) values. The quality of the included studies was assessed by Newcastle–Ottawa Scale (NOS) [68] and the studies incorporated in the diagnostic meta-analysis were assessed by Quality Assessment Diagnostic Accuracy Studies (QUADAS) [69]. Any discrepancies were resolved by consensus, and where needed the corresponding author was contacted.

Statistical analyses

Calibration assessed how closely the number of subjects predicted to develop breast cancer matched the observed number of breast cancer cases diagnosed during a specific period. This was calculated by E/O ratio and the 95% CI of the E/O ratio was computed as: E/O ratio × exp.(± 1.96 × 1/√(O)) [11]. A well-fitting calibration should be close to 1.0. The discrimination value was assessed by C-statistic, which measures the Gail model’s ability to discriminate the women who will and will not develop breast cancer; moreover, it was considered identical to the AUC in the current study [54]. A C-statistic/AUC of 0.5 was considered as no discrimination, whereas 1.0 indicates perfect discrimination.
The pooled E/O ratio and C-statistic/AUC of the Gail model were calculated using DerSimonian and Laird’s random-effects model [70]. The I2 value was employed to evaluate the heterogeneity among the studies, and subgroup analyses were carried out to identify the source of the heterogeneity. Sensitivity analysis was conducted to assess the influence of each study on the combined effects by sequentially omitting each dataset [71]. Cumulative meta-analyses were launched to investigate the trend of the pooled E/O ratio and C-statistic/AUC ranked by the publication year and sample size [72]. Visualized asymmetry of the funnel plot and Egger’s regression test were assessed to detect publication bias. Pooled effects were also adjusted by the Duval and Tweedie trim-and-fill method [7375].
The pooled estimations of sensitivity, specificity and diagnostic odds ratio (DOR) were calculated using a bivariate mixed-effects model. The DOR is the ratio of risk odds in breast cancer cases relative to that in controls [76]. Publication bias was detected by Deeks’ funnel plot, using 1/root (effective sample size) vs log DOR. P < 0.05 for the slope coefficient indicates significant asymmetry [77].
In the current study, TSA was conducted to determine whether the sample size incorporated in the meta-analysis was sufficient for evaluating the calibration of the Gail model. The included cohort studies are identified as trials for calculating the difference in breast cancer incidence between the expected and observed groups, and accordingly the total sample size is doubled. For the TSA, when the Z-curve crosses the conventional boundary, a significant difference is considered to exist between the expected group and the observed group for breast cancer incidence. Moreover, if the Z-curve passes through the trial sequential monitoring boundary or required information size (RIS) boundary, the evidence is considered sufficient and conclusive. Otherwise, the evidence is adjudged inconclusive and more studies were required to further verify the results [56, 57]. Furthermore, in order to evaluate the effect of the Chinese studies on the performance of the Gail model, a sensitivity analysis was conducted by eliminating the studies retrieved from the WANFANG, VIP and CNKI databases.
Pooled E/O ratio and AUC were synthesized using Comprehensive Meta Analysis version 2.0 (Biostat, Englewood, NJ, USA). Pooled sensitivity, specificity and DOR were conducted with Stata statistical software version 14.0 (StataCorp, College Station, TX, USA). The trial sequential analyses program (version 0.9 beta) was used for the TSA [78] (Copenhagen Trial Unit, Centre for Clinical Intervention Research, Copenhagen, Denmark, 2011).

Results

Calibration of the Gail model

Twenty-four studies incorporating 29 records were included to evaluate the calibration of the Gail model [920, 2835, 38, 39, 41, 52] (Table 1). The pooled E/O ratio was 1.16 (95% CI 1.05–1.30) with a high level of heterogeneity between studies (I2 = 98.8%; p < 0.01) (Fig. 2a). Sensitivity analysis showed that the combined E/O ratio and 95% CI were not significantly altered before and after the omission of each dataset (see Additional file 1A). Cumulative analysis showed that by continually increasing the publication year and the sample size, the 95% CI became narrower and the pooled E/O ratio was closer to 1.0, which indicates that the precision of the pooled E/O ratio was gradually improved (see Additional file 1B, C). Publication bias was detected by funnel plot (regression coefficient = 5.38; p = 0.027) (see Additional file 2A). According to the trim-and-fill method, the adjusted pooled E/O ratio was 1.25 (95% CI 1.11–1.40) after trimming (see Additional file 2B).
Table 1
Characteristics of the included studies for estimating the calibration of the Gail model
Reference
Author
Publication year
Geographic background
Gail model version
5/10-year risk
Sample size
Mean age (years)
Study population
Risk for breast cancera
Time period
Follow-up period
E/O (95% CI)
[9]
Bondy
1994
America
1
5
1981
30–75
American Cancer Society 1987 Texas Breast Screening Project (with family history of breast cancer)
High risk
1987–1992
5.0
1.31 (0.96–1.79)
[10]
Spiegelman
1994
America
1
5
115,172
29–61
Nurses’ Health Study (NHS)
General population
1976–1981
6.0
1.33 (1.28–1.39)
[12]
Costantino-1
1999
America
1
5
5969
> 35
Placebo group of Breast cancer prevention trial (BCPT)
General population
1992–1998
4.03 (0.1–5.83)
0.84 (0.73–0.97)
[12]
Costantino-2
1999
America
2
5
5969
> 35
Placebo group of Breast cancer prevention trial (BCPT)
General population
1992–1998
4.03 (0.1–5.83)
1.03 (0.88–1.21)
[11]
Rockhill
2001
America
2
5
82,109
45–71
Nurses’ Health Study (NHS)
General population
1992–1997
5.0
0.94 (0.89–0.99)
[30]
Amir
2003
United Kingdom
2
10
3150
44 (21–73)
Women attending the Family History Screening Programme in University Hospital of South Manchester
Not defined
1987–2001
5.27 (0.1–15)
0.69 (0.54–0.90)
[13]
Bernatsky
2004
America
1
5
871
41 ± 13
Systemic lupus erythematosus clinic cohorts at Canada, Northwestern and UK center
High risk
1984–2000
9.1
0.48 (0.29–0.80)
[14]
Olson
2004
America
1
5
674
31–90
Women with possible bilateral oophorectomy identified from the Mayo Clinic Surgical Index
Low risk
1994–2004
NA
1.37 (0.92–2.04)
[28]
Boyle
2004
Italy
2
5
5383
NA
Women participated in RCT of tamoxifen for breast cancer prevention in Italy
General population
1992–2001
5.0
1.16 (0.89–1.49)
[29]
Decarli
2006
Italy
2
5
10,031
35–64
Florence—European Prospective Investigation Into Cancer and Nutrition Cohort (EPIC)
General population
1993–2002
9.0
0.93 (0.81–1.07)
[31]
Chlebowski
2007
America
2
5
147,916
63 (50–79)
Women’s Health Initiative (WHI)
General population
1993–2005
5.0
0.79 (0.77–0.82)
[15]
Tice
2008
America
2
5
629,229
40–74
National Cancer Institute-funded Breast Cancer Surveillance Consortium (BCSC)
General population
since 1994
5.3
0.88 (0.86–0.90)
[16]
Schonfeld-1
2010
America
2
5
181,979
62.8
National Institutes of Health-American Association of Retired Persons (NIH-AARP)
General population
1995–2003
7.5
0.87 (0.85–0.89)
[16]
Schonfeld-2
2010
America
2
5
64,868
62.3
Prostate, Lung, Colorectal and Ovarian Cancer Screening Trial (PLCO)
General population
1993–2006
8.6
0.86 (0.82–0.90)
[17]
Tarabishy
2011
America
2
5
4726
18–85
Mayo Benign Breast Disease (BBD)
High risk
1991–1996
5.0
1.08 (0.88–1.33)
[38]
Chay-1
2012
Singapore
3
5
28,104
50–64
Singapore Breast Cancer Screening Project (SBCSP)
General population
1997–2007
5.0
2.51 (2.14–2.96)
[38]
Chay-2
2012
Singapore
3
10
28,104
50–64
Singapore Breast Cancer Screening Project (SBCSP)
General population
1997–2007
10.0
1.85 (1.68–2.04)
[52]
Maclnnis
2012
Australia
NA
NA
2000
NA
Female relatives of the breast cancer cases in Australia
High risk
NA
10.0
0.89 (0.73–1.09)
[32]
Pastor-Barriuso
2013
Spain
2
5
54,649
45–68
Population-based Navarre Breast Cancer Screening Program (NBCSP)
General population
1996–2005
7.7
1.46 (1.36–1.56)
[33]
Buron
2013
Spain
2
5
2200
49–64
Participants with a positive screening mammogram in “Parc de Salut Mar” breast cancer screening program
High risk
2003–2010
6.0
0.58 (0.54–0.63)
[41]
Min-1
2014
Korea
2
5
40,229
> 10
Women routinely screened in Women’s Healthcare Center of Cheil General Hospital
Not defined
1999–2004
5.0
2.46 (2.10–2.87)
[41]
Min-2
2014
Korea
3
5
40,229
> 10
Women routinely screened in Women’s Healthcare Center of Cheil General Hospital
Not defined
1999–2004
5.0
1.29 (1.11–1.51)
[18]
Powell
2014
America
2
5
12,843
NA
Marin Women’s Study with high rate of breast cancer, null parity and delayed childbirth
High risk
2003–2007
5.0
0.81 (0.71–0.93)
[19]
McCarthy
2015
America
2
5
464
48.7 ± 13.2
Women referred for biopsy with abnormal (Breast Imaging Reporting And Data System, BI-RADS 4) mammograms at the Hospital of the University of Pennsylvania
High risk
2003–2012
5.0
3.78 (2.78–5.13)
[34]
Dartois
2015
France
2
5
13,174
42–72
Women in French E3N prospective cohort to investigate the cancer risk factors
General population
1993–1998
5.0
0.97 (0.84–1.12)
[39]
Hu
2015
China
2
5
42,908
35–69
Women participated in the breast cancer screening in Zhejiang eastern coastal areas of China
General population
2008–2014
5.0
2.09 (1.73–2.52)
[20]
Schonberg-1
2015
America
2
5
71,293
70 ± 7.0
Nurses’ Health Study (NHS)
High risk
2004–2009
5.0
1.20 (1.13–1.26)
[20]
Schonberg-2
2015
America
2
5
79,611
71 ± 6.8
Women’s Health Initiative (WHI), extensive study
High risk
2005–2010
5.0
1.05 (1.00–1.10)
[35]
Brentnall
2015
United Kingdom
2
10
50,628
47–73
15 screening areas in Greater Manchester, UK
General population
2009–2014
3.2
2.67 (2.46–2.90)
Note: Gail model type 1, original Gail model; Gail model type 2, modified Gail model for Caucasian-American; Gail model type 3, modified Gail model for Asian-American
NA not available, E/O expected-to-observed ratio, CI confidence interval, RCT randomized controlled trial
aCohort studies enrolled women with high risk for breast cancer (with higher average age (> 70 years), dense mammary image, postmenopausal state, breast cancer relatives or high rate of delayed childbirth) were defined as “High risk”; cohort studies that did not accurately depict the characteristics of the participants were defined as “Not defined”. Participants with protective factors for breast cancer were considered low risk
Subgroup analysis suggested the geographic region (see Additional file 3) could partly explain the heterogeneities between these studies (p < 0.01). The Gail model exhibited a tendency to overpredict breast cancer risk for Asian women (pooled E/O = 1.98; 95% CI 1.58–2.48) compared to American (pooled E/O = 1.02; 95% CI 0.93–1.12) and European (pooled E/O = 1.05; 95% CI 0.68–1.63) women (Fig. 2bd). Publication bias did not exist in each of these subgroups (see Additional file 4).
In addition, results showed that Gail model 1 accurately predicted breast cancer risk in American women (pooled E/O = 1.03; 95% CI 0.76–1.40). However, Gail model 2 overpredicted the risk for breast cancer (pooled E/O = 1.20; 95% CI 1.07–1.35) (see Additional file 3). When further stratified by different versions of Gail model 2, the pooled E/O ratios of Caucasian-American Gail model 2 in American [11, 12, 1520, 31], European [2830, 3235] and Asian [39, 41] women were 0.98 (95% CI 0.91–1.06), 1.07 (95% CI 0.66–1.74) and 2.29 (95% CI 1.95–2.68), respectively. The pooled E/O ratio for Asian women was significantly higher than that in American and European females (p < 0.001). Moreover, only two studies clearly stated that they used the Asian-American Gail model [38, 41], and the results indicated that it overestimated the risk for Asian women about two times (pooled E/O = 1.82; 95% CI 1.31–2.51) (see Additional file 5).
When excluding studies conducted in Asian women [38, 39, 41], results showed that the Gail model precisely predicted the risk for developing breast cancer (pooled E/O = 1.04; 95% CI 0.93–1.16) (see Additional file 6A). Sensitivity analysis by singly eliminating each study showed no significant fluctuation, which indicated the stability of the results (see Additional file 6B). Cumulative analysis showed that the pooled E/O ratio became progressively closer to 1.0 according to accumulation of the publication year and sample size (see Additional file 6C, D). When stratified by different versions of the Gail model, the combined E/O ratios of Gail model 1 and Caucasian-American Gail model 2 were reported to be 1.03 (95% CI 0.76–1.40) and 1.05 (95% CI 0.93–1.17), respectively, with no significant difference (p = 0.93) (see Additional file 7). Stratified analysis showed that the studies with high reporting quality were prone to have a precise estimate of breast cancer risk (pooled E/O = 0.88; 95% CI 0.71–1.10 vs pooled E/O = 1.13; 95% CI 1.00–1.29; p = 0.06). However, no difference was found when stratified by the geographic region and other factors (see Additional file 8).

Trial sequential analysis

In the TSA, the cumulative Z-curve passed through both the conventional and the trial sequential monitoring boundary, which suggested the evidence was sufficient to verify the overprediction of the Gail model (Fig. 2e). When stratified by geographic region, the cumulative Z-curve did not cross the conventional and RIS boundary in American (Fig. 2f) and European (Fig. 2g) studies, demonstrating the accurate prediction of the Gail model. However, the evidence was insufficient to draw a firm conclusion and more related studies were required to confirm the results. With respect to Asian women, the Z-score crossed both the conventional and TSA-adjusted boundary, which showed the overestimation of breast cancer risk in Asian females and the evidence was sufficient and conclusive (Fig. 2h).

Discrimination of the Gail model

Twenty-six articles with 29 datasets describing the C-statistic/AUC of the Gail model were combined to evaluate its pooled discrimination [11, 15, 1824, 27, 2932, 3436, 3946, 51] (Table 2). The pooled AUC was 0.60 (95% CI 0.58–0.62) with substantial heterogeneity (I2 = 97.0%; p < 0.01) (Fig. 3a). Sensitivity analysis suggested that the results were stable, and cumulative analysis indicated that the 95% CI became narrower and the pooled AUC progressively rose toward 0.60 with the accumulation of data ranked by publication year and sample size (see Additional file 9A–C).
Table 2
Characteristics of the included studies for estimating the discrimination of the Gail model
Reference
Author
Publication year
Geographic background
Study design
Gail model version
5/10-year risk
Sample size
Mean age (years)
Study population
Risk for breast cancera
Time period
Follow-up period
C-statistic/AUC (95% CI)
[11]
Rockhill
2001
America
Cohort
2
5
82,109
45–71
Nurses’ Health Study (NHS)
General population
1992–1997
5.0
0.58 (0.56–0.60)
[30]
Amir
2003
United Kingdom
Cohort
2
10
3150
21–73
Women attending the Family History Screening Programme in University Hospital of South Manchester
Not defined
1987–2001
5.0
0.74 (0.67–0.80)
[21]
Tice
2005
America
Cohort
2
5
81,777
55.9
Community-based registry San Francisco Mammography Registry (SFMR)
General population
1993–2002
5.1 (0.1–15)
0.67 (0.65–0.68)
[29]
Decarli
2006
Italy
Cohort
2
5
10,031
35–64
Florence—European Prospective Investigation Into Cancer and Nutrition cohort (EPIC)
General population
1993–2002
9.0
0.59 (0.55–0.63)
[36]
Crispo
2008
Italy
Case–control
1
5
1765
53.7
National Cancer Institute of Naples (southern Italy)
NA
1997–2000
NA
0.55 (0.53–0.58)
[15]
Tice
2008
America
Cohort
2
5
251,789
40–74
National Cancer Institute-funded Breast Cancer Surveillance Consortium (BCSC)
General population
since 1994
5.3
0.61 (0.60–0.62)
[42]
Pan
2009
China
Cross-sectional
1
5
2133
> 35
Breast cancer risk assessment, evaluation and health education program, in Beijing and Guangzhou community
NA
2006–2007
NA
0.64 (0.61–0.67)
[43]
Liu
2010
China
Cross-sectional
2
5
246
49.82
High-risk breast cancer screening model and chemical intervention study at the community level
NA
2007–2009
NA
0.56 (0.49–0.64)
[44]
Wang
2010
China
Case–control
1
5
228
32–75
Shenzhou Hospital of Shenyang Medical College-based breast cancer cases and control
NA
1998–2007
NA
0.93 (0.89–0.97)
[17]
Tarabishy
2011
America
Cohort
2
5
4726
18–85
Mayo Benign Breast Disease (BBD)
High risk
1982–1991
16.2
0.64 (0.62–0.66)
[22]
Vacek
2011
America
Cohort
1
5
19,779
> 70
Vermont Breast Cancer Surveillance System (VBCSS)
High risk
2001–2009
7.1
0.54 (0.52–0.56)
[27]
Banegas
2012
America
Cohort
2
5
128,976
63.51
Women’s Health Initiative (WHI)
General population
1993–2005
5.0
0.58 (0.57–0.59)
[23]
Quante
2012
America
Cohort
2
10
1857
44
Women with high risk for breast or ovarian cancer in New York site of the Breast Cancer Family Registry (BCFR)
High risk
1995–2011
8.1
0.63 (0.58–0.69)
[32]
Pastor-Barriuso
2013
Spain
Cohort
2
5
54,649
45–68
Population-based Navarre Breast Cancer Screening Program (NBCSP)
General population
1996–2005
7.7
0.54 (0.52–0.57)
[51]
Dite
2013
Australia
Case–control
2
5
1425
45.4
Cases and controls from the Australian Breast Cancer Family Registry (ABCFR)
NA
1992–1998
NA
0.58 (0.55–0.61)
[40]
Anothaisintawee
2013
Thailand
Cross-sectional
NA
NA
15,718
NA
Ramathibodi Hospital and two tertiary hospitals
NA
2011–2013
NA
0.41 (0.36–0.46)
[24]
Ronser
2013
America
Cohort
2
5
11,419
54.0 ± 3.3
Postmenopausal women in California Teachers Study (CTS)
High risk
1995–2009
5.0
0.55 (0.53–0.56)
[41]
Min-1
2014
Korea
Cohort
2
5
40,229
> 10
Breast cancer screening patients routinely screened in Women’s Healthcare Center of Cheil General Hospital
Not defined
1999–2004
5
0.55 (0.50–0.59)
[41]
Min-2
2014
Korea
Cohort
3
5
40,229
> 10
Breast cancer screening patients routinely screened in Women’s Healthcare Center of Cheil General Hospital
Not defined
1999–2004
5
0.54 (0.50–0.59)
[18]
Powell
2014
America
Cohort
2
5
12,843
NA
Marin Women’s Study with high rate of breast cancer, null parity and delayed childbirth
High risk
2003–2007
7.7
0.62 (0.59–0.66)
[45]
Duan
2014
China
Case–control
2
5
400
35–74
Breast cancer cases and controls in the First Affiliate Hospital of KunMing Medical University
NA
2007–2011
NA
0.54 (0.49–0.60)
[19]
McCarthy
2015
America
Cohort
2
5
464
48.7 ± 13
Women referred for biopsy with abnormal (Breast Imaging Reporting And Data System, BI-RADS 4) mammograms at the Hospital of the University of Pennsylvania
High risk
2003–2012
5.0
0.71 (0.65–0.78)
[34]
Dartois-1
2015
France
Cohort
2
5
5843
42–72
Premenopausal Women in French E3N (E´ tude E´ pide´miologique aupre`s des femmes de laMutuelle Ge´ne´rale de l’E´ ducation Nationale (MGEN)) prospective cohort to investigate the cancer risk factors
General population
1993–1998
5.0
0.61 (0.55–0.68)
[34]
Dartois-2
2015
France
Cohort
2
5
7331
42–72
Postmenopausal Women in French E3N (E´ tude E´ pide´miologique aupre`s des femmes de laMutuelle Ge´ne´rale de l’E´ ducation Nationale (MGEN)) prospective cohort to investigate the cancer risk factors
High risk
1993–1998
14.0
0.55 (0.50–0.60)
[39]
Hu
2015
China
Cohort
2
5
42,908
35–69
Women participated in the breast cancer screening in Zhejiang eastern coastal areas of China
General population
2008–2014
5.0
0.59 (0.47–0.70)
[35]
Brentnall
2015
United Kingdom
Cohort
2
10
50,628
47–73
15 screening areas in Greater Manchester, UK
General population
2009–2014
3.2
0.54 (0.52–0.56)
[20]
Schonberg-1
2015
America
Cohort
2
5
71,293
70.0 ± 7.0
Nurses’ Health Study (NHS)
High risk
2004–2009
5.0
0.57 (0.55–0.58)
[20]
Schonberg-2
2015
America
Cohort
2
5
79,611
71.0 ± 6.8
Women’s Health Initiative (WHI), extensive study
High risk
2005–2010
5.0
0.58 (0.56–0.59)
[46]
Rong
2016
China
Case–control
1
5
816
48.9
Breast cancer cases and controls in the Shenzhen Maternal and Child Health Care hospital
NA
2011–2013
NA
0.69 (0.68–0.71)
Note: Gail model type 1, original Gail model; Gail model type 2, modified Gail model for Caucasian-American; Gail model type 3, modified Gail model for Asian-American
AUC area under the area under the curve, CI confidence interval, NA not available
aCohort studies enrolled women with high risk for breast cancer (with higher average age (> 70 years), abnormal breast density, postmenopausal state, breast cancer relatives or high rate of delayed childbirth) were defined as “High risk”; cohort studies that did not accurately depict the characteristics of the participants were defined as “Not defined”. Case–control studies and cross-sectional studies were defined as not available
When stratified by geographic region, the pooled AUCs in American, European and Asian women were 0.60 (95% CI 0.58–0.62), 0.58 (95% CI 0.55–0.60) and 0.61 (95% CI 0.52–0.69), respectively, with no significant heterogeneities (p = 0.30) (Fig. 3bd and see Additional file 10). Subgroup analysis also showed that the pooled AUC in studies with sample size ≥ 10,000 was lower (0.57 vs 0.64; p = 0.01). However, the combined AUC was not markedly changed when stratified by other factors (see Additional file 10). The funnel plot indicated no publication bias (Egger’s regression coefficient = −1.25; p = 0.54) (see Additional file 11A). According to the trim-and-fill method, eight studies had to be trimmed and the adjusted pooled AUC was 0.63 (95% CI 0.60–0.65) after trimming (see Additional file 11B). In addition, when stratified by geographic region, the funnel plot found significant publication bias across the studies in Europe (Egger’s regression coefficient = 4.45; p = 0.01) (see Additional file 12). After trimming, the adjusted AUC in European women was 0.59 (95% CI 0.56–0.62).
Results also showed the pooled AUC for Gail model 1 was 0.70 (95% CI 0.57–0.77), and when stratified by the geographic region the pooled AUCs for Gail model 1 in American and European women [22, 36] and Asian females [42, 44, 46] were 0.55 (95% CI 0.53–0.56) and 0.75 (95% CI 0.63–0.88), respectively (see Additional files 10 and 13). Additionally, the pooled AUC for Gail model 2 was 0.59 (95% CI 0.57–0.61), and when stratified by the geographic region and different versions of Gail model 2 the pooled AUCs for Caucasian-American Gail model 2 in American [15, 1721, 23, 24, 27], Asian [39, 41, 43, 45] and European [29, 30, 32, 34, 35, 51] females were 0.61 (95% CI 0.59–0.63), 0.55 (95% CI 0.52–0.58) and 0.58 (95% CI 0.55–0.62), respectively (see Additional file 13). However, only one study clearly stated that they used Asian-American Gail model 2, and the AUC was reported to be 0.54 (95% CI 0.50–0.59) [41].

Diagnostic accuracy of the Gail model

Thirteen studies [11, 15, 25, 26, 31, 33, 37, 44, 45, 4750] with 783,601 participants were included in this diagnostic meta-analysis (Table 3). The combined sensitivity, specificity and pooled DOR were 0.43 (95% CI 0.24–0.64), 0.88 (95% CI 0.81–0.92), and 5.44 (95% CI 2.17–13.63), respectively (Fig. 3e). Deeks’ funnel plot suggested that publication bias existed among the studies (p = 0.026) (see Additional file 14A).
Table 3
Characteristics of the included studies for estimating the diagnostic accuracy of the Gail model
Ref
Author
Publication year
Geographic background
Study design
Gail model version
Sample size
Mean age (years)
Study population
Time period
TP
FP
FN
TN
[11]
Rockhill
2001
America
Cohort
2
82,109
45–71
Nurses’ Health Study (NHS)
1992–1997
596
27,457
758
53,298
[25]
Weik
2005
America
Cross-sectional
2
543
20–80
Women who underwent a stereotactic or ultrasound-guided breast biopsy examination
2001–2003
58
95
81
309
[26]
Adams-Campbell-1
2007
America
Nested case–control
1
1450
21–69
Black Women’s Health Study (BWHS)
1995–2003
130
102
595
623
[26]
Adams-Campbell-2
2007
America
Nested case–control
3
1450
21–69
Black Women’s Health Study (BWHS)
1995–2003
30
19
695
706
[31]
Chlebowski
2007
America
Cohort
2
64,568
63
Predicted ER-positive breast cancer in Women’s Health Initiative (WHI) study
1993–2005
462
22,276
461
41,369
[15]
Tice
2008
America
Cohort
2
629,229
40–74
National Cancer Institute-funded Breast Cancer Surveillance Consortium (BCSC)
Since1994
2442
103,852
6342
516,593
[47]
Li
2009
China
Case–control
2
420
40–75
Bao’an Maternal and Child Health Care Hospital, Shenzhen
2003–2008
98
20
5
297
[44]
Wang
2010
China
Case–control
1
228
56
Breast cancer and controls in Shenzhou Hospital of Shenyang Medical College
1998–2007
65
10
4
149
[37]
Ulusoy
2010
Turkey
Case–control
2
1290
49.49
Breast cancer and controls in Ankara University School of Medicine
2002–2008
87
51
563
589
[33]
Buron
2013
Spain
Cohort
2
2200
49–64
Participants with a positive screening mammogram in “Parc de Salut Mar” breast cancer screening program
1996–2010
24
449
28
1161
[48]
Zhou
2014
China
Case–control
1
280
48.62
Breast cancer and controls in Huangpu District in Shanghai of China
2010
72
11
71
126
[45]
Duan
2014
China
Case–control
2
400
52.58
Breast cancer and controls in the First Affiliated Hospital of KunMing Medical University
2007–2011
24
7
176
193
[49]
Huang
2015
China
Case–control
1
317
54.1
Breast cancer and controls in Guangxi Maternal and Child Health Care Hospital
2012–2014
116
13
41
147
[50]
An
2016
China
Case–control
2
567
> 40
Breast cancer and controls in China Japan Union Hospital of Jilin University
2011–2015
207
105
93
162
Note: Gail model type 1, original Gail model; Gail model type 2, modified Gail model for Caucasian-American; Gail model type 3, modified Gail model for African-American
TP true positive, FP false positive, FN false negative, TN true negative, ER estrogen receptor
When stratified by geographic region, the pooled sensitivity, specificity and DOR in American and European women were 0.26 (95% CI 0.15–0.42), 0.84 (95% CI 0.72–0.91) and 1.79 (95% CI 1.57–2.05), respectively (Fig. 3f) and Deeks’ funnel plot showed no publication bias (p = 0.50) (see Additional file 14B). With respect to Asian women, the pooled sensitivity, specificity and DOR were 0.63 (95% CI 0.30–0.87), 0.91 (95% CI 0.84–0.95) and 17.56 (95% CI 4.13–74.59), respectively (Fig. 3g). However, publication bias persisted (p = 0.019) (see Additional file 14C).
When further stratified by different versions of the Gail model, the pooled sensitivity, specificity and DOR of Gail model 1 were 0.63 (95% CI 0.27–0.89), 0.91 (95% CI 0.87–0.94) and 17.38 (95% CI 2.66–113.70), respectively, and the corresponding indexes of Gail model 2 were 0.35 (95% CI 0.17–0.59), 0.86 (95% CI 0.76–0.92) and 3.38 (95% CI 1.40–8.17), respectively (see Additional file 15). When subgrouped by different versions of Gail model 2, the pooled sensitivity, specificity and DOR of the Caucasian-American Gail model for American and European women [11, 15, 25, 31, 33] were 0.36 (95% CI 0.27–0.45), 0.77 (95% CI 0.67–0.84) and 1.81 (95% CI 1.66–1.96), respectively, and for Asian females were 0.49 (95% CI 0.11–0.88), 0.90 (95% CI 0.76–0.96) and 8.80 (95% CI 1.19–64.81), respectively [37, 45, 47, 50] (see Additional file 16). However, only one study stated that they used the African-American Gail model and the sensitivity and specificity were reported to be 0.04 (95% CI 0.03–0.05) and 0.97 (95% CI 0.96–0.98), respectively [26]. Subgroup analysis also indicated that the pooled sensitivity with sample size < 1000 was higher than that in studies with ≥ 1000 samples, and the pooled specificity in studies with case–control design, sample size < 1000 and study quality < 8 points was higher than each of their counterparts (see Additional file 17).

Performance of the Gail model after excluding studies published in Chinese

When excluding studies retrieved in the WANFANG, VIP and CNKI databases, no effect was found on the calibration of Gail model 1. The E/O ratios of the Caucasian-American Gail model and the Asian-American Gail model for Asian women were reported as 2.46 (95% CI 2.10–2.88) and 1.82 (95% CI 1.68–2.04), respectively (see Additional file 18A).
The pooled AUC for Gail model 1 was 0.55 (95% CI 0.53–0.56). After excluding studies published in Chinese, only one study validated discrimination of Asian-American Gail model 2 and Caucasian-American Gail model 2 for Asian females and the AUCs were shown as 0.54 (95% CI 0.50–0.58) and 0.55 (95% CI 0.50–0.60), respectively [41] (see Additional file 18B).
For the diagnostic accuracy of the Gail model, after excluding studies conducted in China, the pooled sensitivity, specificity and the DOR of the Gail model were 0.24 (95% CI 0.14–0.38), 0.85 (95% CI 0.75–0.92) and 1.79 (95% CI 1.58–2.03), respectively. When stratified by different versions of the Gail model, the sensitivity, specificity and the DOR of the Caucasian-American Gail model were 0.25 (95% CI 0.14–0.41), 0.85 (95% CI 0.72–0.93) and 1.89 (95% CI 1.68–2.13), respectively. Only one study remained to evaluate the performance of Gail model 1, and the sensitivity and specificity were reported as 0.15 (95% CI 0.18–0.21) and 0.86 (95% CI 0.83–0.88), respectively [26] (see Additional file 19).

Discussion

The current study comprehensively evaluated the calibration, discrimination and diagnostic accuracy of different versions of the Gail model. Gail model 1 and Caucasian-American Gail model 2 accurately predicted breast cancer risk for American and European women. However, the Caucasian-American and Asian-American Gail models overpredicted the risk for developing breast cancer about two times in Asian females. TSA showed that evidence in Asian women was sufficient; nonetheless, the results in American and European women need further verification. Moreover, the discrimination and the diagnostic accuracy of any versions of the Gail model were not satisfactory overall or stratified by geographic region.
The current study showed that both the Caucasian-American and the Asian-American Gail models overpredicted the risk for developing breast cancer in Asian women. To explain the results, firstly, the Gail model was constructed based on American white females, but the incidence of breast cancer in Asia (29.1/100,000) was much lower than that in American women (69.9/100,000) [1]. Accordingly, during a specific period, Asian women might not present with so many breast cancer incident cases as expected, leading to a higher E/O ratio. Secondly, the distributions of factors included in the Gail model were different between Asian and American women. Morabia and Costanza [79] conducted an international comparison on reproductive factors in 1998 and found age at first live birth in Asian women was older than that in American females, which may present a higher risk prediction in Asia according to the Gail model [3, 12]. Another potential explanation was the lack of regular breast cancer screening in Asian women. In America, conventional mammography examination would be conducted for women aged 45–74 years every 1 or 2 years [80, 81] and the Gail model was constructed based on women with annual screening [3, 12]. However, routine screening was seldom conducted in Asian women [82]; many of the breast cancer patients could not be detected and resulted in a lower number of observed breast cancer than actually existed, resulting in a higher E/O ratio.
Gail model 1 was designed for white women who were being screened annually [3]. The current version of Gail model 2 used Surveillance Epidemiology and End Results (SEER) breast cancer rates for Asian-American women and the relative and attributable risks were derived from Asian-American females [8]. The Breast Cancer Risk Assessment Tool program specifically warns against the use of the Gail model in Asian women, where breast cancer rates are lower than those in Asian-American women [1]. Accordingly, the risk prediction of the Gail model should be explained with caution when applying it to Asian women and it is necessary to modify the Gail model based on the special risk factors and incidence of breast cancer in Asia, to improve its performance.
For the discrimination of the Gail model, results showed that the pooled AUC was moderately acceptable, while substantial heterogeneities exist between studies. Sample size could partly explain the phenomenon, and two studies with extreme value markedly affected the results. Anothaisintawee et al. [40] reported that the AUC of the Gail model was 0.41 with sample size > 1000, while the study conducted by Wang et al. [44] showed the AUC was 0.93 with < 1000 participants. Subgroup analysis showed no heterogeneities in sample size (≥ 1000 and < 1000) when these two datasets were excluded (0.62 vs 0.58; p = 0.07).
Previous meta-analyses also showed similar results that the Gail model had a satisfactory calibration and moderately acceptable discrimination [5355]. Besides, the current study evaluated the diagnostic accuracy of the Gail model and the results showed that the sensitivity of the Gail model was poor and the results were even worse when focusing on the studies in American and European women. Accordingly, many of the breast cancer cases were misdiagnosed and this may partly explain the modest discrimination of the Gail model to some extent. Other risk factors for breast cancer such as mammographic density [83] and genetic factors [84] should be added to the Gail model in the future to provide a more accurate prediction of breast cancer. Nonetheless, few studies were combined to evaluate the diagnostic accuracy of the Gail model; more related studies are required to further confirm the results in the future.
Diagnostic meta-analysis also showed that the pooled specificity was higher in Asian women than that in American and European women, and studies with a case–control design, sample size < 1000 and study quality < 8 points presented a higher specificity than each of their counterparts. All studies in Asia were conducted using the hospital-based case–control design and the healthy controls were prone to have fewer risk factors than the cases. For example, biopsy is required for breast cancer cases, but is rarely used in healthy women in Asia; this may lead to lower prediction of risk in controls according to the Gail model and may increase the true negative rate and the specificity value. Moreover, most of the case–control studies were conducted with smaller sample sizes and lower study quality, and thus the difference in these subgroups may be partly explained by the distorted distribution of the case–control studies.
Additionally, Deeks’ funnel plot showed publication bias exists in Chinese studies, some studies with small sample size and lower DOR may not be published, and the diagnostic accuracy of the Gail model may be overestimated to some extent. Sensitivity analysis showed that when excluding studies conducted in Chinese, the pooled specificity of the Gail model was not significantly altered but the pooled sensitivity and DOR were markedly decreased.

Limitations

The current study detected substantial heterogeneities across the studies for the three statistics that we summarized; these heterogeneities can be partially explained, but could not be markedly diminished by different geographic regions and various versions of the Gail model. Secondly, although many studies tried to evaluate the performance of different versions of the Gail model, they could not be included in this meta-analysis as they did not provide necessary indexes of the E/O ratio or the AUC with 95% CIs [85, 86]. This limits the power of this meta-analysis to evaluate the performance of different versions of the Gail model. Thirdly, most of the included studies did not clarify which version of Gail model 2 was utilized in their studies. In the current meta-analysis, the American and European studies who cited Constantino et al.’s paper [12] and the Asian studies which were published before the Asian-American Gail model was developed [8] were all deemed to be Caucasian-American Gail model 2. This may lead to misclassification to some extent and may partly affect the precision of the results. Finally, in order to comprehensively evaluate the performance of the Gail model in China, the WANFANG, VIP and CNKI databases were searched, which may partly overestimate the diagnostic accuracy of the Gail model, although it has no significant effect on the Gail model’s calibration and discrimination.

Conclusions

Although the original Gail model 1 and the Caucasian-American Gail model had a well-fitting calibration in American and European women, the Caucasian-American and Asian-American Gail models may overestimate the risk in Asian females about two times. Moreover, the discrimination and diagnostic accuracy of the Gail model were not satisfactory overall or stratified by geographic region and different versions of the Gail model. Accordingly, the Gail model was appropriate for predicting the incidence of breast cancer in American and European women, but not suitable for use in Asian women. Furthermore, this model cannot tell a woman whether she will or will not develop breast cancer precisely. Even so, it is still very valuable for women to have a well-calibrated risk assessment and select different prevention strategies that are suitable for their risk level.

Acknowledgements

The authors thank Professor Hong Zheng, Xiangchun Li, Qiang Zhang, Ping Cui, Hao Chen, Huijun Yang, and Qinghua Wang who provided suggestions for editing this manuscript and they thank Juatina Ucheojor Onwuka for the language polishing work.

Funding

This work was funded by China Postdoctoral Science Foundation Grant (2017 M621091), The Doctor Start-up Grant of Tianjin Medical University Cancer Institute and Hospital (B1612), National Natural Science Foundation of China (Grants 81473039 and 81502476), Chinese National Key Scientific and Technological Project (Grants 2014BAI09B09), The Science & Technology Development Fund of Tianjin Education Commission for Higher Education (No. 20140141), and in part by the Program for Changjiang Scholars and Innovative Research Team in University in China (IRT_14R40) and Tianjin Municipal Key Health Research Program grant 15KG143.

Availability of data and materials

All data analyzed during this study included in this published article and its additional files can be found online (http://​pan.​baidu.​com/​s/​1jIkWTwU).
Not applicable.
Not applicable.

Competing interests

The authors declare that they have no competing interests.

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Additional files

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Metadaten
Titel
Assessment of performance of the Gail model for predicting breast cancer risk: a systematic review and meta-analysis with trial sequential analysis
verfasst von
Xin Wang
Yubei Huang
Lian Li
Hongji Dai
Fengju Song
Kexin Chen
Publikationsdatum
01.12.2018
Verlag
BioMed Central
Erschienen in
Breast Cancer Research / Ausgabe 1/2018
Elektronische ISSN: 1465-542X
DOI
https://doi.org/10.1186/s13058-018-0947-5

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