External beam radiation therapy
The use of external beam radiation therapy (EBRT) for PBI appears to be very attractive, because this technique is broadly available worldwide. In two small randomized trials from Barcelona and Florence [
5,
16] with 105 and 520 patients, respectively, patients were either treated with using intensity-modulated EBRT for PBI or using WBI. In general, similar efficacy (local recurrence rate, disease-free survival, and overall survival), toxicity, and cosmetic outcome were reported. However, the statistical power of both trials to prove non-inferiority of recurrence rates was inadequate.
Other trials—IMPORT LOW, RAPID, and NSBAP-B-39/RTOG 0413—studied sufficient numbers of patients.
IMPORT LOW [
2] is a multicenter, randomized, controlled, phase 3, non-inferiority trial done in the UK. Patients were randomly assigned to receive 40 Gy in 15 fractions of whole-breast radiotherapy (control), 36 Gy in 15 fractions of whole-breast radiotherapy with a simultaneous integrated boost to 40 Gy to the tumor bed (reduced-dose group), or 40 Gy to the partial breast only (partial-breast group) also in 15 daily treatment fractions. For localization of the tumor bed, surgical clips were preferably used, but if this was not possible, ultrasound, MRI, or CT was used [
20]. Field-in-field intensity-modulated radiotherapy was delivered using standard tangential beams that were simply reduced in length for the partial-breast group. The protocol specified forward-planned field-in-field IMRT delivered by standard medial and lateral tangential beams reduced in length but not in width. Non-target breast tissue medial or lateral to the planning target volume was thereby included in the high dose zone. Altogether, 2018 women were recruited. 674 patients were analyzed in the whole-breast radiotherapy (control) group, 673 in the reduced-dose group, and 669 in the partial-breast group. After a median follow-up 72.2 months, the cumulative 5‑year local relapse incidence was 1.1% in the control group, 0.2% in the reduced-dose group, and 0.5% in the partial-breast group; hence, a non-inferiority of PBI using 2.66 Gy in 15 fractions in 3 weeks was confirmed. Patient and clinical assessments recorded similar adverse effects after reduced-dose or partial-breast radiotherapy, including two patient domains achieving statistically significantly lower adverse effects (change in breast appearance [
p = 0.007 for partial-breast] and breast harder or firmer [
p = 0.002 for reduced-dose and
p < 0.0001 for partial-breast]) compared with whole-breast radiotherapy. Thus, for PBI in 3 weeks, equivalent or fewer late normal tissue adverse effects were seen. The IMPORT LOW trial is the only phase 3 trial of partial-breast radiotherapy to use the same overall treatment time and radiation technique in the whole-breast and partial-breast radiotherapy groups. Because the same regimen is used, differences in treatment outcome can be attributed to differences in treatment volume [
2].
In the RAPID trial [
13,
18,
21] with altogether 2135 patients and a median follow-up of 8.6 years, patients aged >40 years with invasive or in situ breast cancer ≤3 cm were randomly assigned after breast-conserving surgery to 3D-CRT APBI or WBI. WBI was delivered daily to 42.5 Gy in 16 fractions or 50 Gy in 25 fractions using tangential fields. Additional boost irradiation of 10 Gy in four to five fractions after WBI was based on criteria such as young age or close margins. Patients allocated to APBI were treated with three to five noncoplanar conformal fields. The clinical target volume was the tumor bed on computed tomography, including the surgical clips plus a 1-cm margin inside breast tissue. The planning target volume was the clinical target volume plus a 1-cm margin. The dose-evaluation volume was the subvolume of the planning target volume inside breast tissue. The prescribed dose was 38.5 Gy in 10 fractions treated twice daily over 5 to 8 days [
13,
21]. After a median follow-up of 36 months, adverse cosmesis at 3 years was increased among those treated with APBI compared with WBI, as assessed by trained nurses (29% vs. 17%;
p < 0.001), by patients (26% vs. 18%;
p < 0.0022), and by physicians reviewing digital photographs (35% vs. 17%;
p < 0.001; [
21]). The most recent analysis after a median follow-up of 8.6 years confirmed these findings: accelerated partial-breast irradiation (APBI) using three-dimensional conformal radiotherapy (3D-CRT) significantly increased grade 2 (28% APBI vs. 12% WBI) and grade 3 late radiation toxicity (4.5% APBI vs. 1% WBI,
p < 0.001) and adverse cosmesis (31% vs. 15%;
p = 0.001). Nonetheless, APBI vs. WBI showed similar oncological efficacy: local recurrence rate 2.3% vs. 1.7% after 5 years and 3.0% vs. 2.8% after 8 years. These data were presented at the San Antonio Breast Cancer Symposium 2018 [
13] and published recently [
18]. Thus, this trial confirmed non-inferiority of APBI using EBRT to WBI in preventing local recurrence, but because of increased late side effects and adverse cosmesis, the authors were unable to recommend the twice-a-day regime over 5 days for APBI using EBRT.
In the NSBAP-B-39/RTOG 0413 [
12,
17] phase 3 trial, a total of 4216 patients with early breast cancer were randomized to whole-breast irradiation with 50 Gy (1.8–2.0 Gy/fraction) followed by an optional boost to ≥60 Gy or to partial-breast irradiation in 10 treatments given over 5 to 10 days (34 Gy in 3.4-Gy fractions using interstitial brachytherapy or Mammosite balloon catheter or 38.5 Gy in 3.85-Gy fractions using 3D conformal external beam). There were 24% of patients with pure DCIS and 10% of patients with positive lymph nodes among the recruited patients. Furthermore, in the WBI arm, 80% of patients received boost irradiation and in the PBI arm, the most frequently used technique was 3D conformal EBRT (71%) and the MammoSite (Cytyc Corporation, Palo Alto, CA) single-entry device (23.3%). Only 5.7% of patients received multicatheter brachytherapy as the PBI technique. After a median follow-up of 10.2 years, similar cumulative incidences of in-breast recurrences (4.6% APBI vs. 3.9% WBI), distant disease-free survival (96.7% APBI vs. 97.1% WBI,
p = 0.1), and overall survival (90.6% APBI vs. 91.3% WBI,
p = 0.35) were observed [
12,
17]. In this trial, the intent-to-treat and as-treated analyses could not refute the hypothesis that PBI is inferior and cannot declare that WBI and PBI are equivalent in controlling local in-breast tumor recurrence. However, the absolute difference in the 10-year cumulative incidence of IBTR was only 0.7%. An important and notable finding was that upon analyzing only true early breast cancer patients using ASTRO criteria [
22], the 10-year cumulative in-breast recurrence rate was significantly lower in both arms (2.7% APBI vs. 2.3% WBI). In addition, slightly different non-significant rates of grade 3 (9.6% APBI vs. 7.1% WBI) and grade 4–5 toxicity (0.5 APBI vs. 0.3% WBI) late side effects were reported.
Of note, the target volumes of external APBI seem to differ remarkably between IMPORT LOW and the American trials. In the IMPORT trial, target volumes were generously designed, also due to the fact that surgical clip demarcation of the tumor bed was not mandatory. Treatment was performed mostly by tangential field techniques, ending up rather in “half-breast” irradiations. In the RAPID as well as in the NSBAP-B-39/RTOG 0413 trial, despite similar PTV definitions, treatment delivery was more conformal by the use of several non-coplanar fields, thus encompassing less tissue. Unfortunately, none of the authors have so far provided absolute dimensions of treated volumes for the study patients.
Brachytherapy
The use of multicatheter interstitial brachytherapy for APBI has been tested in two phase 3 trials so far.
Polgar et al. [
23] randomized 258 patients with early-stage invasive breast cancer to receive either WBI or APBI with multicatheter HDR brachytherapy or with electron beam irradiation. After a median follow-up of 10.2 years, the 10-year rate of local recurrence was 5.9% and 5.1% in the APBI and WBI arms, respectively. The rate of excellent to good cosmetic results was 81% in the APBI, and 63% in the control group (
p < 0.01). However, the statistical power of the trial regarding non-inferiority is limited due to the number of randomized patients.
In the Group Européen de Curiethérapie/European Society for Radiotherapy and Oncology (GEC-ESTRO) multicentric phase 3 trial [
1,
3,
4], a total of 1184 patients were randomized to WBI or APBI using multicatheter brachytherapy. Patients were considered eligible for the trial if they were aged 40 years or older; had pTis or pT1–2a (lesions of ≤3 cm diameter), pN0/pN1mic, and M0 breast cancer (stage 0, I, and IIA); had undergone local excision of the breast tumor with microscopically clear resection margins of at least 2 mm in any direction (in cases of invasive lobular carcinoma or DCIS, at least 5 mm); and had no lymph or blood vessel invasion (L0, V0). For patients allocated to irradiation of the whole breast, two tangential opposing megavoltage (4–10 MV) photon beams were typically used. A total dose of 50.0–50.4 Gy was delivered with daily fractions of 1.8–2.0 Gy in 25–28 fractions. The tumor bed boost dose was 10 Gy in five fractions, delivered with electrons. For patients allocated to APBI, the clinical target volume consisted of the tumor bed with an adequate safety margin in all directions. The size of the safety margin (calculated as the sum of the width of the clear pathological surgical margin plus the radiation safety margin) had to be at least 20 mm, and this margin was defined individually for every patient. APBI was delivered with high-dose-rate (HDR) or pulsed-dose-rate (PDR) multicatheter brachytherapy. A total dose of 32 Gy in eight fractions (8 × 4.0 Gy) or 30.3 Gy in seven fractions (7 × 4.3 Gy), with fractionation twice a day, was used for HDR brachytherapy. A total dose of 50 Gy with pulses of 0.60–0.80 Gy/h (one pulse per h, 24 h/day) was given by PDR brachytherapy. Addressing non-inferiority, the analysis of this trial’s findings was not primarily based on the intention-to-treat principle, because this approach sometimes introduces bias towards no difference, which is anticonservative in this setting, i.e., would exaggerate estimates of equivalence. Instead, the primary analysis was performed “as treated”: after a median follow-up of 6.6 years, non-inferiority was reported for the 5‑year local control rate (1.4% APBI vs. 0.9% WBI,
p = 0.42). Secondary (sensitivity) analyses, both a “per-protocol” analysis and an “intention-to-treat” analysis, were done to examine the consistency of results: 5‑year local recurrence was 0.97% or 1.07% (WBI) vs. 1.38% or 1.33% (APBI), respectively (
p = 0.53 and
p = 0.42). Disease-free survival (~94–95%) and overall survival (95–97%) were also similar in both arms. Moreover, a similar incidence of the majority of late side effects was shown. The cumulative incidence of any late side effect of grade 2 or worse at 5 years was similar in both groups, with 27.0% in the whole-breast irradiation group versus 23.3% in the APBI group (
p = 0.12). However, the cumulative incidence of grade 2–3 late skin toxicity at 5 years was significantly different, with 10.7% in the whole-breast irradiation group versus 6.9% (4.8–9.0) in the APBI group (
p = 0.020; [
1,
3]). Finally, detailed analysis of quality of life questionnaires in this trial during follow-up showed that global health status was stable in both groups, but a moderate, statistically significant difference between the groups in the breast symptoms scale was found. Breast symptom scores were significantly higher, i.e., worse, after whole-breast irradiation than after APBI [
4].
For single-catheter devices, the evidence is currently limited. In the NSBAP-B-39/RTOG 0413 trial, a subgroup of patients (23.3%) was treated with the MammoSite single-entry device. As described above, the first results of this trial were presented at the San Antonio Breast Cancer Symposium 2018; however, at the time of writing the presented guideline, corresponding subgroup analyses were not available. Thus, a valid assessment was not possible. For other brachytherapy APBI techniques, no phase 3 data are available.
Intraoperative radiotherapy with electrons
In the ELIOT study [
15], 1305 patients between 48 and 75 years of age and with tumors smaller than 2.5 cm were randomized to receive either single-dose intraoperative radiotherapy with electrons (IOERT) with 21 Gy (90% isodose) as PBI (experimental arm) or adjuvant WBI with 50 Gy in 25 fractions followed by an external electron boost of 10 Gy in 5 fractions (standard arm). Patients with four or more positive axillary nodes additionally received regional node irradiation up to 50 Gy (2 Gy/fraction). After a median follow-up of 5.8 years, significantly more in-breast recurrences were noted following full-dose IOERT (
n = 35; 4.4%) than after WBI (
n = 4; 0.4%;
p < 0.0001). No significant difference in overall survival was observed and acute toxicity was lower in the experimental ELIOT arm. In a multivariate analysis for negative predictors, the highest risk for in-breast recurrence in the ELIOT arm was seen in patients with tumor sizes >2 cm, four or more positive lymph nodes, G3, and hormonal or triple-negative subtypes. Patients with at least one of these factors (
n = 199) had a significantly higher risk of recurrence (11.5%,
p < 0.0001) compared to those who had none (
n = 452, 1.5%). These findings are corroborated by analyses of subgroups conducted among patients treated in several institutions [
24‐
26]. In particular, the Milanese group investigated the outcome in 1822 out-trial patients treated solely by IOERT for low-risk breast cancer patients who were classified as “suitable” or “good” candidates according to the ESTRO/ASTRO guideline. Reported 5‑year recurrence risks amounted to 1.5% for 294 “ASTRO suitable” women and 1.9% for 573 “ESTRO good” candidates [
24,
25]. Almost identical results were published by Maluta et al. from a phase II study in 226 low-risk breast cancer patients who received solely IOERT with 21 Gy: after a median follow-up of 62 months, 4 in-breast recurrences were noted, corresponding to a local relapse rate of 1.77% [
26].
Accelerated partial breast irradiation with 50-kV photons
For APBI with low-energy 50-kV photons, the Intrabeam device (Carl Zeiss Meditec, Oberkochen, Germany) delivers 50-kV photons to the tumor bed by using spherical applicators with a diameter of 15 to 50 mm that are inserted into the lumpectomy cavity. The prescribed dose is usually 20 Gy applied to the applicator surface. This dose attenuates to 5–7 Gy (depending on the applicator diameter) at a 1 cm distance from the applicator surface. The use of APBI with 50-kV photons with the Intrabeam system has been studied in the phase 3 TARGIT A-trial [
14]. In this prospective randomized controlled phase III trial, patients were randomized to APBI with the Intrabeam system or whole-breast radiotherapy with or without a boost. Patients were eligible if they were ≥45 years old, had a tumor size ≤3.5 cm, and were candidates for breast-conserving surgery. Using a risk-adapted approach, patients in the experimental arm could receive additional whole-breast radiotherapy in case of further risk factors (lobular invasive cancer, extensive intraductal component). Results of 3451 patients were published with a median follow-up of 29 months [
14]. The calculated 5‑year local recurrence rate was 1.3% in the standard arm and 3.3% in the experimental arm (
p = 0.042, which was not considered statistically significant at the predefined significance level of 0.01). Using the absolute difference in the binomial proportions of local recurrence, non-inferiority was demonstrated. There was no statistically significant difference in terms of regional recurrences, breast cancer mortality, or overall survival; however, non-breast cancer-related mortality at 5 years was significantly lower in the experimental arm (1.4% vs. 3.5%;
p = 0.0086). The authors separately assessed the risk of local recurrence in the pre-pathology (IORT given simultaneously during surgery) and post-pathology (IORT given after surgery as a second procedure by reopening the wound after the initial excision) strata. Non-inferiority could only be shown for the pre-pathology stratum (5-year local recurrence rate 2.1% vs. 1.1%), but not for the post-pathology stratum (5-year local recurrence rate 5.4% vs. 1.7%). To account for the relatively short median follow-up, the authors presented subgroup analyses for pre-pathology cohorts with a median follow-up 44 months (1450 patients) and 60 months (817 patients), yielding similar absolute differences in 5‑year local recurrence rates compared to the whole pre-pathology cohort. The significant difference regarding non-breast cancer-related mortality was restricted to the pre-pathology cohort. The incidence of grade III/IV radiotherapy-related skin complications was significantly lower in the experimental arm, although absolute numbers were small. A prespecified subgroup analysis according to the progesterone receptor (PR) status was published [
27]. In the whole trial cohort, the 5‑year local recurrence rate for patients in the experimental arm compared to patients in the standard arm was similar in PR-positive patients (2.3% vs. 1.5%;
p = 0.51), but higher for patients with PR-negative tumors (7.0% vs. 0.5%;
p = 0.017). Corica et al. [
28,
29] published results from a substudy of the TARGIT A-trial on quality of life and cosmesis. 126 patients treated in Australia were analyzed. The cosmetic outcome from different assessment methods favored the experimental arm, with significantly better cosmesis in the experimental arm at 5 years. Several quality of life subdomains also showed significant differences in favor of the experimental arm, among them the breast symptoms subdomain. Similar Abo-Madyan et al. [
30] recently analyzed the long-term outcome of 184 patients enrolled onto the TARGIT A-trial at a single institution. Median follow-up was 8.5 years. There were only two local recurrences, resulting in a 5-year local recurrence rate of 0% (one recurrence after 70.3 months) for the experimental arm and 1.1% for the control arm (one recurrence after 4.5 months in a patient refusing all forms of adjuvant treatment). However, 42% and 14% of patients in the experimental arm received additional whole-breast radiotherapy or exclusive whole-breast radiotherapy, respectively. Thus, only 41% of patients in the experimental arm received IORT as the sole adjuvant radiotherapy treatment.
In total, the results of APBI with 50 kV IORT as presented in the TARGIT A-trial contain significant uncertainties and considerable limitations, as already heatedly discussed by many authors [
31‐
38]. Criticism has centered on several aspects of the trial, which will be discussed in the following:
1.
Duration of follow-up: The median follow-up of 29 months is immature and only 35% of the patients had 5‑year follow-up at the time of the analysis. This is especially important due to the high number of patients with hormone receptor-positive tumors, who have a risk of recurrence well beyond 5 years.
2.
Non-inferiority design: The estimate used for the local recurrence rate of 6% at 5 years in the standard arm is considerably higher than what would be considered acceptable today. The TARGIT‑A authors used binomial proportions of local recurrence (i.e., number of recurrences divided by the number of patients) rather than Kaplan–Meier estimates of local recurrence rates. The use of binomial proportions has been criticized, since it does not take into account that only 1222 patients had a median follow-up of 5 years, which might lead to a dilution of the treatment effect. The authors presented results from cohorts with different follow-up times. Nevertheless, since these cohorts are nested within each other, the value of this analysis is questionable. Furthermore, as described in the NICE report 2018 [
37], the TARGIT‑A investigators quantified the difference in the Kaplan–Meier estimates of local recurrence, and its 95% CI, using two different methods. The integrated difference method presented by the investigators is not commonly used, provided more favorable results for Intrabeam, and was not pre-specified in the TARGIT‑A protocol. Moreover, because the non-inferiority margin was based on the absolute difference in local recurrence, the same margin could not be used for assessing non-inferiority if the integrated difference method were to be accepted.
3.
Use of whole-breast radiotherapy in the experimental arm: The trial used a risk-adapted approach for APBI. Thus, whole-breast radiotherapy could be added to APBI, which was the case for 15% of patients in the experimental arm. There were some pre-specified criteria for additional whole-breast radiotherapy, but each center could also add further criteria. There is no subgroup analysis of local recurrence rates in patients who received IORT alone. The use of additional whole-breast radiotherapy was considerably higher in the pre-pathology stratum (21.6%) than in the post-pathology stratum (3.6%), which might also have contributed to the better outcomes in the pre-pathology subgroup. This creates uncertainty as to whether IORT alone is a safe treatment option in certain patient subgroups.
In conclusion, in the face of these shortcomings, several international guidelines have discouraged the use of 50-kV IORT outside of clinical trials [
39,
40]. This DEGRO expert panel concluded that because of the uncertainty of interpretation in the evidence available, the 50-kV system (Intrabeam) cannot be recommended for routine adjuvant treatment of early invasive breast cancer after breast-conserving surgery and should preferentially be used in the context of a clinical trial. Clinicians wishing to undertake APBI with 50-kV photons should ensure that patients understand the uncertainties about the procedure—particularly, patients should be counseled that follow-up is too short for general recommendations; that in corresponding clinical trial, still after very short not adequate follow-up, the risk of local recurrence was higher with APBI; and be informed about alternative treatment options [
22,
37]. When used, it should be restricted to women with all of the following criteria: invasive cancer, aged >70 years, tumor <2 cm, resection margins >2 mm, grade 1— 2, pN0, ER positive, HER2 negative, L0, V0, and EIC negative.