Background
Zinc protoporphyrin (ZPP) indicates the systemic supply of iron to erythrocytes in bone marrow. Iron-deficient erythropoiesis results in excess formation of ZPP, which can be measured instantly and at low assay cost using portable haematofluorometers. ZPP has been used as a screening marker to manage iron deficiency in children and pregnant women [
1],[
2], with the reported advantage that values remain stable throughout gestation in women with adequate iron nutrition [
3]-[
5]. ZPP has also been recommended to be used in combination with haemoglobin concentration in surveys to assess population iron status [
1],[
6]. We have concerns, however, about gross discrepancies between reported prevalence estimates for iron deficiency obtained by ZPP and circulating ferritin concentrations [
7],[
8].
ZPP is the predominant form of non-haem protoporphyrin in normal erythrocytes [
2]. Non-haem protoporphyrin also includes free erythrocyte protoporphyrin (FEP, i.e., the metal-free form that occurs naturally in erythrocytes). If the supply of iron is insufficient or when iron utilization is impaired (e.g., anaemia of chronic disease), zinc is used in the biosynthetic pathway of haem instead of iron, resulting in iron-zinc substrate competition for ferrochelatase and the formation of ZPP. Thus, increased ZPP concentrations in whole blood or erythrocytes reflect depleted iron stores and a decrease in circulating iron in the bone marrow [
1],[
2]. Contrary to haem, ZPP and FEP fluoresce when exited at 408 nm (emission: 555 to 780 nm). Because the intensity of the fluorescent signal is proportional to the molar ratio of ZPP to haemoglobin, haematofluorometer measurements should theoretically not be influenced by the blood sample volume, pregnancy-induced haemodilution, or whether it is determined in fresh whole blood or in erythrocytes. In practice, however, measurement in washed erythrocytes can yield more valid results because washing removes haemoglobin breakdown products such as bilirubin or other serum constituents (e.g., riboflavin) that fluoresce in the same wavelength range as the porphyrins [
9]. In addition to being raised in iron deficiency, ZPP can be elevated by other factors causing an inadequate supply of iron to erythroblasts (inflammation), increased erythropoiesis (haemolysis, sickle cell anaemia, thalassaemia), or disturbances in the haem synthetic pathway (lead poisoning) [
1].
In many disorders, the ratio of ZPP and FEP is highly variable because of the high FEP content in reticulocytes. Using acid extraction, chelated zinc can be liberated from ZPP, yielding a larger pool of metal-free erythrocyte protoporphyrin (henceforth referred to as erythrocyte protoporphyrin, EP) [
1].
We studied pregnant women with the aim to examine associations between ZPP and disorders that are common in Africa, namely Plasmodium infection, HIV infection, and α +-thalassaemia. In addition, we assessed the diagnostic utility of ZPP (measured in whole blood and erythrocytes) and EP, either alone or in combination with haemoglobin concentration, in detecting iron deficiency defined as plasma ferritin <15 μg/L.
Methods
Study population
For this study, we used samples collected at baseline for a randomised controlled trial to investigate the safety and efficacy of iron supplementation in Kenyan pregnant women. The study (
www.clinicaltrials.gov: NCT01308112) received ethical clearance from review boards at the Kenyatta National Hospital/University of Nairobi, Kenya, and the London School of Hygiene and Tropical Medicine, England; written informed consent was obtained from all participating women. Field work was conducted from October 2011 to October 2012 in a rural area highly endemic for malaria in Nyanza Province, western Kenya. We set up a surveillance system to detect pregnancies in the late stage of the first trimester to the early stage of the second trimester. Pregnancy and gestational age were confirmed and determined by urine test and ultrasound examination, respectively. Immediately upon confirmation of pregnancy, women received therapeutic courses of albendazole and praziquantel against geohelminth infections and intestinal schistosomiasis, respectively.
At the second visit to the research clinic, 14 to 21 days after the initial visit, we collected a venous blood sample (6 mL) to measure haemoglobin concentrations (HemoCue301, Ängelholm, Sweden) and ZPP in whole blood and washed erythrocytes (both in duplicate; Aviv 206D, Lakewood NJ, USA). Erythrocytes were stored in DNA-stabilizing buffer (AS1, Qiagen, Valencia, CA, USA). To wash erythrocytes, blood samples were centrifuged (8 min, 600 × g), and plasma was removed and replaced with an equal volume of phosphate buffered saline (Medicago, Uppsala, Sweden; catalogue no. 09-2051-100). Following renewed centrifugation (8 min, 600 × g), the supernatant and buffy coat were discarded. For the measurement of EP, washed erythrocytes (20 μL) were transferred to 2 mL cryotubes prefilled with 0.3 mL solution 0.9% saline and 50% Celite (Sigma-Aldrich, catalogue 525235, St. Louis, MO, USA). Aliquots were stored in liquid nitrogen and dry ice until analysis for EP concentration in the Netherlands.
Plasma was stored immediately after blood collection and separation in liquid nitrogen (–196°C) in the field, and at –80°C during transport (May 2013) and subsequent storage until analysis (July 2013) in the Netherlands. Under these conditions, we believe that degradation of folate or vitamin B12 in stored samples was negligible.
Women were included when aged 15 to 45 years; consent had been obtained; they were likely to be available for study until 1 month after delivery and planning to deliver in the pre-designated health facility. Women were excluded when having obvious mental retardation or a metabolic disorder, a medical history of sickle cell anaemia, epilepsy, diabetes, an obstetric history suggestive of eclampsia or pre-eclampsia, were carrying multiples, the gestational age at the second visit was <13 weeks or >23 weeks, no venous blood was collected, or haemoglobin concentration was <90 g/L.
As per national guidelines, antenatal care visits should be used to provide daily supplementation with iron and folic acid, as well as intermittent preventive treatment (IPT) with sulfadoxine-pyrimethamine against malaria. However, our surveillance system captured women before they would normally make their first antenatal care visit. In our trial, we daily administered experimental supplements with or without iron but commencing only after blood collection; we did not supplement with folic acid because of a lack of published evidence of haematological benefits and because of concerns about reduced efficacy of IPT with the antifolates sulphadoxine-pyrimethamine. As part of the consent procedure, women were advised to attend regular health services to receive antenatal care as usual, including IPT and antiretroviral therapy, except that they were instructed to not take supplements with iron and/or folic acid supplied by these services or from other sources. Thus, women were unlikely to have taken supplements with iron or folic acid or at the time of blood collection, although we cannot exclude the possibility that some women had already received such supplements from shops or other sources.
Laboratory analyses
ZPP content was measured with the AVIV ZPP haematofluorometer, Model 206D (Aviv, Lakewood Township, NJ, USA). Control samples at low, medium, and high levels (AVIV) were run after every 30 readings, while two level calibration (AVIV; low, high) samples were run twice per year. Protoporphyrins were extracted and separated from haem as described [
10] and determined quantitatively using an Edinburgh Instruments FLS900 fluorescence spectrometer and a protoporphyrin IX standard (Sigma-Aldrich, catalogue 282820).
We measured plasma iron markers (concentrations of ferritin, soluble transferrin receptor, and transferrin), plasma inflammation markers (concentrations of C-reactive protein [CRP] and
α 1-acid glycoprotein [AGP]), vitamins (plasma concentrations of folate and total vitamin B
12), and markers of haemolysis (plasma concentrations of lactate dehydrogenase and total bilirubin) on a Beckman Coulter UniCel DxC 880i analyser as per the manufacturer’s instructions. For test descriptions and analytic performance characteristics, we refer to the manufacturer’s website [
11].
Plasmodium antigenaemia was assayed by dipstick tests (Access Bio Inc., Somerset, NJ, USA; CareStart, catalogue G0151 and G0171) that can detect
P. falciparum-specific histidine-rich protein-2 (HRP2),
Plasmodium lactate dehydrogenase (pLDH) specific to either
P. falciparum or to non-falciparum species, i.e.,
P. ovale,
P. malariae, or
P. vivax. Whereas HRP2-based tests detect current or recent
P. falciparum infection, pLDH-based tests only indicate current infection [
12]-[
14]. HIV infection was assayed using antibody tests (Alere, Waltham, MA, USA; confirmed by Unigold, Trinity Biotech, Bray, Ireland, and/or Bioline, Pantech, Umhlanga, South Africa).
We determined
α +-thalassaemia genotype by polymerase chain reaction [
15],[
16]; for practical reasons, we could perform this analysis only in the first 216 successively recruited women.
Definitions
In our analysis of the diagnostic performance of ZPP, we defined iron deficiency as the absence or near-absence of storage iron, indicated by plasma ferritin concentration <15 μg/L [
17], in women without inflammation,
Plasmodium infection, or HIV infection. This is in accordance with the WHO’s recommendation that population iron status is measured by ferritin concentration except where inflammation is prevalent [
2].
Other definitions were as follows: anaemia: haemoglobin concentration <110 g/L [
18]; inflammation: plasma concentrations of CRP >10 mg/L [
19] and/or AGP >1 g/L [
20]; gravidity: the number of times a woman reported to have been pregnant, regardless of the outcome of these pregnancies, with twins and other multiple births counted as 1, and including the current pregnancy;
Plasmodium infection was defined as any infection: one or more positive results for the presence of pLDH or HRP2 in plasma (dipstick tests) or
P. falciparum DNA (PCR test); current or recent
P. falciparum infection (similarly, but restricted to results from dipstick tests); or
P. falciparum infection by PCR.
Statistical analysis
Data were analysed using SPSS version 22 (IBM, Armonk, NY, USA). For ZPP, we used the mean of duplicate values; the coefficients of variation for whole blood and erythrocytes were 2.9% and 5.2%, respectively. Data were described as means (SDs), medians (25th and 75th percentiles), or prevalence values in the overall population or in women without inflammation (plasma concentrations CRP ≥10 mg/L or AGP ≥1.0 g/L), HIV infection, or Plasmodium infection.
Univariate linear regression analysis was used to explore associations between ZPP and iron markers (including anaemia), factors known or suspected to be associated with iron status (age, gestational age, gravidity, plasma concentrations of folate and total vitamin B12), inflammation markers, infections (Plasmodium infection, HIV infection), and other disorders suspected to be associated with ZPP (α +-thalassaemia, plasma concentrations of bilirubin and lactate dehydrogenase). In these analyses, ZPP values were normalised by log transformation; exponentiation of results yielded associations being expressed as percentage differences. Multivariate linear regression analysis with a backward elimination procedure was used to derive a parsimonious model of factors that were independently associated with ZPP. For whole blood ZPP and erythrocyte ZPP, this resulted in different sets of factors being included.
We assessed the diagnostic performance of ZPP (both in whole blood and erythrocytes) in detecting iron deficiency. Because plasma ferritin concentration reacts as an acute phase protein, we restricted these analyses to women without inflammation, Plasmodium infection, or HIV infection.
Combinations of ZPP and haemoglobin concentration may have better ability than single markers to distinguish between the presence and absence of iron deficiency. Thus, we used scatter plots and logistic discriminant analysis to assess the diagnostic performance of ZPP combined with haemoglobin concentration. Receiver operating characteristics (ROC) curves were produced using the probability of iron deficiency as a function of ZPP and haemoglobin concentration as a quantitative test outcome. Diagnostic performance was assessed by visual inspection of these curves and by assessing differences in the area-under-the-curve (AUC) with corresponding P values. Similar analyses were performed for EP concentration.
We subsequently assessed the diagnostic performance of ZPP as a dichotomised variable, with various thresholds. First, we used threshold values for ZPP of 70 μmol/mol haem and 40 μmol/mol haem [
1],[
2] depending on whether the assay was conducted in whole blood or washed erythrocytes. The whole blood ZPP value of 70 μmol/mol haem [
1],[
2],[
6] (2.7 μg/g haemoglobin) was derived from the 95% upper limit of the reference values for women and children participating in the US National Health and Nutrition Examination Survey II, after excluding individuals with anaemia, low transferrin saturation, and elevated blood lead concentrations. The cut-off point for erythrocyte ZPP of 40 μmol/mol haem is based on several small studies comparing iron-deficient and iron-replete individuals [
9],[
21].
Given a diagnostic test with a binary outcome, there necessarily exists a set of paired values for sensitivity and specificity that yields a prevalence estimate that is identical to the true prevalence. Based on this premise, we determined ZPP cut-off points that would yield unbiased estimates of the prevalence of iron deficiency, with true values arbitrarily taken as 10%, 30%, and 50%. The methods to determine sensitivity and specificity pairs from the ROC curves, and thus these cut-off values for ZPP, will be described elsewhere [
22].
Discussion
In the population studied, both whole blood ZPP and erythrocyte ZPP were mostly determined by iron markers including anaemia, whilst inflammation, Plasmodium infection, and HIV infection played only minor roles. When used individually, whole blood ZPP, erythrocyte ZPP, and EP had limited ability to discriminate between women with and without iron deficiency, whilst combining each of these markers with haemoglobin concentration had no additional diagnostic value. This limited diagnostic value was also apparent when using dichotomised variables for whole blood ZPP and erythrocyte ZPP. Conventional cut-off points for whole blood ZPP (>70 μmol/mol haem) can result in gross estimates of the prevalence of iron deficiency, particularly when the true prevalence is low. Erythrocyte ZPP may have limited value to rule out iron deficiency when used for screening in conditions with a low prevalence (e.g., 10%).
Our study was designed to investigate the diagnostic utility of ZPP in a malaria endemic, resource-poor setting that has a high prevalence of
α +-thalassaemia and other haemoglobin disorders. This is particularly relevant because the World Health Organization (WHO) no longer recommends that children in malaria-endemic areas should receive universal iron supplementation; instead, children should be screened and supplementation should be restricted to those with iron deficiency [
23]. Unfortunately, however, there are no simple, rapid tests available to implement this recommendation under field conditions. The WHO has pointed to the need to validate ZPP in malaria-endemic areas [
23]. We believe that this lack of validity applies equally to pregnant women and children.
Iron status is commonly monitored by haemoglobin concentration, haematocrit, and plasma ferritin concentration [
4]. Whereas cut-off points for these markers have been established in non-pregnant individuals, they may be unreliable in pregnancy because these markers are affected by plasma expansion. By contrast, ZPP content can be expressed as a molar ratio to haem, which should theoretically be independent of haemodilution. Thus, ZPP has been proposed as a preferred marker for iron status in pregnancy [
3]. Furthermore, erythrocyte ZPP was reported to be a sensitive and specific indicator in the detection of iron deficiency in non-pregnant women and young children aged 1 to 5 years in the USA and in areas where the prevalence of elevated blood lead concentration is not high [
25].
A strong point in our study was that we measured ZPP both in whole blood and in washed erythrocytes. We strictly adhered to protocol, conducted measurements in duplicate, and ran control samples as per instructions by the manufacturer. Lead exposure in our study population was probably very low. We ensured comprehensive assessment of iron status in all the participants using different markers as recommended by various guidelines [
2],[
26]. The iron markers, inflammation markers, and haemolysis markers reported in this study, as well as EP concentrations, were assessed independently by laboratories that were not involved in the fieldwork. In addition, by using a broad array of methods (dipsticks, PCR, and histopathology), we probably detected most asymptomatic
Plasmodium infections. The high acceptance of HIV testing (98%) enabled us to study the diagnostic performance of ZPP in the presence of HIV as a chronic infection.
We found no strong, consistent evidence that indicators of haemolysis (bilirubin, lactate dehydrogenase), infection (Plasmodium, HIV), or inflammation were associated with ZPP. An explanation may be that our study subjects probably had high levels of acquired protective immunity against malaria, whilst effects of HIV infection may have been suppressed by the use of antiretroviral therapy.
Although fewer than 1% of women had low plasma concentrations of folate (<3 μg/L) and vitamin B12 (<150 pmol/L), these findings should be interpreted with caution, because these plasma markers reflect both intake and stores, and are subject to large inter-laboratory and inter-assay variability [
27].
When analysing the diagnostic performance of ZPP, we based our definition of iron deficiency on plasma ferritin concentration, whilst restricting our dataset to women without inflammation,
Plasmodium infection, or HIV infection. Plasma ferritin concentration reacts as an acute phase protein and can be elevated in the presence of infection-induced inflammation independently of iron status. It can be argued that, as an alternative, the ratio of concentrations of soluble transferrin receptor/log ferritin can be used in an unrestricted dataset. This ratio, however, is a marker of body iron content and we found its use to define iron deficiency problematic: it will be influenced by inflammation because serum ferritin concentration is one component of the ratio [
2]. It will also be influenced by
Plasmodium infection independent of iron status, since serum transferrin receptor concentrations also reflect increased erythropoiesis induced by
Plasmodium infection [
28],[
29]. Additional arguments against the use of this ratio in this paper are provided in its pre-publication history (available online).
Plasma ferritin concentration with an adjusted cut-off value (e.g., 30 μg/L) has been advocated to define iron deficiency in the presence of inflammation. Implicitly, however, this definition assumes that the effect of inflammation on plasma ferritin concentration is identical for all individuals within a population or across populations, whereas in reality, this will depend on many factors including the degree and duration of inflammation, as well as immunity and its proxy indicators (e.g., age). Particularly in a population with Plasmodium infection, there is currently no marker or combination of markers to accurately diagnose iron deficiency.
Our study had several limitations. First, for practical reasons, we could not assess the α +-thalassaemia status of all participants. However, we found no associations between ZPP and α +-thalassaemia in the women in whom α +-thalassaemia genotype was established. Secondly, we studied pregnant women. Although we do not expect that the diagnostic performance of ZPP is better in children, we cannot exclude this possibility. In addition, other conditions and genetic disorders such as sickle cell anaemia and G6PD, which may influence the diagnostic utility of ZPP, were not studied.
Several other studies also found that detection of iron deficiency by ZPP leads to marked overestimates of the prevalence of iron deficiency [
6],[
7],[
30],[
31]. For example, in Kenyan children, this prevalence was 80% for ZPP >80 μmol/mol haem versus 41% for ferritin concentration <12 μg/L (after correction for inflammation) [
6]. In Tanzanian children without
Plasmodium infection, corresponding values were 56% versus 40% [
7]. These discrepancies may have been due at least in part to inflammation or infection [
2],[
24]. Several studies have shown that ZPP content in whole blood can be markedly higher than values measured in washed erythrocytes. Various reasons, including interference by bilirubin, have been cited [
8],[
20],[
32]-[
34]. Our findings show, however, that this overestimation is also in large part due to low specificity to ZPP at conventionally used cut-off points, whether measured in whole blood or in erythrocytes. Selection of cut-points for dichotomized diagnostic tests should depend on the diagnostic aims. When used as an initial screening marker to manage iron deficiency, ZPP should be highly sensitive, with a view to rule out iron deficiency (i.e., a high negative predictive value, no longer needing work-up) or to identify individuals who are iron deficient or who need further diagnostic work-up. Our findings show, however, that a high sensitivity will inevitably be accompanied by a low specificity, and thus an unacceptably low negative predictive value. For example, in Table
4, we have shown that for whole blood ZPP, a sensitivity of 95% can be obtained with a cut-off point of 49 μmol/mol haem. However, the corresponding specificity is 3.5%, resulting in negative predictive values that will be unacceptably low with true prevalence values for iron deficiency in most conditions. As an exception, erythrocyte ZPP may have limited value to rule out iron deficiency in populations with low prevalence of iron deficiency (Table
4). These results were obtained in a restricted dataset, with exclusion of women with inflammation,
Plasmodium infection, or HIV infection. The diagnostic performance of ZPP in an unrestricted dataset would presumably have been even worse.
When applied to estimate the prevalence of iron deficiency, ZPP cut-off points can be calibrated to produce estimates that are not biased by diagnostic error.
Competing interests
The authors declare that they have no competing interests.
Authors’ contributions
MNM assisted in the study design, coordinated field work, and conducted statistical analyses. SM, NKS, JMR, and LT assisted in field work. PEAA supervised field work. AMM and HFJS assisted with general management and logistic support. HZ, BVL, JPMW, and AYD performed biochemical analyses. HV conceived, designed, and supervised all aspects of the study. MNM and HV prepared the first draft manuscript. All authors read and approved the final manuscript.