Introduction
Heart failure continues to impose a tremendous burden on patients, carers and healthcare systems. In Europe, approximately 6.5 million people are currently living with the condition [
1], with a prevalence of ≥10% among the 70 years and older population [
2]. Heart failure is the endpoint of all cardiovascular diseases [
3], and therefore, the improved survival rates for other cardiovascular diseases are expected to further increase the prevalence, in addition to the increase due to the ageing population [
2]. It is a significant cause of mortality, with approximately 5% of all deaths attributable to heart failure in the UK [
4], and only 25% of patients are expected to survive beyond 5 years after their first hospital admission [
5]—a prognosis that is worse than most cancers [
6]. The morbidity associated with heart failure costs the UK National Health Service (NHS) around 2% of its annual budget, which is primarily through costs associated with hospitalisation [
7]. Two percent of all hospitalised bed-days and 5% of all emergency hospital admissions are a result of heart failure [
4,
8].
Depression is characterised by symptoms that affect a patient’s cognitive, emotional and behavioural processes [
9]. The association between depression and heart failure has been demonstrated in numerous studies; however, the specific rate of prevalence varies, ranging from 9% [
10] to as much as 60% [
11], with one meta-analysis reporting a pooled estimate of 22% [
12]. The existence of depression has negative implications for heart failure patients, particularly through reduced survival and an increased risk of secondary events [
12‐
15]. The precise mechanism by which depression causes poorer outcomes in heart failure patients is unclear, but is thought to be a combination of behavioural influences and their interaction with physiological responses [
16‐
18]. In addition, the behavioural influences of depression can reduce the likelihood of both treatment adherence [
19] and modifying lifestyle behaviours [
16], which may further contribute to adverse outcomes.
Cognitive behavioural therapy (CBT) refers to a group of psychological interventions that aim to understand a patient’s normal cognitive and behavioural processes, and modify these to eliminate negative cognitions and behaviours [
20,
21]. CBT is a well-established intervention in depression, and is currently recommended in guidelines [
22], but its effectiveness for depression in heart failure patients remains unclear [
23]. Two previous systematic reviews only identified one study that had examined psychological interventions for depression in heart failure patients [
3,
24]. For a condition with an already poor prognosis and reduced quality of life, the potential for further deterioration with concomitant depression needs to be addressed. This systematic review evaluated the effectiveness of CBT for heart failure patients with depression by assessing changes in depression scores, impact on quality of life (QoL) and rates of hospitalisation and mortality.
Methods
This systematic review and meta-analysis was prospectively registered with the PROSPERO database of systematic reviews (CRD42016036146) [
25] and reported in accordance with the Preferred Reporting Items for Systematic reviews and Meta-Analyses (PRISMA) guidelines [
26].
Study selection
The search strategy was developed by the research team and checked by an information specialist prior to implementation (see Supplementary material
1). The strategy included specific terms relevant to the study objectives: CBT, heart failure and depression. It was primarily developed for Ovid MEDLINE, before adaptation for use in other bibliographic databases. The following bibliographic databases were searched from inception to 6 March 2016: PubMed/MEDLINE, EMBASE, PsycINFO, Cochrane Central Register of Controlled Trials (CENTRAL) and CINAHL. Grey literature was found through contacting lead authors on heart failure for unpublished studies and through manual searches of reference lists of included papers. Two reviewers independently screened the titles, abstracts and full texts of studies, as appropriate, for potentially relevant studies. Disagreements were resolved through discussion or adjudication by a third person.
Inclusion and exclusion criteria
Both randomised controlled trials (RCTs) and observational studies were eligible for inclusion. Studies were only included if they met the following criteria: participants were ≥18 years, with a clinical diagnosis of heart failure as defined by each study (usually relating to a combination of clinical symptoms and identification of either systolic or diastolic dysfunction) and with depression or depressive symptoms (above or equal to a predefined cut-off on validated depression questionnaires). The intervention was CBT, as described by authors, entailing both cognitive and behavioural components; studies comprising solely of cognitive or behavioural therapies were excluded, as were CBT interventions as part of a more comprehensive package (e.g. with exercise). Comparators included usual care, exercise, medication or no treatment. There were no language restrictions imposed, but accessibility of full-text publication was a requirement. Two reviewers independently determined eligibility for inclusion/exclusion, with disagreements discussed and referred to a third reviewer if required.
Outcomes
The following outcomes were of interest: change in depression (assessed through changes to depression scores on validated questionnaires), quality of life (assessed by a validated quality of life questionnaire) and clinical outcomes of hospitalisation and mortality (both all-cause mortality and cardiovascular mortality). However, there was insufficient information on cause of death to examine the impact of CBT on cardiovascular mortality.
Data extraction and risk of bias assessment
Two reviewers used a standardised data extraction form to independently extract the following information: study population (baseline characteristics, sample size, definition of heart failure and assessment of depression/depressive symptoms), CBT intervention (description of CBT, duration and frequency), comparator (type of comparator, duration and frequency) and the outcomes (method of assessment, depression scores, quality of life scores, number of hospitalisations and deaths). Included studies were assessed for methodological quality using risk of bias assessment tools. For RCTs, the Cochrane Risk of Bias tool [
27] was used, which considers selection bias (randomisation and allocation concealment), performance bias (blinding of participants and comparators), detection bias (blinding of assessed outcomes), attrition bias (incomplete outcome data) and reporting bias. For the assessment of observational studies, the Risk of Bias Assessment tool for Non-randomised Studies (RoBANS) [
28] was employed.
Statistical analysis
The outcome data from included studies were reported as either dichotomous or continuous variables. For dichotomous data, the risk ratio and 95% confidence intervals were reported. For continuous variables, the mean differences (MD) between CBT and comparator groups were reported, with standardised mean differences (SMD) and 95% confidence intervals calculated. In studies where the mean difference was not reported, it was calculated for relevant time-points by using individual patient data obtained from the authors of individual studies. A meta-analysis of quantitative data was performed using fixed-effects modelling, under the assumption that there would be a similar effect from trials with similar patient populations and outcomes [
29]. As a sensitivity analysis, we performed random effects modelling using the method of DerSimonian and Laird [
30]. For outcomes measured by different questionnaires, subgroup analyses were performed separately for all questionnaires and for questionnaires which were common across included studies. All effect estimates were accompanied by 95% confidence intervals and assessed for heterogeneity (using the
I
2 statistic). All statistical tests were two-tailed, and
p values of <0.05 were considered statistically significant. Meta-analysis was performed using Review Manager (RevMan) version 5.3 (The Nordic Cochrane Centre, Copenhagen, 2014).
Discussion
This systematic review and meta-analysis suggests that CBT may be more effective than usual care at improving depression in heart failure patients initially after the CBT sessions. This difference was sustained 3 months after completion of the CBT sessions; however, these were highly selected patients in selected centres with varied comparators and subjective outcome measures (depression and QoL). The improvement in depression scores evident at 3 months was greater in two RCTs [
41,
42]. This may be due to the frequency and duration of the CBT, which were weekly and over a period of time [
41,
42], as opposed to a single CBT session [
40, Dekker 2010, Dekker 2011]. For quality of life, CBT showed a greater improvement when compared to usual care initially after the main CBT phase; however, there was no evidence of a difference in QoL between the two groups at subsequent time-points. There was no evidence of CBT having an effect on either hospitalisation or mortality.
This systematic review was conducted to evaluate the effects of CBT on depression, quality of life, hospitalisation and mortality in heart failure patients. Previously, there have been two systematic reviews [
3,
24] that evaluated the effects of psychological interventions on depression in heart failure patients. However, the first, a 2005 Cochrane review on psychological interventions for depression in heart failure [
3], found no relevant RCTs, highlighting the need for RCTs on psychological interventions to be conducted. The second, a 2012 systematic review on the effects of interventions on depression in heart failure, only identified one RCT with a CBT intervention, concluding that there was insufficient evidence on the effects of CBT [
24]. Therefore, the emergence of new RCTs, and the lack of conclusive evidence from previous systematic reviews on this topic, justifies the need for the current systematic review to evaluate the effects of CBT in heart failure patients.
Despite the findings of this systematic review, there are several limitations that need to be acknowledged. The searches identified only five RCTs, which demonstrate the lack of experimental studies assessing the effects of CBT in heart failure patients. Two of the RCTs had small sample sizes (≤30), which were particularly problematic with longer follow-up due to attrition. There was also a lack of studies that evaluated the effects of CBT with follow-up ≥6 months, which would have been useful in assessing the long-term sustainability of the effects of CBT. Overall, the methodological quality of studies was unclear due to insufficient information provided. For two studies, only the original data and study protocols could be accessed [Dekker 2010; Dekker 2011], which led to a lack of clarity over certain risks of biases. There was performance bias in the RCTs due to a lack of blinding of participants, but this was unavoidable due to the nature of CBT interventions. Two outcome measures (depression and QoL) were subjective and assessed by self-reported questionnaires, which may have introduced social desirability bias. Data on hospitalisations and deaths were limited and were not reported in all studies. There was also insufficient data to determine the relative effects of CBT in comparison to exercise for depression in heart failure patients, as there was only one RCT that utilised exercise as a comparator. One advantage of this review, however, was that additional data was obtained by contacting lead authors to better inform the systematic review and enable the meta-analysis. Future RCTs on the effects of CBT for heart failure patients would benefit from recruiting larger numbers of participants, delivering weekly CBT sessions over a longer period of time, with long-term follow-up (≥6 months), and reporting on outcomes such as hospitalisations or mortality.
Current NICE guidelines on chronic heart failure [
45] state that depression should be treated in accordance with the guidelines for adults with depression [
22] and those for adults with a chronic physical health problem [
46]; however, the evidence used to evaluate the effects of CBT on depression are not specific to heart failure patients. This may be due to the lack of randomised controlled trials on CBT for depression in heart failure prior to the publication of these guidelines. The 2016 Scottish Intercollegiate Guidelines Network (SIGN) guidelines on the management of chronic heart failure offer a conditional recommendation that CBT should be considered in heart failure patients with depression [
47]. The evidence for this recommendation is based on a single RCT on CBT and a systematic review on interventions [
24] that included only a single CBT intervention study. Therefore, the current systematic review and meta-analysis extends previous work and provides a comprehensive review of available evidence for the effects of CBT for depression in heart failure patients. The findings from this research have identified an area of further study in heart failure and demonstrated the potential of CBT in selected research centres.
Conclusion
CBT may be more effective than usual care at improving depression in heart failure patients initially after the main CBT phase and 3 months afterwards. CBT also appears to be more effective than usual care at improving quality of life in heart failure patients initially after the main CBT phase, but this effect was not sustained 3 months later. There were no observable differences between CBT and usual care for hospitalisations or mortality. However, these findings were limited by the small sample sizes in some studies, lack of long-term follow-up, use of subjective outcome measures and insufficient information to assess methodological quality. Larger and more robust RCTs are needed to ascertain the long-term benefits and cost-effectiveness of a CBT intervention for depression in heart failure patients.
Compliance with ethical standards
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