Background
Breast cancer is the leading cause of death among women in both developed and developing countries [
1]. Substantial progress has been made in the past decades in early detection, screening and treatment of breast cancer. This has resulted in 5-year survival rates of approximately 80 %, 60 % and 40 % for high, middle and low income countries, respectively [
2]. Comprehensive national cancer control plans to fight (breast) cancer may consist of prevention, screening and early detection, diagnosis, treatment (surgery, radiotherapy and systemic therapy) and palliative care [
3]. Not necessarily all the components of a comprehensive national cancer control plan exist in every low or middle income country (LMIC). In some cases existence and accessibility of facilities for surgery and radiotherapy have even been questioned [
4‐
6].
Little is known about global access to systemic therapy as a part of the treatment of breast cancer. Many international guidelines have been published including guidelines adjusted for resource constrained countries or geographical regions [
5‐
12]. However, availability of recommended therapies according to the guidelines has hardly ever been evaluated although sporadic reports regarding low availability of human epidermal growth factor receptor type 2 (HER2)- targeted therapies in LMICs have been published [
13].
Selection of appropriate medication for breast cancer on national essential medicines lists (NEMLs) is an initial step in achieving adequate access to pharmacological treatment in LMICs. Essential medicines are those that satisfy the priority health care needs of the population [
14]. They are selected with due regard to disease prevalence, evidence on efficacy and safety, and comparative cost-effectiveness and have an established role in public procurement or reimbursement of medicines in the majority of LMICs. Over 90 % of surveyed LMICs are reported to use their NEML for public procurement of medicines [
14]. Consequently, being listed as essential medicine can be seen as a prerequisite for access to a medicine in clinical practice, particularly in the public sector of LMICs where the majority of patients would primarily seek their treatment.
Selection of essential medicines for oncology is suboptimal for newer therapies but more strikingly for conventional therapies and in particular for hormonal therapies across LMICs [
15]. As the latter group of medicines plays a pivotal role in breast cancer treatment, we thoroughly studied available NEMLs to assess diversity in selection of breast cancer medicines across LMICs. Besides, we aimed to assess the extent to which these selected essential medicines would allow treatment of different stages of breast cancer according to international treatment guidelines. The influences of country income level, geographic region and year of update of the NEML on the selection were also explored.
Methods
Data collection and classification
Essential medicines lists
NEMLs from LMICs were obtained in May 2013 from the “WHO database of essential medicine lists and formularies” [
16]. The latest available update of the NEMLs was considered for each country. Countries with a NEML dated prior to 2005 were excluded (n = 6). Since the WHO has recommended countries to periodically update their NEMLs, this measure was taken to ensure that only dynamic lists were considered for this study [
14]. In China, provincial EMLs were deemed eligible and were added to make an EML list, instead of the NEML, since no essential oncology medicines were found on the NEML of China [
17]. Eventually, 75 countries were included in the analysis which were representative of the low and middle income levels across all WHO regions (see Additional file
1: Annex 1).
Medicines were included in the study if they were categorized as oncology medicines in the NEML (or equivalent terms in different NEMLs or languages). Palliative and supportive therapies and medicines for management of side effects and complications were excluded. Of the remaining medicines, only those which were recommended for breast cancer according to international guidelines (see below) were included. Medicines used for breast cancer are generally categorized into three different classes, namely chemotherapeutic agents, endocrine therapy agents and HER2-targeted therapies. Chemotherapeutic agents have a non-selective cytotoxicity and are indicated in different types of malignancies. Endocrine therapy agents play a crucial role in treatment of hormone receptor (estrogen and/or progesterone) positive breast cancer patients [
18]. HER2-targeted therapies are shown to increase overall survival in patients with HER2-overexpressing tumors through blockage of extracellular or intracellular components of the HER2 protein [
19,
20].
Therapeutic guidelines
PubMed was searched to obtain the most recent updates (at the time of study, i.e., July 2013)) of evidence based international consensus guidelines for different stages of breast cancer. Precedence was given to guidelines designed for LMICs when various guidelines were available. Eventually the guidelines were classified into two main groups: (1) Guidelines in which the consensus was based on different types of disease or tumor [
7,
8,
11] and (2) Guidelines in which the consensus was formulated for different levels of care (based on available resources and services) [
4‐
6,
9,
10,
12,
21]. These latter guidelines were mainly based on the Breast Health Global Initiative (BHGI) consensus for LMICs modified for implementation in different situations (e.g., different income levels of countries or different regions). As the initial interest of the current study was to investigate which stages of disease and which tumor types can be treated with the selected medicines, the first group of guidelines was selected for the final analyses (namely: St. Gallen International Expert Consensus on the Primary Therapy of Early Breast Cancer [
7] and 1st International consensus guidelines for advanced breast cancer (ABC 1) [
8]).
Different subtypes of early and advanced breast cancer -according to the guidelines- are described in Table
1. For each type of breast cancer, the necessary components of treatment regimens were identified based on the aforementioned guidelines. Full details of all components for treatment of breast cancer are given in Additional file
1: Annex 2.
Table 1
Different subtypes of early and advanced breast cancer according to the selected guidelines (7, 8)
Early breast cancer† | Luminal A | HR+;HER2-; Ki-67 low |
Luminal B | HR+;HER2-; Ki-67 high |
Non luminal | HR+;HER2+; Ki-67 low |
Triple negative (ductal) | HR absent; HER2 absent |
Special histological types | HER2 absent; endocrine responsive or non-responsive |
Advanced breast cancer†† | HR +/HER2- | |
HR+/HER2+ | |
HR-/HER2+ | |
HR-/HER2- | |
Other sources of data
Data on geographic regions and income levels were obtained from the WHO and the World Bank, respectively [
22,
23].
Data analysis
First, the frequency of inclusion of breast cancer medicines and combinations (chemotherapeutic or endocrine therapy) as recommended by the international guidelines in different NEMLs were calculated. Then the NEMLs were assessed to see if all components of a particular treatment regimen as mentioned in the therapeutic guidelines could be collectively found for each stage of disease and each type of tumor. In all cases, only classes of medicines - as recommended by the guidelines - were considered, regardless of the number of medicines within each class being designated as essential medicine. The proportion of countries which selected a complete therapeutic regimen was then calculated for each type and stage of disease. Data were subsequently stratified and analyzed according to different income levels and WHO regions. Moreover, in order to compare the extent of compliance with the international guidelines between newer and older NEMLs, the NEMLs released in 2009 and afterwards were compared with the ones published prior to 2009.
When the frequency or percentage of inclusion of treatments in the NEMLs for various types of breast cancer was compared between different clusters of countries, non-parametric tests were used to investigate the differences among groups, namely the Kruskal Wallis test for geographic regions and income levels as well as the Chi square test for recent versus older NEMLs. All statistical analyses were conducted using SPSS software, version 19.
Research ethics statement as requested by the journal was not applicable to our study. All the data used in the manuscript is freely available.
Discussion
Despite substantial progress made in its treatment possibilities, breast cancer survival is still poor in LMICs. This might be due to lack of access to different components of care including systemic therapy. Selection of essential medicines was explored in this study as a prerequisite of access to medicines. First generation chemotherapies were frequently found in the NEMLs of the studied countries (>70 %). Endocrine therapy was also well represented with tamoxifen being included in 75 % of the NEMLs, whereas treatment of HER2 overexpressed tumors (in both early and advanced stages) was hardly possible with the selected essential medicines. Except for luminal A breast cancer, selection of essential medicines did not allow treatment of early breast cancer subtypes in many LMICs. Guideline- recommended treatments were less frequently included in the NEMLs of low income countries than in middle income countries. In advanced breast cancer, all components of therapy (except for HER2-targeted therapies) were included in over half of the NEMLs with no significant differences across income levels. Compared to the other regions, the Eastern Mediterranean and African regions less frequently incorporated full breast cancer treatment components for both early and advanced breast cancer. Across all different breast cancer types, newer NEMLs were more frequently aligned with clinical guidelines.
Considering the fact that breast cancer is the most burdensome type of cancer among women, the selection of therapies for different disease stages is suboptimal. Treatments for late stages were more frequently selected as essential medicines compared to (several) early stages. In early breast cancer, treatment was mainly absent for luminal B (HER2-) in low income countries and for triple negative and special histological types in low and lower middle income countries. This finding can be interpreted as a rational response to health care priorities of resource-constrained countries. Due to lack of screening programs, diagnostic facilities, routine checkups and cultural barriers for educating women for self-examinations, breast cancer is usually diagnosed at late stages in low income countries [
5,
12,
24,
25]. In addition, low income countries have to prioritize their decisions, owing to their very limited health care budgets which hardly exceeded an average of US$30 per capita in 2011 [
26].
The choice of chemotherapeutic regimens - which were included to a relatively high extent in the NEMLs - might have been heavily influenced by the WHO model list of essential medicines. This can explain the absence of epirubicine based regimens in the majority of the NEMLs studied, since epirubicine is absent in the WHO model list [
27,
28]. The only major deviation from the WHO model list are taxanes which have a low rate of inclusion in the NEMLs despite being listed by the WHO. This might be attributable to their late inclusion in the WHO model list in 2011; it needs additional time before medicines appear on the majority of NEMLs. Besides, in the years prior to 2011, affordability of taxanes was of concern for healthcare systems in LMICs [
29‐
31].
Inclusion of aromatase inhibitors’ (AIs) was low compared to tamoxifen. The cost of AIs might have hampered their selection despite their therapeutic benefits [
4]. In recent years patent protection of some AIs expired and a price decline was already observed [
32]. Subsequently LMICs may consider AIs for inclusion on their NEML as the affordability concern is fading away. In addition, a careful trade off may need to be made by policymakers in view of the limited resources, whether priority should be given to additional hormonal therapies. HR+ breast cancer corresponds to the majority of breast cancer cases and thus has a crucial role in treatment. However the magnitude of benefit gained by substitution of AIs with Tamoxifen in post-menopausal patients may need to be compared with that of adding a HER-2 targeted therapy to the current practice in a smaller group of patients.
A very low rate of inclusion of “all components” of treatment for HER2 overexpressed types of breast cancer (which constitute nearly one fourth of all cases [
33]) in the NEMLs in both stages was evident. This was mainly due to the absence of HER2-targeted therapies while patients may still benefit from favorable effects of chemotherapy regimens. For inclusion of HER2-targeted therapies a great deal of controversy should always be addressed, even in developed countries. The percentage of patients with HER2 overexpression may vary across LMICs and the information is lacking in many of these jurisdictions. The massive economic burden incurred to health care systems, cost effectiveness concerns and recent reports of resistance against therapy are examples of these controversies [
34‐
37]. Besides, molecular diagnostic tests for appropriate patient selection are often not integrated in routine daily practice in LMICs due to the lack of resources and equipment [
38]. Trastuzumab was first approved over 1.5 decade ago, and its patent will expire soon which will provide an opportunity for better access to the medicine for patients in LMICs [
39]. Due attention to the rational use of trastuzumab will remain a concern even when inclusion in the NEMLs will become feasible.
Rank of breast cancer (in terms of incidence and mortality among all cancer types in women) in eastern Mediterranean and African regions is comparable with the global pattern [
1]. Other priorities in those health care systems might have hindered inclusion of breast cancer medicines in the NEMLs in those regions. The main common diseases to tackle in those regions are lower respiratory infections, diarrheal disease, preterm birth complications and tuberculosis as well as malaria and HIV/AIDS for the African and cardiovascular disease for the Eastern Mediterranean regions [
40,
41].
This study has some limitations. While the most recent breast cancer guidelines -at the time of survey -were studied, the majority of the NEMLs investigated were dated prior to these guidelines. However, the latest available update of a NEML should be considered valid until revision. Our analysis was based on international consensus guidelines while clinical practice might vary across and within the studied countries. Treatment of secondary metastasis (e.g., treatment of bone and brain metastasis), palliative care and medicines for management of adverse events and side effects were not included in our study, despite their essential role in the course of treatment. In addition, as previously mentioned, pharmacotherapy is only one component of breast cancer care. In the entire procedure of treatment of breast cancer a substantial degree of disparity in access and quality of care might be observed [
42]. For example in some countries in Africa estrogen receptor identification is not yet routinely accessible [
43]. A systemic approach to explore availability of all contributing elements of care for breast cancer, would be a next step for further study.
Although guidelines for management of breast cancer in LMICs have been published in literature, to our knowledge this study is the first global study attempting to explore decisions made for selection of systemic therapy of breast cancer in LMICs, which in turn may have direct implications for the availability of medicines for treatment of breast cancer. Previous research showed that in general essential medicines selected on NEMLs were more available than those not selected as essential medicines, highlighting the importance of adequate selection to ensure optimal access [
44]. It is of prime priority to conduct direct availability studies on oncology medicines in LMICs to confirm these findings.
Competing interests
The authors declare that they have no competing interests.
Authors’ contributions
YTB participated in the design of the study, data collection and assembly, data analysis and interpretation and drafted the manuscript. AKMT and AdB participated in the design of the study, data analysis and interpretation and contributed to draft the manuscript. HGML participated in the design of the study, data interpretation and contributed to draft the manuscript. JHMS participated in data interpretation and contributed to draft the manuscript. All authors read and approved the final manuscript.