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Erschienen in: BMC Cancer 1/2018

Open Access 01.12.2018 | Research article

One-year mortality and Periprosthetic infection rates after Total knee Arthroplasty in Cancer patients: a population-based cohort study

verfasst von: Feng-Chen Kao, Yao-Chun Hsu, Pang-Yu Lai, Chang-Bi Wang, Yuan-Kun Tu, Wen-Kang Chen

Erschienen in: BMC Cancer | Ausgabe 1/2018

Abstract

Background

Knowledge on periprosthetic infection and mortality rate following total knee arthroplasty (TKA) is essential for justifying this treatment in patients with cancer; however, relevant data from population-based studies are lacking. Therefore, we examined 1-year periprosthetic infection, mortality, and 5-year relative survival rates in cancer patients who underwent TKA.

Methods

This is a population-based cohort study based on analysis of the Taiwan National Health Insurance Research Database. We enrolled a total of 2294 cancer patients and 131,849 patients without cancer (control group) who underwent TKA between January 1, 1997, and December 31, 2011. All patients were followed until death, infection, withdrawal from the National Health Insurance, or December 31, 2012.

Results

The periprosthetic knee joint infection rate in cancer patients (1.73%) was not significantly higher than that in the control group (1.87%). However, the 1-year mortality rate was significantly higher (p < 0.05) in the cancer group (4.10%) than in the control group (1.66%). The overall 5-year survival rate was 93.10% as compared with those without cancers.

Conclusion

Low periprosthetic knee joint infection rates and high 5-year relative survival rates indicate the feasibility of TKA in cancer patients. However, the surgeon should take into account a higher mortality rate in the first year following TKA.
Abkürzungen
HR
Hazard ratio
NHI
National Health Insurance
NHIRD
Taiwan National Health Insurance Research Database
OA
Osteoarthritis
TKA
Total knee arthroplasty

Background

The prevalence of cancer continues to increase because of the aging population, sedentary lifestyles, increased obesity, and improved survival amongst cancer patients. In 2011, the Health Promotion Administration Ministry of Health and Welfare in Taiwan reported that there were approximately 100,000 new cancer patients every year in this country, translating to an annual incidence of about 0.41% [1]. The median age of patients diagnosed with cancer was 62 years [1]. The survival rates for some cancers have increased because of advances in treatment as well as in cancer prevention and screening [2]. There were more than 10 million cancer survivors in the United States in 2007 [2].
The majority of the cancer survivors are elderly people, who are generally affected by osteoarthritis (OA), one of the most common disorders affecting the musculoskeletal system of this population, resulting in physical deficiencies and poor quality of life [3, 4]. In severe cases of OA [5, 6], total knee arthroplasty (TKA) is an effective treatment option for relieving knee pain and restoring joint function. However, the operation of TKA in the elderly may lead to adverse effects that include longer hospital stay, higher incidences of surgical complications, and higher mortality rates [715]. Hence, elderly cancer patients may find it difficult to decide whether to undergo TKA and might be apprehensive about spending the rest of their lives with a TKA prosthesis.
In this 10-year population-based retrospective study, we used the Taiwan National Health Insurance Research Database (NHIRD) to examine the one-year postoperative surgical infection rate and survival rate in cancer patients who underwent TKA. In addition, we used the demographic and medical data of these patients to evaluate the risk factors for mortality after TKA.

Methods

Data source

Through the National Health Insurance (NHI) program, established in 1995, the Taiwan Department of Health covers the health care of 22.9 million residents of Taiwan, which is > 99% of the total population. The medical claims from 1997 to 2012 of these insurants are encrypted and released for research by the Taiwan National Health Research Institutes as the NHIRD. The Department of Health and the NHI Administration Bureau of Taiwan ensure the completeness and accuracy of the NHIRD.
The study data were obtained from the NHIRD. All patients included in the analysis were followed for outcome identification by using the International Classification of Disease, Ninth Revision, Clinical Modification, codes until the end of 2012. Because the NHIRD contains encrypted and deidentified data, this study was exempted from a full ethics review. This study was approved by the institutional Review Board of E-Da Hospital, Taiwan (EMRP-103-011; EMRP-103-012) and the Taiwan NHRI (NHIRD-103-116).

Definition of study groups and outcomes

Patients diagnosed with cancer before receiving TKA between January 1, 1997, and December 31, 2011, were identified from the NHIRD and included in the TKA group. Patients with musculoskeletal cancers were not enrolled. We also excluded those whose cancer was diagnosed more than 5 years before undergoing TKA, because the cancer status might be considered as having been cured in some of these patients. Their inclusion would be inappropriate given that our analysis aimed to inform the decision making on TKA surgery in cancer patients, instead of those who had cured a cancer. Taking into account that data in the NHIRD could not ascertain whether a cancer was cured, we restricted the eligibility to emphasize our study population. The control group comprised patients without cancer who underwent TKA. One-year postoperative infection rates and mortality rates in the two groups were evaluated and compared (Fig. 1). The one-year postoperative mortality rates was calculated from the analysis of survival rate of patients (with/without cancer) who underwent TKA. Periprosthetic joint infection was defined as the occurrence of surgically treated osteomyelitis or septic arthritis in the vicinity of the joint implants. Surgical interventions included debridement, prosthesis removal, or resection arthroplasty (Appendix). Conditions existing prior to TKA were classified as comorbidities according to Charlson’s score [16]. Among the cancer patients, the number with and without metastasis and those who had received chemotherapy at the time of TKA were also calculated (Appendix). All patients were followed until death, withdrawal from the NHI program, or the end of the study period (December 31, 2012). Figure 1 illustrates the study flow chart.
Subcohorts were defined to evaluate the overall 5-year survival rate of cancer patients who underwent TKA. In addition, the 1- and 5-year relative survival rates were calculated [17, 18].

Statistical analysis

Pearson’s chi-square test and Fisher Yates continuity correction were used to compare categorical variables. Student’s t test was used for continuous ones. Traditional survival analysis only considers one event at a time (e.g., death or infection). Thus, certain events may be overlooked, and the resulting risk values may be overestimated. Therefore, these results should not be directly interpreted and applied in clinical settings. Our study considered mortality and the competing risk survival analysis using the Fine and Gray regression model [19] to calculate subdistribution hazards, and p-values were determined using Gray’s test. P < 0.05 was considered significant. All statistical tests and subdistribution hazard ratio (sHR) calculations were performed using Statistical Analysis Software, Version 9.4 (SAS Institute, Cary, NC, USA).

Results

Baseline characteristics of the patients

A total of 2294 cancer patients who underwent TKA were identified and included in the TKA group, whereas the control group comprised 131,849 patients. Score matching for gender and Charlson’s comorbidity index yielded 2196 patients in the TKA group and 8784 in the control group. Among these 10,980 patients, 3355 (30.56%) were male and 7625 (69.44%) female, and 10,236 (93.22%) patients were older than 60 years. The baseline characteristics and comorbidities of all patients are listed in Table 1. Among the cancer patients, 7 (0.32%) cases had metastatic diseases and 708 (32.34%) of them ever received chemotherapy when TKA was performed. The most common cancers were breast, colon, prostate, cervical, and rectal cancers (Fig. 2). The subcohort groups comprised 1100 and 4400 patients with and without cancer, respectively.
Table 1
Characteristics of the Study Subjects
 
Non-cancer
Cancer
p-value
N = 8784
N = 2196
Age
71.09 ± 7.19
71.4 ± 7.09
0.0739
Age Group
  
0.9160
 20–39
9 (0.10)
2 (0.09)
 
 40–59
593 (6.75)
140 (6.38)
 
 60–79
7339 (83.55)
1847 (84.11)
 
 > =80
843 (9.60)
207 (9.43)
 
Gender
  
1.0000
 Female
6100 (69.44)
1525 (69.44)
 
 Male
2684 (30.56)
671 (30.56)
 
CCI
  
0.8847
 0
1457 (16.59)
355 (16.17)
 
 1
2158 (24.57)
556 (25.32)
 
 2
2105 (23.96)
520 (23.68)
 
 2+
3064 (34.88)
765 (34.84)
 
Comorbidities
 Myocardial infarct
198 (2.25)
59 (2.69)
0.2304
 congestive heart failure
980 (11.16)
254 (11.57)
0.5865
 peripheral vascular
294 (3.35)
73 (3.32)
0.9577
 cerebrovascular disease
1796 (20.45)
458 (20.86)
0.6706
 dementia
231 (2.63)
63 (2.87)
0.5348
 chronic lung disease
3497 (39.81)
869 (39.57)
0.8378
 connective tissue disease
658 (7.49)
149 (6.79)
0.2569
 Ulcer
4583 (52.17)
1134 (51.64)
0.6535
 chronic liver disease
1407 (16.02)
339 (15.44)
0.5058
 Diabetes
2455 (27.95)
617 (28.1)
0.8901
 diabetes with end organ damage
367 (4.18)
102 (4.64)
0.3333
 Hemiplegia
92 (1.05)
22 (1)
0.8506
 moderate or severe kidney disease
642 (7.31)
178 (8.11)
0.2039
 Moderate or severe liver disease
 
 AIDS
 
Infection
164 (1.87)
38 (1.73)
0.6700
1-year Mortality
146 (1.66)
90 (4.10)
<.0001
Chemotherapy
0 (0.00)
708 (32.24)
 
Metastasis
0 (0.00)
7 (0.32)
 

One-year infection rate of prosthetic joints

The number of patients with infected prosthetic joints 1 year after TKA were 38 (1.73%) and 164 (1.87%) in the cancer and control groups, respectively (Table 1). A multivariate-adjusted model revealed no association between infection and cancer (Table 2). In the unadjusted analysis, diabetes with end organ damage was associated with prosthetic joint infection (sHR, 1.77; 95% CI, 1.03–3.06); however, this association was nonsignificant in the Fine and Gray regression model (Table 2). The status of metastatic disease but not the use of chemotherapy was associated with prosthetic joint infection (Table 2 and Table 3).
Table 2
Prediction for infection
 
Crude
Adjusted
sHRa(95%C.I.)
p-value
sHRa(95%C.I.)
p-value
Cancer vs. Non-cancer
0.92 (0.64–1.32)
0.6374
0.91 (0.63–1.31)
0.6089
Comorbidities
 Myocardial infarct
1.58 (0.74–3.36)
0.2355
1.47 (0.68–3.18)
0.3334
 congestive heart failure
1.18 (0.77–1.79)
0.4473
1.07 (0.70–1.64)
0.7466
 peripheral vascular
1.42 (0.73–2.78)
0.3036
1.33 (0.68–2.63)
0.4084
 cerebrovascular disease
1.22 (0.87–1.69)
0.2500
1.08 (0.76–1.53)
0.6857
 dementia
1.79 (0.92–3.51)
0.0874
1.63 (0.82–3.24)
0.1631
 chronic lung disease
1.17 (0.88–1.55)
0.2827
1.11 (0.82–1.50)
0.4975
 connective tissue disease
1.06 (0.63–1.80)
0.8218
1.05 (0.62–1.78)
0.8579
 Ulcer
1.10 (0.83–1.46)
0.5153
1.03 (0.77–1.38)
0.8437
 chronic liver disease
1.09 (0.75–1.59)
0.6491
1.07 (0.73–1.57)
0.7438
 Diabetes
1.14 (0.84–1.54)
0.4175
0.99 (0.71–1.40)
0.9698
 diabetes with end organ damage
1.77 (1.03–3.06)
0.0401
1.67 (0.91–3.06)
0.1007
 Hemiplegia
1.52 (0.48–4.80)
0.4733
1.28 (0.40–4.12)
0.6779
 moderate or severe kidney disease
1.12 (0.67–1.87)
0.6631
1.07 (0.64–1.79)
0.7902
 Moderate or severe liver disease
 
 
 AIDS
.-
 
 
 Chemotherapy
0.96 (0.54–1.72)
0.8913
0.99 (0.47–2.09)
0.9815
 Metastasis
8.66 (1.24–60.50)
0.0296
10.13 (1.19–86.34)
0.0343
sHRa: subdistribution hazard ratio
Table 3
Prediction for infection(only patients with Cancer)
 
Adjusted
sHRa(95%C.I.)
p-value
Comorbidities
 Myocardial infarct
 
 congestive heart failure
1.21 (0.45–3.26)
0.7122
 peripheral vascular
1.58 (0.36–7.02)
0.5493
 cerebrovascular disease
1.65 (0.78–3.48)
0.1866
 dementia
2.81 (0.80–9.85)
0.1060
 chronic lung disease
0.76 (0.37–1.56)
0.4507
 connective tissue disease
1.80 (0.63–5.20)
0.2757
 Ulcer
1.59 (0.81–3.12)
0.1759
 chronic liver disease
1.12 (0.46–2.72)
0.7990
 Diabetes
0.78 (0.33–1.81)
0.5613
 diabetes with end organ damage
1.87 (0.47–7.52)
0.3770
 Hemiplegia
1.92 (0.24–15.21)
0.5363
 moderate or severe kidney disease
0.94 (0.28–3.14)
0.9147
Moderate or severe liver disease
AIDS
 Chemotherapy
1.02 (0.49–2.14)
0.9608
 Metastasis
11.10 (1.22–101.30)
0.0328
sHRa: subdistribution hazard ratio

Mortality rates in cancer patients after TKA

The 1-year mortality rate after TKA was significantly higher (p < 0.001) in the cancer group (90 patients; 4.10%), (1-year cumulative incidence of 1.73%; 95% confidence interval [CI], 1.26–2.37%) than in the control group (146 patients; 1.66%), (1-year cumulative incidence of 1.71%; 95% CI, 1.46–2.0%) (Tables 1, 4 and Fig. 3). The 1-year relative survival rate was 97.52%. The Fine and Gray regression model did not show a significant association between metastasis and postoperative mortality (Table 4).
Table 4
Prediction for mortality
 
Adjusted
sHRa(95%C.I.)
p-value
Cancer vs. Non-cancer
2.46 (1.71–3.52)
<.0001
Comorbidities
 Myocardial infarct
1.98 (0.98–3.99)
0.0557
 congestive heart failure
1.56 (0.98–2.49)
0.0632
 peripheral vascular
0.53 (0.17–1.64)
0.2717
 cerebrovascular disease
0.83 (0.57–1.20)
0.3263
 dementia
0.97 (0.40–2.34)
0.9477
 chronic lung disease
1.26 (0.74–2.17)
0.3943
 connective tissue disease
1.23 (0.65–2.32)
0.5240
 Ulcer
1.31 (0.67–2.56)
0.4305
 chronic liver disease
1.43 (0.32–6.48)
0.6403
 Diabetes
1.04 (0.67–1.63)
0.8608
 diabetes with end organ damage
1.24 (0.55–2.79)
0.5993
 Hemiplegia
1.80 (0.52–6.24)
0.3566
 moderate or severe kidney disease
1.84 (0.64–5.32)
0.2614
 Moderate or severe liver disease
 
 AIDS
 
Metastasis
1.17 (0.68–2.01)
0.5754
 
 
sHRa: subdistribution hazard ratio
In the 5-year follow-up, a significantly lower overall survival rate was observed in cancer patients as compared with the controls (Fig. 4). The overall 5-year survival rate was 89.36% in the cancer cohort and was relatively 93.10% as compared with the non-cancer controls.

Discussion

Infection is common in patients with cancer [20], because several risk factors—such as neutropenia [21], cellular immune dysfunctions (e.g., defects in T-lymphocytes and mononuclear phagocytes), humoral immune dysfunction, bone marrow and stem cell transplantation, local factors (e.g., tumor metastasis and operative procedures), use of central venous catheters, splenectomy, and use of chemotherapeutic agents [22], lower their resistance to infections [23]. Gram-positive organisms cause approximately 50%–55% of all infectious diseases in cancer patients with neutropenia, and Staphylococci are the most common organisms isolated from neutropenic and nonneutropenic cancer patients [24]. Although no studies have reported periprosthetic infection rates in cancer patients after TKA, some studies have reported an increase in deep infection rates of up to 9.1% after TKA in immunocompromised patients such as patients with AIDS [25].
Under these detrimental defence circumstances, one can reasonably suspect higher infection rates in cancer patients after TKA. However, this study revealed that the 1-year periprosthetic infection rate of 1.73% in cancer patients is not significantly higher than that (1.87%) in non-cancer patients. The result showed that the use of chemotherapy did not increase the risk of infection. Although this study does not provide information on prophylactic strategies for periprosthetic knee joint infections, our results suggest that the currently used prophylactic methods are effective for cancer patients who have undergone TKA. Nevertheless, orthopedicians must pay attention to the immunocompromised conditions especially in neutropenic status caused by chemotherapy in cancer patients receiving TKA in order to prevent periprosthetic knee joint infections.
A decrease in the long-term survival rate of patients receiving TKA most likely reflects the natural process of aging [25]. However, a higher mortality rate than usual is expected when cancer patients receive TKA, possibly because of a trend similar to that in the United States, where cancer is the leading cause of death in people aged less than 85 years [26]. The post-TKA 1-year mortality rate (4.10%) was significantly higher in cancer patients in the present study. But metastasis diseases are not associated with mortality in our study. We think that this phenomenon is caused by lower desire of received TKA in cancer patients with metastatic disease. Nevertheless, because of advances in the control, prevention, early detection, and treatment of cancer since 1990 [27, 28], cancer-related death rates have decreased. Cancer mortality rates have declined by approximately 1% annually and by more than 25% in the last 25 years [29]. The 5-year relative survival rate was 93.10% in the present study; the majority of the patients had ample time to experience the benefits of TKA, including functional improvement of the knee, knee joint pain relief, and improved quality of life.
Our study has some limitations that should be addressed. First, the severity of the comorbidities could not be determined from the NHIRD. Second, data on cancer staging was unavailable, which might induce a healthy patient bias. The numbers of metastatic diseases were small in our study. We are unable to investigate the real effect of metastatic diseases on the mortality rate. Nevertheless, rather than create a spurious association, such a stringent inclusion criteria would bias the results toward a null association. Finally, the effect of unaccounted confounders cannot be ruled out; for example, we could not examine the potential influence of body weight, cigarette smoking, alcohol drinking, and dietary habits because this information is unavailable in the NHIRD. Moreover, because the data is deidentified, we could not collect this information from the patients directly. The merits of this study are that the NHIRD is representative of all residents of Taiwan and that there was no loss to follow-up.

Conclusion

In conclusion, after TKA, similar 1-year periprosthetic infection rates but differing 1-year mortality rates were observed in patients with and without cancer. The high 5-year relative survival rates in cancer patients who underwent TKA indicate that TKA is a feasible treatment option for cancer patients with severe OA.

Acknowledgments

This study used data from the NHIRD, which were provided by the Bureau of National Health Insurance, Department of Health, and managed by NHRI. The interpretation and conclusions contained herein do not represent those of the Bureau of National Health Insurance, the Department of Health, or the NHRI. The authors are grateful to Ms. Tzu-Shan Chen for her efficient assistance.

Funding

This study was supported by the Center for Database Research, E-DA Healthcare Group, E-DA hospital, Kaohsiung, Taiwan(EDAHP-103048). The funding body had no role in the design of the study and collection, analysis, and interpretation of data and in writing the manuscript.

Availability of data and materials

The data that support the findings of this study are available from NHIRD but restrictions apply to the availability of these data, which were used under license for the current study, and so are not publicly available. Data are however available from the authors upon reasonable request and with permission of NHIRD.
This study was approved by the institutional Review Board of E-Da Hospital, Taiwan (EMRP-103-011; EMRP-103-012) and the Taiwan NHRI (NHIRD-103-116).

Competing interests

The authors declare that they have no competing interests.

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Anhänge

Appendix

Table 5
ICD-9-CM codes and the corresponding diseases or procedures
Disease or procedures
Corresponding ICD-9-CM codes
all cancer
140.XX-208.XX
 
Exclusion: musculoskeletal cancers 170.0–170.9
Metastasis
164.8; 165.8
196.0~ 196.9
197.0~ 197.8
198.0~ 198.7
198.81; 198.82; 198.89
Chemotherapy management
05221A; 37005B; 37025B
37031B~37041B
Total knee replacement
64164B
Periprosthetic Infection of Knee joint
 
infection due to internal device
996.66; 996.67; 996.69
surgical wound infection
998.5; 998.51; 998.59
osteomyelitis
730.01~ 730.04; 730.07
730.11~ 730.14; 730.17
730.21~ 730.24; 730.27
730.31~ 730.34; 730.37
730.7; 730.70~ 730.79
730.81~ 730.84; 730.87
730.91~ 730.94; 730.97
Septic arthritis
711.01~ 711.04; 711.07
711.1; 711.10~ 711.19
711.2; 711.20~ 711.29
711.31~ 711.34; 711.37
711.41~ 711.44; 711.47
711.51~ 711.54; 711.57
711.61~ 711.64; 711.67
711.7; 711.70~ 711.79
711.8; 711.81~ 711.89
711.91~ 711.94; 711.97
Surgical intervention for periprosthetic infection of knee joint
64004C, 64005B, 64053B, 64055B,64198B, 48004C, 48005C, 48006C; Exclusion: 64003C, 64056B, 64057B, 64200B, 64199B
Footnotes: ICD-9-CM, International Classification of Diseases, 9th Revision, Clinical Modification;
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Metadaten
Titel
One-year mortality and Periprosthetic infection rates after Total knee Arthroplasty in Cancer patients: a population-based cohort study
verfasst von
Feng-Chen Kao
Yao-Chun Hsu
Pang-Yu Lai
Chang-Bi Wang
Yuan-Kun Tu
Wen-Kang Chen
Publikationsdatum
01.12.2018
Verlag
BioMed Central
Erschienen in
BMC Cancer / Ausgabe 1/2018
Elektronische ISSN: 1471-2407
DOI
https://doi.org/10.1186/s12885-018-4329-2

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