Open reduction and internal fixation of three- and four-part proximal humeral fractures by intra-focal distraction: observational study of twenty five cases
verfasst von:
Levon Doursounian, Anthony Le Sant, Raphael Mauprivez, Anne Miquel, Violaine Beauthier-Landauer
Reduction and fixation of proximal humerus fracture (PHF) by intra-focal distraction with a cemented device is seldom used. A cementless stem called JUST was developed to simplify and standardise reduction and fixation of three- or four-part fractures (3-/4-PFs). This study is designed to evaluate the performances of this device. In addition, we compared the results to those of a previous study based on cemented stems.
Method
Twenty-five patients underwent surgery between 2009 and 2011: ten 3-PFs and 15 4-PFs, with a median age of 65.5 and 71 years, respectively. The reduction and fixation device comprises a staple placed in the humeral head and a cementless stem impacted in the diaphysis that works like a jack. Median follow-up was 28 months.
Results
For the ten 3-PFs, the median raw and weighted Constant score were 66.5 and 86, respectively. Only one case presented with secondary displacement. All fractures healed and there was only one case of avascular necrosis. For the 15 4-PFs, the median raw and weighted Constant score were 64 and 76, respectively. Only one case of secondary cephalic displacement was observed and no cases of tuberosity displacement were observed. All fractures healed except for one case of pseudarthrosis of the lesser tuberosity. Five cases of avascular necrosis were observed.
Conclusions
This device resolves the mechanical difficulties relating to fixation of 3- and 4-PFs by providing stable fixation but does not prevent the risk of avascular necrosis. The cementless stem is more convenient but does not yield better results than the cemented stem.
Introduction
Open reduction and internal fixation (ORIF) of three- or four-part fractures (3-/4-PFs) of the proximal humerus remains problematic [1‐3]. One of the many methods proposed to resolve this mechanical challenge is the Bilboquet implant [4‐6], which reduces displacement of the humeral head by intrafocal distraction without using screws. Despite the good results reported, this surgical technique is seldom used, probably due to the fact that cement is required to fix the stem. Hence, a cementless stem was developed to adjust the height of the humeral head gradually and in a reversible manner. This observational study reports the results of 25 3-/4-PFs of the proximal humerus treated with a Bilboquet-like device with cementless stem (Fig. 1) called JUST (Jack Up for Shoulder Trauma; Evolutis, Briennon, France). The aims of this study were to evaluate the performances of the cementless stem compared with the cemented stem, and to confirm the previous results.
Fig. 1
The JUST cementless stem (Evolutis, Briennon, France)
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Materials and methods
Between January 2009 and December 2011, 73 patients were treated in our institution for proximal humerus fracture by ORIF. Twenty-seven patients had ORIF with the JUST implant for 3-/4-PF according to the Neer classification [7, 8]. Two patients were lost to follow-up. This study includes 25 fractures in 25 patients. There were ten 3-PFs and 15 4-PFs. Sixteen patients (64 %) were retired at the time of injury. There were 17 right-sided and eight left-sided fractures. The dominant side was affected in 84 % of cases (15 times on the right and 6 times on the left).
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All patients had standard AP and lateral X-rays and in 20 cases a pre-operative computed tomography (CT) scan was performed. The type of head displacement and the presence of a metaphyseal head extension (also called calcar segment) were noted [9].
The ten 3-PFs concerned five women and five men with a median age of 65.5 years (range, 44–88). The X-rays showed varus displacement of the humeral head in six cases and valgus displacement in four cases. In all cases, there was no hinge and in seven cases the calcar segment measured >8 mm.
The 15 4-PFs concerned nine women and six men with a median age of 71 years (51–84). The X-rays showed six varus displacements and nine valgus displacements. There was an internal hinge in three cases. The calcar measured >8 mm in seven cases. It measured <8 mm in three cases, was comminuted in three cases and absent in two cases.
Four different surgeons performed all the surgery. The patients were operated on through a lateral deltoid split approach in the beach-chair position under fluoroscopic control. The first part of the procedure is identical in terms of technique and material to the description of the Bilboquet device [4] (Fig. 2): careful penetration into the fracture; elevation of the humeral head in the cases of valgus displacement; under fluoroscopic guidance, placement of the titanium cephalic staple in the cancellous bone of the humeral head; drilling of two holes in the external cortical bone of the diaphysis to pass two Ethibond 6 sutures ready for final suture of the greater tuberosity. The second part of the procedure is differs from that described for the Bilboquet technique as cement is not used (Fig. 3). It consists of placing a height-adjustable cementless stem in the diaphysis. A trial stem placed in the diaphysis is used to choose the proper size and the final stem is then inserted into the diaphysis. The titanium cementless stem is made of three components: a sort of trapezoid section (wedge), a stem and a locking screw. The trapezoid section is designed to be settled into the diaphysis. This section is crossed by a stem fitted with a Morse taper tilted at 130° on the vertical axis. The stem and the trapezoid section are locked together by a locking screw. When the locking screw is removed the stem slides into the section. The cementless stem is set in the diaphysis using a stem-holder. Then, by mobilising the arm, the stem Morse taper is introduced into the staple. The stem-holder is removed and a distraction forceps, in the manner of a jack, pushes the stem up and elevate the humeral head by 6-mm notches under visual and fluoroscopic control. The maximal possible distraction is 18 mm (three notches). When, under the effect of the distraction, the anatomical metaphyseal curve is restored, and the wedge and the stem are locked together by the locking screw. At this stage, fixation between the humeral head and the diaphysis is performed.
Fig. 2
a Drawing of a four-part fracture displaced in valgus. b The fracture is exposed using a deltoid splitting approach. c The humeral head is carefully elevated using a rasp. d The titanium staple is impacted in the cancellous bone of the humeral head. e Two holes are drilled through the humeral shaft to pass tension band wires
Fig. 3
a A trial stem is placed inside the humeral shaft. b Using the stem-holder, the cementless stem is placed into the shaft. c The Morse taper of the stem is engaged into the female taper of the staple. d The stem-holder is retrieved and the distraction forceps elevate the stem and the humeral head. e Tuberosities are reduced and tied with horizontal and vertical sutures
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The rest of the operation consists of suturing the tuberosities using the two sutures passed through the diaphysis. In 4-PFs, additional horizontal anterior-posterior laces are needed.
Post-operatively, the arm was immobilised in a sling and physiotherapy was started between the fourth and the seventh days by passive mobilisation, and active motion started after one month.
The patients were seen again regularly for clinical and radiological follow-up.
For the 3-PFs, the median follow-up was 28 months (range, 22–36).
For the 4-PFs, the median follow-up was 24 months (range, 22–31).
The clinical parameters evaluated at final follow-up were: active range of motion, raw and weighted Constant score (CS) [10] and overall patient satisfaction.
Radiological assessment was based on the AP and lateral X-rays. To confirm suspected post-operative displacement of the humeral head or of the tuberosities, two radiological criteria were used: 30° or more change in angle of a bone fragment or more than 10 % displacement in the diameter of the humeral head on X-ray (i.e. 5 mm for 50 mm diameter on the X-ray). Avascular necrosis of the humeral head was evaluated according to the Cruess classification [11].
Finally, we used the results of a series of cemented stems previously published [4] to compare the results of the present series to this previous one. Briefly, the previous series involved 22 patients, with a mean age of 70 years, with 3-PFs and 4-PFs in seven and 15 cases, respectively, followed-up for 34 months. The results of the present study were compared with those of the study published on the cemented device using the Wilcoxon-Mann–Whitney test for the quantitative variables and Fisher’s exact test for the qualitative variables.
Three-part fractures: individual characteristics and results
Case no.
Age
Sex
Pre-operative X-rays
Post-operative X-rays
FU (months)
X-rays at last FU
ROM at last FU
Constant score
Hindge
Calcar (mm)
Head
Tuberosities
Shifting
Non-union
AVN
AAE
AER
AIR
Raw
Weighted
1
55
M
No
≥8
Correct
Correct
22
0
0
0
115
30
L4
65
72 %
2
52
F
No
<8
Correct
Correct
36
0
0
0
120
30
L2
60
82 %
3.
88
F
No
≥8
Correct
Correct
24
0
0
0
90
0
Sacrum
53
83 %
4
60
F
No
≥8
Correct
Correct
36
0
0
0
160
45
T7
79
100 %
5
62
M
No
<8
Correct
Correct
32
Varus
0
0
85
0
L3
52
62 %
6
69
M
No
≥8
Correct
Correct
24
0
0
0
130
45
T12
79
95 %
7
44
M
No
≥8
Correct
Correct
26
0
0
0
160
30
T7
82
89 %
8
79
F
No
<8
Correct
Correct
28
0
0
0
130
45
L3
58
76 %
9
81
F
No
≥8
Varus
Correct
28
0
0
0
110
45
T9
68
100 %
10
73
M
No
≥8
Correct
Correct
28
0
0
3
140
30
T7
75
100 %
AAE active anterior elevation, AER active external rotation, AIR active internal rotation, AVN avascular necrosis, F female, FU follow-up, L lumbar vertebra, M male, ROM range of motion, T thoracic vertebra
The median raw CS was 66.5 points (range, 52–82) and the median weighted CS 86 % (62–100 %). Active anterior elevation median was 125° (85–160°) and that of active external rotation was 30° (0–45°).
Radiologically, only one post-operative reduction was not satisfactory (head in varus) and during follow-up only one case presented with secondary displacement (cephalic varus) clinically associated with complex regional pain syndrome (case 5).
All fractures (head and tuberosities) healed and at final follow-up, there was one case of stage 3 avascular necrosis with no functional repercussions, and only case 5 was not satisfied with the functional result.
Four-part fractures: individual characteristics and results
Case no.
Age
Sex
Pre-operative X-rays
Post-operative X-rays
FU month
X-rays at last FU
ROM at last FU
Constant score
Hinge
Calcar (mm)
Head
Tuberosities
Shifting
Non-union
AVN
AAE
AER
AIR
Raw
Weighted
1
75
M
No
≥8
Correct
Correct
23
No
No
0
115
30
T12
75
100 %
2
80
F
No
<8
Correct
Correct
33
No
No
0
150
45
T12
61
88 %
3
59
F
No
0
Correct
LT incorrect
29
No
No
5
90
0
Sacrum
46
63 %
4
85
F
No
≥8
Correct
Correct
22
No
No
4
80
0
Buttock
33
51 %
5
75
F
Yes
0
Correct
Correct
31
0
No
0
135
45
T7
81
100 %
6
71
M
No
Comm
Correct
Correct
22
0
No
4
80
0
Sacrum
30
40 %
7
62
F
Yes
≥8
Correct
Correct
28
0
No
0
110
45
L3
53
76 %
8
52
M
Yes
<8
Correct
GT incorrect
29
0
No
0
100
30
L3
64
71 %
9
59
F
No
≥8
Correct
Correct
28
0
No
2
140
45
T12
75
100 %
10
83
M
No
Comm
Varus
Correct
28
0
No
0
110
30
Sacrum
71
100 %
11
63
F
No
≥8
High
Correct
22
0
No
0
110
45
T12
69
98 %
12
84
F
No
Comm
Correct
LT incorrect
22
0
LT
4
80
0
Sacrum
41
63 %
13
51
M
No
≥8
Correct
Correct
24
Head
No
0
115
45
T12
80
89 %
14
71
F
No
≥8
Correct
Correct
23
0
No
0
80
30
But.
36
52 %
15
54
M
No
<8
Correct
Correct
23
0
No
0
110
30
T12
66
73 %
AAE active anterior elevation, AER active external rotation, AIR active internal rotation, AVN avascular necrosis, Comm comminution, F female, FU follow-up, GT greater tuberosity, L lumbar vertebra, LT lesser tuberosity, M male, ROM range of motion, T thoracic vertebra
The median raw CS was 64 points (30–81) and the median weighted CS 76 % (40–100 %). Active anterior elevation median was 110° (85–160°) and that of active external rotation was 30° (0–45°). There was one case of complex regional pain syndrome (case 14).
Radiologically, post-operative head reduction was not satisfactory in two cases (one high head and one in varus) and that of the tuberosities in three cases (one greater tuberosity and two lesser tuberosities). During follow-up, only one case of secondary cephalic displacement was observed (varus) and no cases of secondary tuberosity displacement were observed. All fractures healed except in one case of pseudarthrosis of the lesser tuberosity. At final follow-up there were five cases of avascular necrosis: one stage 2, three stage 4 and one stage 5.
At final follow-up, five patients were not satisfied with the functional result.
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Comparison of the 3-PFs in this study with those in the study published on the cemented device indicate that follow-up was significantly shorter (p = 0.04) in the study on the cementless device, with a median difference [95 % confidence interval] of −6 m [−12; −4 × 10−5]. Male/female distribution (5/5 and 2/5 in the study with the cementless device and in that with the cemented device respectively) was not significantly different (p = 0.63), and the same applied for age (median difference of −3 years [−22; 12], p = 0.56). As for the results of surgery, the median difference [95 % confidence interval] in the raw CS (−1.3 % [−14 %; 10 %]) or weighted score (0 % [−18 %; 15 %]) was not significant (p = 0.81 and p = 0.85, respectively), and the same applied for the proportion of patients with necrosis (1/10 versus 0/7, p = 1).
The results are relatively similar for the comparisons of the 4-PFs: follow-up was also significantly shorter in the study on the cementless device (−6 m [−14; −2], p = 0.005). Male/female distribution (6/9 and 2/13 in the study with the cementless device and in that with the cemented device respectively) was not significantly different (p = 0.22), and the same applied for age (median difference of −1 year [−11; 7], p = 0.73). As for the results of surgery, the median difference [95 % confidence interval] in the raw CS (−5 % [−20 %; 8 %]) or weighted score (−4 % [−24 %; 5 %]) was not significant (p = 0.47 and p = 0.28, respectively), and the proportion of patients with necrosis was strictly identical (5/15 both for the cementless device and the cemented device).
Discussion
The Bilboquet device was developed to solve the mechanical problems of osteosynthesis in 3-/4-PFs, in particular in elderly patients [4‐6]. Using the Bilboquet cemented stem, the surgeon performed manual distraction on a single-sized stem and placed cement in the openings between the diaphysis and the stem to hold it. Distraction could, therefore, not be finely adjusted or reversed. With the JUST cementless stem, the surgeon chooses the most suitable stem size, then performs gradual distraction until anatomical reduction is achieved, under fluoroscopic guidance. Reduction and fixation, reputedly difficult in this type of fracture, therefore resembles elective surgery.
The study has some limitations. This is a retrospective study involving four different surgeons on a small number of cases (n = 25). Therefore, the generalisability of the favourable results of this series should be confirmed by further studies. In addition, the comparison with the previous study based on non-cemented stems has a low statistical power.
The use of proximal nailing with locking screws is a widely used technique, in particular in two-part fractures (2-PFs) due to its minimally invasive approach [12, 13], although publications report numerous mechanical complications, especially in 3- and 4-PFs. Mittelmeier et al. [14] report a complication rate of 51 % with the Targon nail, including 22.6 % screw migrations. Cuny et al. [15] reported ten cases of revision surgery (15 %) for mechanical problems with the Telegraph nail and six cases of secondary tuberosity displacement. Sosef et al. [16] in a series of 33 patients treated by Polaris nail, most of them for 2-PF, report 18 % revisions for mechanical problems; whereas Nolan et al. [17], in a series of 18 patients with 2- and 3-PFs, with an average age of 71 years treated with Polaris nail, reported seven cases necessitating revision surgery (39 %) for mechanical problems.
For locking screw plates, Kettler et al. [18] reported the results of 176 patients treated by Philos plate. Complications included 11 % intra-articular screws, 8 % secondary tilting and 4.5 % hardware fractures. Average age was 66 years and 35 % of cases were 2-PFs.
Sudkamp et al. [19] reported that 187 patients treated by locking plate had an absolute CS of 71 after one year and a relative score of 85 %. The average age of their patients was only 63 years and most fractures were Muller-AO type A or B1. However, the authors reported 34 % of complications and 19 % of surgical revisions. Thanasa et al. [20], in a meta-analysis of 12 publications on locking plates, reported a mean CS of 74 points in a population with a mean age of 63 years. Although there were 27.8 % of 2-PFs, there were 11.6 % of secondary displacements. Sproul et al. [21] in a large review of 514 cases, reported an overall complication rate of 48.8 %, of which 13.8 % were revisions. Konrad et al. [22] in a multicentre study of 318 patients reported 29 % with intra-operative and post-operative complications, mostly screw perforations. Finally, Clement [23] wondered what are the exact indications for the Philos plate and, on behalf of 27 published studies, stated that its use would be of no significant evidence for the elderly patients.
All publications on locking plates insist on the difficulty of achieving stable fixation in the event of osteoporosis. Several authors [24‐28] highlight the importance of adding medial head support to internal fixation, either with screws or internal plates, and cement or bone graft to prevent disassembly.
In our experience of 3-/4-PFs in the elderly, metaphyseal comminution does not provide support for the humeral head after anatomical reduction and, therefore to achieve stability with screws, the bone defect has to be filled-up for with some sort of support (bone, bone substitute, cement, metal). The staple in our intra-focal distraction system is an ‘equatorial’ support platform for the humeral head, from which the diaphyseal stem can provide ascending force for reduction with little risk of going through the head or causing a varus tilt, on the condition that an external tension band wire is also used.
We observed only two cases of minor displacement of the initial assembly in this series.
In the series of 22 cases with cemented stems to which we are comparing our results [4], there was no secondary displacement.
Anatomical reduction of the humeral head on the diaphysis facilitates anatomical reduction of the tuberosities, which naturally fall into place during tension band wiring. Given the natural bone environment, union of the tuberosities is achieved almost every time (Fig. 4). Union of the tuberosities is one of the characteristics of this method. In the present series there is only one case of lesser tuberosity pseudarthrosis. In terms of functional recovery, the tests carried out do not show a significant difference between the two series on the weighted CS, as much for the 3-PFs (p = 0.85) as for the 4-PFs (p = 0.28). The functional and radiological results are comparable regardless of whether the stem is fixed with or without cement. However, use of the cement to set the stem at the right height was probably an obstacle to widespread use of this method. Modulable and reversible distraction of the JUST cementless stem is easier, more didactic and makes learning easier.
Fig. 4
Illustration of a four-part fracture: case no. 15. a Pre-operative AP and profile radiographs. b Pre-operative CT scan axial view. c Pre-operative 3D CT scan. d Post-operative AP radiograph. e Twenty-three-month follow-up radiographs
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With median anterior elevation of 125° and weighted CS of 86 % for 3-PFs and median anterior elevation of 110° and median weighted CS of 76 % for 4-PFs, our intra-focal distraction technique compares favourably with the publications on reduction and fixation mentioned previously [3, 19].
However, even if intrafocal distraction reduction and fixation provides a solution to the mechanical problem of 3-/4-PFs, it does not resolve the biological problem, that of humeral head avascular necrosis. In this series, we had one case of stage 3 necrosis among the 3-PFs and as in the cemented stem series, we saw five cases of necrosis (33 %) among 4-PFs cases. The low prevalence of avascular necrosis among the 3-PFs is the rule in our series. Our overall percentage of avascular necrosis remains within the range of that observed: 35 % for Gerber et al. [25] and 37 % in the meta-analysis by Lanting et al. [1].
Among the five 4-PF-related cases of avascular necrosis, that of stage 2 (case 9) occurring in a 59-year-old patient with excellent functional results needs to be set aside, as it was discovered on the X-rays. The four other cases of necrosis are three stage 4 and one stage 5, for which the functional results deteriorated after the 1st year, with radiologically obvious diagnosis from the 15th month. In the four cases, the predictors of poor prognosis factor according to Hertel et al. [9] are observed: no internal hinge, calcar segment absent or fragmented in three cases out of four. Out of the four cases of necrosis, two required hemiarthroplasty revision (13 %), which raised the question of the initial indication for hemiarthroplasty in the 3-/4-PFs.
However, despite the improvements in humeral head prosthesis and special care taken when repairing tuberosities, the hemiarthroplasty result in traumatology does yield better results than reduction and fixation [1, 3, 9, 29]. The use of implants specifically designed for traumatology does not appear to significantly improve the results [30].
Malposition or secondary displacement of the tuberosities is the main complication of hemiarthroplasty in traumatology [2, 31]. Plausinis et al. [32] reports that peri-operative complications are the main factor affecting the clinical result. Therefore, component misalignment can reach 40 %, tuberosity detachment or misalignment 23 % and 27 %, and tuberosity resorption varies from 0 to 7 %.
Due to the difficulties of achieving union of the tuberosities in hemiarthroplasties, use from the outset of a reverse prosthesis has been proposed in the treatment of 3- and 4-PFs [33, 34] and would appear to be increasingly popular [35, 36].
However, use of a reverse prosthesis for 3-/4-PFs is for us a therapeutic leap of faith with major uncertainty as to the long-term outcome of the implants [37, 38]. In reduction and fixation such as we suggest, the implant is no longer under strain after consolidation of the fracture and all complications inherent to any prostheses are avoided. Quasi-systematic union of the tuberosities in our study effectively shows that in a stable and low-metal environment, the outcome is regularly favourable. Nevertheless, where the humeral head has lost all attachment from the soft tissues, as is the case with 4-PFs with the line flush with the head, the risk of avascular necrosis is high and the choice of hemiarthroplasty from the outset would appear to be justified.
Conclusions
ORIF of 3-/4-PFs of the proximal humerus by intra-focal distraction using the JUST implant makes it possible to improve the mechanical difficulties relating to repairing these fractures, by producing stable fixation of the head and reliable healing of the tuberosities. However, this method does not prevent the risk of avascular necrosis of the humeral head. The cementless stem is more convenient but does not produce better results than the cemented stem.
Compliance with ethical standards
Conflict of interest
The authors declare that they have no conflict of interest.
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Open reduction and internal fixation of three- and four-part proximal humeral fractures by intra-focal distraction: observational study of twenty five cases
verfasst von
Levon Doursounian Anthony Le Sant Raphael Mauprivez Anne Miquel Violaine Beauthier-Landauer
