Introduction
Glioblastoma (GB) is the most common and aggressive brain cancer representing approximately 15% of all primary brain tumors, and about 55% of all gliomas [
1]. The standard of care for patients with GB consists of maximal surgical resection followed by radiotherapy (RTX) with concomitant and maintenance temozolomide (TMZ). This therapy results in progression-free survival (PFS) at 6 months of 53.9% and median overall survival of 14.6 months [
2]. Most of the therapy-responsive patients will die within a period of 2 years and the 2- and 5-year overall survival rates are 27% and 9.8%, respectively [
3].
GB is characterized by persistent angiogenesis at the tumor site, and decreased peripheral immune responsiveness in patients [
4]. GB microenvironment is enriched in immunosuppressive molecules such as transforming growth factor (TGF)-β that plays a specific role in cancer cell growth [
5], in addition to affecting immune cell response, and endothelial cell and fibroblast differentiation [
6,
7].
TGF-β is a multifunctional cytokine that is involved in a variety of cell functions including cell proliferation, migration, survival, and death that influence tumor growth in advanced forms of cancer [
6,
7]. Upon binding to their ligands (TGF-β1, 2, and 3), the TGF-β kinase receptors are phosphorylated triggering phosphorylation of SMAD2 and SMAD3, and formation of SMAD complexes [
8,
9].
Galunisertib is an oral small molecule inhibitor of TGF-β kinase receptor type I (TGF-β RI/ALK5) [
10] and selectively inhibits the serine/threonine activity of the receptor, thereby preventing the phosphorylation of downstream proteins, SMAD2 and SMAD3 [
10]. The antitumor activity of galunisertib has been demonstrated in three different in vivo tumor models; two breast cancer models, MX1 and 4 T1; and a non-small cell lung cancer model, Calu6 and fibrosis [
11‐
13].
Based on the role of TGF-β in patients with malignant GB, evidence of antitumor effects of TGF-β inhibitors such as galunisertib (including in a monotherapy study in glioblastoma), and a favorable short- and long-term toxicity profile [
14,
15], a multicenter Phase 1b/2a clinical trial was initiated to investigate the clinical benefit of combining galunisertib with standard TMZ-based radiochemotherapy (TMZ/RTX) in patients with newly diagnosed malignant glioma.
Methods
Patients
Eligible male and female patients were 18 years and older with histologically proven, World Health Organization Grade III (Phase 1b part only) and IV (Phase 1b/2a) malignant glioma. Patients with newly diagnosed and untreated intracranial GB including lower grade glioma, which evolved into GB were eligible. Patients with moderate or severe cardiac disease were not eligible. Adequate hematologic, hepatic, and renal function, and a performance status of ≤ 1 on the Eastern Cooperative Oncology Group (ECOG) scale were required. Concurrent use of stereotactic radiosurgery was not allowed. A biopsy or resection was required no more than 6 weeks prior to treatment and an MRI was required within 72 h after surgery; measurable or assessable disease was not required. Patients were required to begin study treatment within 2–6 weeks after surgery.
This study was conducted according to the principles of good clinical practice, applicable laws and regulations, and the Declaration of Helsinki. The protocol was approved by each institution’s review board. This study was conducted in 9 centers in 3 countries. Between April 2011 and August 2015, 101 patients entered the study but only 75 patients were enrolled and received at least one dose of galunisertib or TMZ (patients on therapy; Online Resource: Supplemental Fig.
1). All patients provided written informed consent. This trial is registered with
ClinicalTrials.gov (NCT01220271).
Study design
In Phase 1b, two dose levels of galunisertib (2 cohorts: 160 mg/day or 300 mg/day) in combination with radiochemotherapy were studied to determine the dose for the Phase 2a portion of the study (Online Resource: Supplemental Fig.
2A). In Phase 2a, eligible patients were enrolled, and randomized (3:1) to either galunisertib at 300 mg/day plus radiochemotherapy, or to a control arm of radiochemotherapy (Online Resource: Supplemental Fig.
2A). Patients received galunisertib on an intermittent dose regimen of 14 days on/14 days off for a 28-day cycle (Online Resource: Supplemental Fig.
2B).
Study treatment
RTX consisted of 30 fractions at 1.8 to 2.0 Gy/dose (5 days a week for 6 weeks) for a total dose up to 60 Gy (Online Resource: Supplemental Fig.
2B). Galunisertib was given orally twice daily as 150 mg tablets for 14 days on/14 days off. TMZ was administered as recommended [
2]. All patients received at least 6 cycles of therapy until disease progression, death, or discontinuation due to adverse events (AEs), or other reasons.
Safety assessments
Safety was evaluated on all patients (Phase 1b and 2a) who received at least one dose of galunisertib or TMZ. Safety analyses included AE rates, laboratory and non-laboratory changes, physical examination and other safety observations including cardiac safety, such as echocardiography/Doppler, chest CT scan, and cardiac plasma markers (brain natriuretic protein, Troponin I, Cystatin C and high sensitivity C-reactive protein).
Efficacy assessments
Primary objective of the Phase 1b study was to determine the safe and tolerable Phase 2a dose of galunisertib in patients treated concomitantly with radiochemotherapy, and the pharmacokinetics (PK) of galunisertib in combination with TMZ.
Primary objective of the Phase 2a study was to confirm the tolerability, and evaluate the pharmacodynamic (PD) effect on T-cells of galunisertib when combined with TMZ-based radiochemotherapy in patients with GB, as measured by changes in response biomarkers and their relationship to clinical benefit (overall survival [OS]). The secondary objectives were to evaluate time-to-event variables such as progression-free survival (PFS), time-to-treatment failure (TTF), time-to-tumor progression (TTP), duration-to-tumor response (DTR), overall response rate and clinical benefit rate. Galunisertib PK was also characterized (Online Resource: Supplemental Methods). Assessment of tumor response was based on Response Assessment in Neuro-Oncology (RANO) criteria [
16] (Online Resource: Supplemental Methods).
Pharmacodynamics of biomarkers
Tumor tissue and blood samples were collected at baseline and at specified times post-baseline. The baseline expression of tissue biomarkers including glial fibrillary acidic protein (GFAP), Ki67, CD3, phospho-SMAD2 (pSMAD2), and isocitrate dehydrogenase 1 (IDH1) R132H was evaluated by immunohistochemistry staining and scoring method as described previously [
17] (Online Resource: Supplemental Methods).
Patients’ hematology, and expression of lactate dehydrogenase (LDH), YKL-40, and serum S100β were determined by clinical laboratory tests. Plasma TGF-β and MDC/CCL22 were measured by enzyme-linked immunosorbent assay (ELISA) (R&D systems), and multi-analyte immunoassay panel (MAIP) of 47 analytes (Myriad/RBM), respectively.
Blood samples from patients were collected and prepared for flow cytometry by Quintiles laboratories (Durham, NC) to determine the expression of CD3+ T cell subsets, such as CD4+ and CD8+, and T regulatory cells defined as CD4 + CD25 + CD127-FoxP3+. Cell staining strategy is described in Online Resource: Supplemental Methods.
Statistical methods
Patient disposition, demographic, safety, drug-related treatment-emergent adverse events (TEAEs), and response data were summarized using patient number, frequency counts, or percentages as appropriate. The safety analysis was based on summaries of AEs reported in Common Terminology Criteria for Adverse Events (CTCAE) version 4.0, and possibly drug related.
All time-to-event variables were analyzed using the Kaplan-Meier method with 90% confidence interval (CI). Univariate Cox models were used to evaluate results for potential prognostic markers by considering their impact on OS and PFS. Continuous markers were first converted to 2-level categorical variables by dichotomizing at the median and hazard ratios between treatment arms estimated for each level.
The absolute cell number of Treg cells, CD4+, and CD8+ T cells from each patient were presented in profile plots together with the geometric mean and 90% CI at baseline, Day 42 and Day 182 for each cell type. Pair-wise t-Tests were used to estimate the change from baseline to Day 42 for T cell subsets in each arm.
Discussion
We here report the efficacy, safety, and PD of galunisertib combined with radiochemotherapy in newly diagnosed malignant glioma. The overall toxicity and PK results from the Phase 1b study (Online Resource: Supplemental Results) were used to determine the recommended Phase 2a dose. Additionally, PK studies done during Phase 2a showed that the plasma levels of galunisertib were not altered when combined with TMZ and radiation (Online Resource: Supplemental Fig.
4) and achieved the targeted biologically effective dose level.
While both treatments showed comparable results for median OS (18.2 vs 17.9 months), the galunisertib plus radiochemotherapy group had a shorter estimated PFS than the radiochemotherapy group (7.6 vs 11.5 months). This difference might be explained by the small number of patients in both arms or the earlier withdrawal of patients from galunisertib plus radiochemotherapy arm. For example, 55% of patients from the experimental arm were moved to subsequent therapies, versus 37.5% of patients from control received other therapies (Fig.
1).
The overall safety data across treatment arms was similar; however, the frequency of grade 3–4 toxicities was higher in the galunisertib plus radiochemotherapy arm. There was a severe case of myeloablative marrow aplasia during the first cycle of treatment in a Phase 1a patient; this finding is more likely related to the known side effect of TMZ and radiation than to galunisertib treatment [
20]. Galunisertib was not associated with bone marrow side effects in preclinical toxicology studies evaluating galunisertib in human bone marrow assays or in other combination studies with chemotherapeutic agents [
14].
In addition, because cardiovascular toxicities are associated with small molecule inhibitors of TGF-β signaling in preclinical toxicology studies [
21], cardiac toxicity was monitored in all patients. Galunisertib treatment did not show any clinically significant cardiac safety concerns, which are consistent with previous reports for a TGF-β small molecule inhibitor [
22].
Biomarker studies did not find any correlation between baseline T cell subsets (including Tregs) and OS or PFS (Online Resource: Supplemental Fig.
3A and
3B). As reported by others, the CD4+, CD8+, and Treg cells count at 10 weeks post radiochemotherapy treatment were numerically decreased [
23,
24]. The longitudinal analysis shows early decrease of CD4+ and CD8+ T cell counts during radiation, followed by a steady phase or a slight recovery in these cells over time within the galunisertib plus radiochemotherapy arm, while the pattern of CD4+, CD8+, and Treg cell counts were steady over time in the radiochemotherapy arm during both radiation and post-radiation phases. In other diseases, such as lung cancer, transient decreases in CD8+ T cells followed by an increase is associated with better OS [
25]. Hence, the relevance of our observation needs further examination in order to decide whether such a response would be also expected in GB patients.
An exploratory analysis was performed to examine whether any two clusters of patients with respect to OS and PFS emerged after 200 days of galunisertib plus radiochemotherapy treatment (Fig.
3a). This limited analysis set showed that the 5 patients with a low number of CD8+ T cells had a mean OS of 25.5 months and mean PFS of 14.4 months, and the 11 patients with a higher number of CD8+ cells had a mean OS of 19.4 and mean PFS of 13.1 months. However, these observations need further confirmation in larger cohorts of patients.
Furthermore, we found no association between OS and MDC/CCL22 contrary to reports for second line treatment of GB patients [
26]. It is possible that baseline levels of MDC/CCL22 are different between first and second line patients. Additionally, we found no association between pSMAD2 levels in tumor tissue and OS. The presence of CD3+ T cells in tumor tissue was not associated with OS changes. These findings are different from those reported for the second line patients treated with galunisertib [
17].
TGF-β is a major driver of glioma progression, via its role in tumor cell proliferation and invasion, angiogenesis, and immune suppression within the tumor microenvironment [
27]. Blocking TGF-β signaling by inhibition of its receptor TGF-β RI is one strategy for abrogating its pro-tumorigenic effects. Galunisertib is one of the only drugs in development designed to specifically target TGF-β RI; it is furthest along the clinical trial pipeline [
28], not only in the setting of recurrent glioma/GB (in combination with TMZ/RTX in the current study and in combination with lomustine in [
15,
26]), but also for other solid tumors. Galunisertib is currently being evaluated in Phase 1/2 or Phase 2 studies in combination with immune checkpoint inhibitors [
29,
30], sorafenib [
31], and gemcitabine [
32]. In a Phase 2 study in patients with pancreatic cancer, the first line treatment of galunisertib in combination with gemcitabine resulted in an OS benefit of 8.9 months compared to 7.1 months for patients receiving gemcitabine alone (hazard ratio [HR], 0.79; 95% CI, 0.59–1.09) [
32]. In HCC patients with elevated alpha-fetoprotein prior to treatment and who had previously progressed on sorafenib or were considered not eligible to receive sorafenib, galunisertib monotherapy achieved a median OS of 7.3 months (95% CI, 4.9–10.5). OS was longer for those patients who showed reduced alpha-fetoprotein (>20% from baseline) compared to non-responders (21.5 months vs 6.8 months) [
33]. While these signals were encouraging, the sponsor discontinued future clinical development for galunisertib in mid-2017 [
34]. Other TGF-β RI inhibitory drugs in early clinical development (Phase 1) include LY3200882 [
35] and vactosertib [
36], however there are no published reports of efficacy of these compounds as of yet. In contrast to these small molecule approaches, large molecule development has had advances, including M7824 (bintrafusp alfa), which is currently being evaluated in registration studies, including for NCSLC [
37].
In conclusion, the combination of galunisertib with standard radiochemotherapy did not accentuate the toxicity profile of the radiochemotherapy. Even though survival probability was unchanged between the two treatments and PFS was reduced in the galunisertib plus radiochemotherapy arm, the disease control rate was higher in the galunisertib plus radiochemotherapy treatment when compared to radiochemotherapy treatment alone. Due to new R&D priorities, Eli Lilly discontinued the development of galunisertib in 2017 [
34].
Acknowledgements
The authors thank Loretta Wilcox for contributions to this manuscript, and Annie-Carole Trampont, PhD, Eli Lilly and Company, for her assistance in writing this manuscript. We thank patients and their families who participated in this trial, and all site staff and investigators at the institutions, and the trial personnel at Eli Lilly and Company.
Compliance with ethical standards
Conflict of interest
AD serves on Advisory Board for Orbus Therapeutics, and Celgene, holds stock options from ISTARI Oncology, and letters of patent for Oncolytic Poliovirus for human tumors. AD’s institution receives research funding from Genentech/Roche, Celldex, Triphase Accelerator Corp., Eli Lilly and Company, Symphogen A/S, Pfizer, and Orbus Therapeutics. CS serves on Advisory Board for Pfizer, IPSEN, BMS, Astellas, Sanofi, Bayer, and MSD; is a speaker for BMS, Pfizer, IPSEN, and Astellas; received travel reimbursement from BMS, Pfizer, and Roche; reports receiving research/clinical funding from Roche. PF is consultant for AbbVie Inc., Ziopharm, Tocagen Inc., BMS and L.E.K. JR reports non-financial support and reasonable reimbursement for travel from European Journal of Cancer, Vall d’Hebron Institut of Oncology, Chinese University of Hong Kong, SOLTI, Elsevier, GLAXOSMITHKLINE; receiving consulting and travel fees from Novartis, Eli Lilly and Company, Orion Pharmaceuticals, Servier Pharmaceuticals, Peptomyc, Merck Sharp & Dohme, Kelun Pharmaceutical/Klus Pharma, Spectrum Pharmaceuticals Inc., Pfizer, Roche Pharmaceuticals, Ellipses Pharma (including serving on the scientific advisory board from 2015-present), receiving research funding from Bayer and Novartis, and serving as investigator in clinical trials with Spectrum Pharmaceuticals, Tocagen, Symphogen, BioAtla, Pfizer, GenMab, CytomX, KELUN-BIOTECH, Takeda-Millenium, GLAXOSMITHKLINE, IPSEN and travel fees from ESMO, US Department of Defense, Louisiana State University, Hunstman Cancer Institute, Cancer Core Europe, Karolinska Cancer Institute and King Abdullah International Medical Research Center (KAIMRC). SE, IG, and TB are employees of Eli Lilly and Company and may hold company stocks. ML, SG, and ALC are former employees of Eli Lilly and Company and hold company stocks. The other authors report no conflicts of interest.
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