Background
In patients with HF, chronic obstructive pulmonary disease (COPD) is an important differential or additional diagnosis due to sharing of risk factors (smoking) and symptoms (dyspnoea and fatigue). Diagnosing COPD in patients with HF is essential both because dyspnoea in patients with both diseases presents a particular challenge and because the combination of COPD and HF identifies a high-risk population [
1‐
4]. Furthermore can a normal spirometric examination rule-out the coexistence of COPD and other lung disease which might avoid the use of unnecessary medication and help the clinician in focusing on the heart disease [
5]. Studies of patients with HF have shown a prevalence of self-reported COPD of 10–33% [
1,
3,
6] and studies of spirometry in patients with HF have shown an even higher prevalence of COPD (30–39%). However, most of these studies were either small [
7,
8] or performed on patients with acute HF [
9]. Recently, two larger studies suggest that spirometry might overestimate the presence of COPD in patients with heart failure and that the dynamic nature of lung function makes serial assessment mandatory [
10,
11]. Previous studies of patients with HF have shown that acute and chronic congestion can lead to some reduction in lung function, and that treatment of congestion can partly reverse this [
12,
13].
The purpose of the present study was to determine the prevalence of airflow obstruction in stable patients with HF and to examine the effect of optimal medical treatment for HF on lung function parameters.
Methods
Patients
All patients referred to 10 different Danish HF clinics for medical optimization between 1 January 2009 and 1 November 2011 were screened for inclusion in the study. Patients in the HF clinics were referred from general practitioners or other departments at the hospital. All patients with functional impairment corresponding to New York Heart Association (NYHA) functional class II-IV and with left ventricular ejection fraction (LVEF) < 45% were eligible for the study. Echocardiography was performed, by the referring departments or the hospital outpatient clinics, prior to inclusion in the study. Stable outpatients were examined with spirometry at the first visit to the HF clinic and again at the last visit where maximal possible doses of HF medication were achieved and patients were referred to further follow up by their general practitioner.
Demographic data and medical history
Baseline demographic data, data on the use of tobacco, standard blood tests (creatinine, hemoglobin, sodium and potassium), previous medical history and the reason for development of HF were registered. At baseline and at the last visit doses and types of HF medication were registered. Doses of HF medications are in the following reported as % of doses recommended in the recent European guideline for betablockers and inhibitors of the renin angiotensine system [
14].
Spirometry
Forced expiratory volume in 1 s (FEV
1) and forced vital capacity (FVC) were measured (Micro Medical MicroLab 3300) in a seated position without prior administration of a bronchodilator. At least three acceptable spirometric measurements were taken and the highest values were used. Measurements with a variation of FEV
1 of up to 10% of the two highest recordings were accepted. Trained study nurses performed spirometry. Two investigators (KKI and MD) reviewed all the spirometry tracings and excluded those with signs of sub-optimal performance. The international recommendations were used to calculate predicted values [
15] and in the following FEV
1 and FVC are given as the percentages of these values. airflow obstruction was diagnosed according to GOLD criteria as an FEV
1/FVC ratio < 0.7, and the degree of airflow impairment was graded according to the GOLD 2011 revision [
16]. Mild airflow obstruction was defined as FEV
1 ≥ 80% of predicted (GOLD I), moderate as FEV
1 < 80% and ≥ 50% of predicted (GOLD II), severe as FEV
1 < 50% and ≥ 30% of predicted (GOLD III) and very severe if FEV
1 < 30% predicted (GOLD IV).
As a supplement to the GOLD criteria for defining airflow obstruction, the Lower Limit of Normality (LLN) criteria were used to analyse our data for comparative purposes. airflow obstruction is defined as having a FEV
1/FVC ratio below the lower limit of normal, which is defined as the lower 5
th percentile of a healthy population as recommended by the American Thoracic Society and European Respiratory Community [
17]. We used reference values from a large Danish study as baseline for the calculations of the FEV
1/FVC ratio [
18]. Patients with a spirometry with FEV1/FVC ≥ 0.7 and FVC < 80% of expected was defined as lung function impairment with a non-obstructive pattern/reserved ratio with impaired spirometry.
Statistics
Comparisons between data in categories were performed using the chi-squared test, comparisons between continuous data using the Student’s t-test and comparisons between baseline and follow-up using the paired t-test. Multivariable analysis of variables associated with the presence of airflow obstruction was performed using logistic regression analysis with backward elimination (p = 0.1 as threshold for inclusion in the model).
Sensitivity, specificity, positive and negative predictive values were calculated with standard methods. All confidence intervals were constructed to have coverage of 95% and a p-value < 0.05 was considered significant. Statistical calculations were performed with SPSS software, version 20.0 (SPSS Inc., Chicago, IL, USA).
Discussion
In a stable outpatient HF population more than one third of the patients had airflow obstruction and 78% of the patients had at least moderate to severe airflow obstruction (GOLD II-IV). Of these, only one in five had previously been diagnosed with COPD.. Even though the stable patients might have a degree of chronic congestion at baseline that is reduced after optimization of specific treatment for HF lung function parameters did not change. This suggests that congestion only plays a minor role in the observed lung function impairment. The prevalence of lung disease in patients with HF has previously primarily been described using self-reported COPD [
1,
3,
6,
19]. The prevalence of COPD in these studies has varied between 10–33%. Only a handful of studies have examined patients with HF with spirometry. The findings are, however, relatively consistent, with approximately one third of the patients having airflow obstruction based on spirometry. One of the largest studies included 527 patients, but the study population consisted of patients admitted with acute HF, and congestion could therefore potentially have lead to overestimation of the lung function impairment [
9]. Recently, two similar sized studies have shown that the airflow obstruction observed in patients with HF is dynamic and that serial measurements is mandatory to minimize the risk of false positive COPD diagnoses [
10,
11]. The four minor studies were all in smaller and/or selected populations (118–187 patients) [
7,
8,
20,
21]. None of the studies have performed serial spirometry and only one study used cut-off values for FEV
1/FVC other than a fixed value of 0.7, which might overestimate the prevalence of airflow obstruction in an older population [
7,
22].
The primary strength of the present study is that it is the largest study examining serial lung function in stable patients with HF. Furthermore, is this the only larger study that uses both LLN and GOLD criteria in the airflow obstruction diagnosis. Only 85% of the screening population was included in the study and follow-up was only possible in 57% of the included patients. However, only minor differences in baseline variables were observed between included and not included patients, which reduce the risk for selection bias. Furthermore follow-up was only possible in 57% of the patients. Nurses in the HF clinic performed the spirometry. Theses nurses had prior to the study only limited experience in performing spirometry. However, all nurses were prior to the study trained in spirometry and furthermore two experienced investigators (KI and MD) reviewed and approved all tracings prior to inclusion of the data in the study. The prevalence of undiagnosed asthma in this study is unknown and potentially some of the patients with airflow obstruction could have asthma and not COPD. A previous study of reversibility of airflow obstruction in patients with HF did not find any effect of an inhaled bronchodilator [
9] and the risk of undiagnosed asthma in this rather old population is probably verylow. This is a screening study and the airflow obstruction diagnosis is solely based on spirometry, caution is therefore warranted when interpreting the prevalence of airflow obstruction in this study. The relatively high percentage of airflow obstruction in never smokers also underlines that an obstructive pattern not necessarily means that the patient has COPD in this study. Knowledge about smoking history is central in interpretation of a spirometry and the study would therefore have been strengthened by further knowledge of smoking history. Almost 13% of the patients with airflow obstruction at baseline did not have airflow obstruction at follow-up. These patients had only minor airflow obstruction and the changes were below 10%. The explanations for this finding might be several and include that some patients had asthma, some had minor congestion, and maybe most likely biological and examiner variability.
Over-diagnosis of COPD might be as important a clinical issue as under-diagnosis. This is partly due a potential overuse of medication for COPD and partly due to the possibility that clinicians think that dyspnoe is due to lung disease instead of heart disease. The use of the LLN criteria instead of a fixed ratio has been suggested to reduce the problem with over-diagnosis. Previous studies have shown that the number of patients with airway obstruction is reduced with approximately one third if LLN is used instead of a fixed ratio [
23]. A small study has examined this issue in a population of heart failure patients (
n = 89) [
24]. They found a reduction of nearly 50% of the number of patients with air way obstruction if LLN is used. In the present study we found a significant, but minor than previously reported, difference between LLN and fixed ratio diagnoses of airway obstruction. This finding suggests that over-diagnosis of COPD in HF patients with the use of criteria based on a fixed ratio might be less than previously thought. On the other hand, the minor differences between earlier studies and this study might at least in part be due to difference in age of patients included in the studies as the difference between LLN and fixed ratio for diagnosing airflow obstruction is age dependent. The reason for the high coexistence of airflow obstruction and HF is probably multifactorial. The sharing of the common risk factor - smoking - is one important factor. However, it has recently been proposed that low-grade inflammation observed in COPD could be a link between the two diseases [
25‐
29]. The role of congestion on pulmonary function has been debated and results from previous studies are conflicting. Acute saline infusion in patients with HF has been shown to increase airflow obstruction but not to induce restriction [
30]. Similarly, studies in patients with mitral valve stenosis have shown that bronchial hyperreactivity was associated with increased filling pressures of the left ventricle [
12]. In contrast, other studies have shown that FVC and not FEV
1 were related to degree of congestion in heart failure patients [
13,
31], and that heart transplantation normalized the restriction in the majority of patients [
31]. Still, most studies show that both FEV
1 and FVC are correlated to congestion and that medical treatment or surgery that alleviates congestion improves both parameters [
32‐
36]. In the present study, optimal treatment of HF changed neither FEV
1 nor FVC. This could at least partly be explained by patients already being stable at baseline and that the level of congestion therefore probably was minimal. The lack of change in body weight from baseline to follow-up supports this notion.
In this study we found that almost one fourth of the patients had a lung function impairment with a non-obstructive pattern. Treatment of this condition can be difficult and therefore might the clinical relevance of this finding be limited. While some of the patients might have an impaired lung function du to non-pulmonary causes (adipositas or chronic congestion) some of the patients could potentially have severe primary lung disease (i.e., pulmonary fibrosis). The relevance of this finding should therefore be investigated in future studies.
We could confirm previous findings of a very low agreement rate between self-reported COPD and airflow obstruction diagnosed by spirometry. The sharing of symptoms –dyspnoea - implicates that there are significant diagnostic challenges between HF and COPD. Both auscultation [
37] and history [
23] is difficult to use for differentiation between heart disease and lung disease and even though natriuretic peptides can diagnose HF, they can not exclude pulmonary disease. Diagnosing and treating undiagnosed COPD might be essential in patients with HF as a growing level of evidence has shown that targeted treatment for COPD reduces symptoms, improves quality of life and may improve prognosis [
38]. Furthermore, the knowledge of patients having COPD may reduce the risk of overdosing diuretics due to misinterpretation of the background for patients having dyspnoea. It therefore seems relevant to perform spirometry – a simple, cost-effective, non-invasive and objective examination – in all patients with HF.