Background
Amplification and/or overexpression of e
rbB2 (or
HER2/neu) occur in approximately 25% of invasive breast cancer and are significantly associated with a worse prognosis for breast cancer patients [
1‐
3]. As an erbB2-targeted therapy, trastuzumab (also known as Herceptin, a humanized monoclonal antibody (Ab) against erbB2) has been approved by FDA and demonstrated significant activity in the treatment of breast cancer patients with erbB2-overexpressing (erbB2+) tumors [
4‐
6]; however, both primary (
de novo) and acquired resistances to trastuzumab are common and currently represent a significant clinical problem [
7‐
9]. Thus, identification of novel therapeutic strategies/agents to overcome trastuzumab resistance is vital to improve the survival of breast cancer patients whose tumors overexpress erbB2.
Studies on the underlying mechanisms suggest that increased resistance to therapeutic agents is one of the major mechanisms by which erbB2 contributes to breast tumorigenesis [
10]. Nonetheless, erbB2 does not act in isolation. It often interacts with other receptor tyrosine kinases (RTKs), such as erbB3, to activate the oncogenic signaling, like PI-3K/Akt pathway, in breast cancers [
11]. Co-expression of erbB3 and erbB2 is frequently observed in breast cancers [
12] and breast cancer cell lines [
13], and erbB3 plays an important role in breast cancer development driven by
erbB2 amplification/overexpression [
14]. It has been shown that erbB3 serves as a critical co-receptor of erbB2, and its expression is a rate-limiting factor for erbB2-induced breast cancer cell survival and proliferation [
14,
15]. Unlike the widely studied erbB2 and EGFR in human cancers, there has been relatively less emphasis on erbB3 as a molecular target for cancer treatment. Currently used erbB2-targeted therapies in clinic can be divided into two strategies: blocking Ab, such as trastuzumab targeting erbB2; and tyrosine kinase inhibitor, such as lapatinib against both EGFR and erbB2. For the erbB3 receptor, because of its lack of or low kinase activity [
16,
17], targeting of erbB3 with a monoclonal Ab is the only strategy currently under preclinical investigation [
18,
19] and clinical studies in patients with advanced solid tumors (
http://www.clinicaltrials.gov). Recent studies have also identified bispecific Abs dual-targeting of EGFR/erbB3 [
20] or erbB2/erbB3 [
21], that exhibit potent antitumor activities in laboratory studies. In addition, the erbB3 inhibitors based on a novel biologic scaffold termed a surrobody have been developed and show inhibitory effects on tumor cell proliferation
in vitro and
in vivo[
22]. MM-121/SAR256212 is a fully human anti-erbB3 monoclonal IgG2 Ab being co-developed by Merrimack Pharmaceuticals and Sanofi. It inhibits ligand-induced dimerization of erbB3 and erbB2 and subsequently inactivates the downstream signaling. MM-121 has been demonstrated to exert antitumor activity in preclinical models of human cancers, including erbB2+ breast cancer [
18,
19]. However, whether MM-121 holds potential to overcome trastuzumab resistance and enhance trastuzumab-mediated growth inhibition in erbB2+ breast cancer cells remains unclear.
Mechanistic studies implicate the function of erbB3 as a major cause of treatment failure in human cancers [
23]. In the last several years, our laboratory has focused on studying the biologic features of erbB3 receptor in erbB2+ breast cancer, and published a serious of articles indicating that activation of erbB3 signaling, mainly through PI-3K/Akt pathway, is essential for erbB2-induced therapeutic resistance to tamoxifen [
24], paclitaxel [
25], and trastuzumab [
26]. Interestingly, activation of the PI-3K/Akt signaling has been identified as the major determinant of trastuzumab resistance [
27]. Indeed, our recent studies with the unique trastuzumab-resistant breast cancer model demonstrate that the erbB3 receptor interacts with both erbB2 and the insulin-like growth factor-1 receptor (IGF-1R) to form a heterotrimeric complex, which mainly activates the PI-3K/Akt signaling and Src kinase and subsequently leads to trastuzumab resistance [
26]. We hypothesized that the anti-erbB3 Ab MM-121 can overcome trastuzumab resistance and enhance the efficacy of trastuzumab against erbB2+ breast cancer. In the current study, we investigated the potential of MM-121 in combination with trastuzumab on inducing growth inhibition and/or apoptosis in two trastuzumab-sensitive and two trastuzumab-resistant breast cancer cell lines
in vitro, and explored their inhibitory effects on the growth of tumor xenografts-derived from a trastuzumab-resistant breast cancer cell line
in vivo.
Discussion
As a unique member of the erbB receptor family, erbB3 has long been considered an inactive “pseudokinase” [
16,
34]. A recent study suggests that erbB3 has weak kinase activity that can trans-autophosphorylate its intracellular region [
17]. In order to fully transduce cell signaling, however, erbB3 has to be phosphorylated by its interactive partners, of these, erbB2 is the most important one [
35]. It has been well-documented that activation of the erbB3 signaling plays a pivotal role in the development of erbB2+ breast cancer [
14,
15], castration-resistant prostate cancer [
36], platinum resistant/refractory ovarian cancer [
37,
38], and etc. Nonetheless, no erbB3-targeted therapy has been approved for cancer treatment. MM-121 is an erbB3 blocking Ab that is being actively investigated, mainly in combination with chemotherapy, in clinical trials of cancer patients with solid tumors, such as advanced non-small cell lung cancer, colorectal cancer, squamous cell head & neck cancer, platinum resistant/refractory ovarian cancer (
http://www.clinicaltrials.gov/ct2/results?term=mm-121). In breast cancer, MM-121’s therapeutic potential is being tested in patients with ER and/or PR positive and erbB2 negative breast cancers in combination with the aromatase inhibitor exemestane, and in patients with triple negative or erbB2 negative breast cancers in combination with paclitaxel. To date, no clinical study has been initiated to test MM-121’s activity in breast cancer patients with erbB2+ tumors, particularly those become resistant to trastuzumab. Here, we demonstrated that MM-121 significantly enhanced trastuzumab-mediated growth inhibition in two sensitive and two resistant breast cancer cell lines. More importantly, the studies using a specific tumor xenograft model further proved that MM-121 exerted potent activity to overcome trastuzumab resistance in that
in vivo model. Thus, our data provide a strong basis to explore the therapeutic potential of MM-121 in combination with trastuzumab in erbB2+ breast cancer patients resistant to trastuzumab.
Our previous studies showed that the mechanism of trastuzumab resistance in SKBR3-pool2 and BT474-HR20 cells was due to the formation of a heterotrimeric complex consisting of erbB2, erbB3, and IGF-1R [
26]. We discovered that the expression of both erbB3 and IGF-1R was critical for maintaining trastuzumab-resistant phenotype, since specific knockdown of either erbB3 or IGF-1R significantly abrogated the resistance in SKBR3-pool2 and BT474-HR20 cells [
26]. The data presented here indicated that inhibiting erbB3, but retaining its expression, also re-sensitized the resistant cells to the treatment of trastuzumab in our
in vitro (Figure
2) and
in vivo (Figure
5) models. It is not clear, however, whether inactivation of erbB3 by MM-121 overcomes trastuzumab resistance via disrupting the heterotrimerization of erbB2/erbB3/IGF-1R. At this moment, the molecular basis of this heterotrimerization remains unknown. We speculate that long-term exposure of SKBR3 or BT474 cells to trastuzumab may induce expression of the ligands for erbB3 (heregulin, HRG) and IGF-1R (IGF-I and/or IGF-II), which could subsequently recruit all three RTKs together to form the unique heterotrimeric complex. Since MM-121 inhibits ligand-induced dimerization between erbB3 and erbB2 [
18,
19], it may also interfere with the heterotrimeric complex consisting of erbB2, erbB3, and IGF-1R in SKBR3-pool2 and BT474-HR20 cells and thus overcome the resistance. However, detailed studies are warranted to test this hypothesis.
The combinations of MM-121 and trastuzumab inhibited proliferation of two sensitive and two resistant breast cancer cell lines
in vitro; however, they induced both growth inhibition and apoptosis
in vivo. This cell killing effects may be attributed to the enhanced antibody-dependent cell-mediated cytotoxicity (ADCC) by natural killer (NK) cells. Abundant evidence demonstrates that one of the major mechanisms of action of trastuzumab is through its IgG1 humanized Fc portion to activate ADCC via host’s innate immune system [
32]. In addition, cellular adaptive immune response also plays an important role in the clinical efficacy of trastuzumab [
39]. Novel strategies that enhance ADCC effectors, such as NK cells, are sought to improve trastuzumab efficacy. A recent study reported exciting data indicating that stimulation of NK cells with a CD137-specific Ab significantly enhanced trastuzumab-mediated cell killing in both sensitive and resistant cell lines
in vitro and
in vivo[
40]. In our case, although MM-121 itself cannot trigger ADCC, because of its IgG2 isotype [
41], it is possible that inactivation of erbB3 with MM-121 may increase trastuzumab’s binding efficiency to the tumor xenografts-established from BT474-HR20 cells, and subsequently enhance trastuzumab-mediated ADCC.
Activation of erbB3 generally signals through PI-3K/Akt, MEK/MAPK, Jak/Stat pathways, and Src kinase to modulate many downstream regulators that play a pivotal role in maintaining malignant phenotype, including cell survival, resistance, angiogenesis, and invasion [
16,
42]. Our data showed that treatment of certain erbB2+ breast cancer cell lines with MM-121 resulted in a dramatic inhibition on PI-3K/Akt signaling, the major determinant of trastuzumab resistance in breast cancer [
27]. However, it is not known whether MM-121 may potentially abrogate resistance to lapatinib, another erbB2-targeted therapy to treat metastatic breast cancer that has progressed after trastuzumab-based therapy [
43]. Lapatinib and trastuzumab may not share common mechanism of resistance, as lapatinib has activity in trastuzumab-resistant breast cancer [
44‐
47]. Some studies show that lapatinib exerts antitumor activity in a PTEN independent manner [
48], whereas others report that loss of PTEN and the resulting activation of PI-3K/Akt signaling lead to lapatinib resistance [
49]. Thus, it will be very interesting, and may have clinical implications, to study if the combinations of MM-121 and lapatinib may synergistically or additively induce growth inhibition and/or apoptosis in BT474-HR20 and SKBR3-pool2 cells. In addition, activation of the erbB2/erbB3/PI-3K/Akt signaling also results in resistance to hormonal therapy [
50] and chemotherapy [
51] in breast cancer treatment. We have reported that elevated expression of erbB3 confers paclitaxel resistance in erbB2+ breast cancer cells via a PI-3K/Akt-dependent mechanism [
25]. Because MM-121 mainly inhibits activation of erbB3 and Akt (Figures
1 &
2), it is conceivable to hypothesize that MM-121 may abrogate erbB3 signaling-mediated resistance to paclitaxel as well. Indeed, we have discovered that MM-121 is able to overcome paclitaxel resistance and enhance paclitaxel-induced apoptosis in the otherwise resistant breast cancer cell lines. The manuscript containing those data is submitted separately.
Methods
Reagents and antibodies
MM-121 was kindly provided by Merrimack Pharmaceuticals, Inc. (Cambridge, MA). Trastuzumab (Herceptin®, Genentech, South San Francisco, CA) was obtained from University of Colorado Hospital pharmacy. Antibodies used for western blots were as follows: erbB2 (EMD Chemicals, Inc., Gibbstown, NJ); erbB3 and P-erbB2 (Tyr1248) (LabVision Corp., Fremont, CA); P-erbB3 (Tyr1289), P-MAPK (Thr202/Tyr204), MAPK, P-Akt (Ser473), and Akt (Cell Signaling Technology, Inc., Beverly, MA); Cyclin D1 (M-20), E2F1 (KH95), and p27kip1 (F-8) (Santa Cruz Biotechnology, Inc., Santa Cruz, CA); and β-actin (Sigma Co., St. Louis, MO). All other reagents were purchased from Sigma unless otherwise specified.
Cells and cell culture
Human breast cancer cell lines SKBR3 and BT474 were obtained from the American Type Culture Collection (ATCC, Manassas, VA). The trastuzumab-resistant sublines SKBR3-pool2 and BT474-HR20, derived from SKBR3 and BT474, respectively, were described previously [
26]. All cell lines were maintained in DMEM/F-12 (1:1) medium (Sigma) containing 10% fetal bovine serum (Sigma), and cultured in a 37°C humidified atmosphere containing 95% air and 5% CO2 and split twice a week.
Cell proliferation assay
The CellTiter96 AQ nonradioactive cell proliferation kit (Thermo Fisher Scientific Inc., Waltham, MA) was used to determine cell viability as previously described [
25,
26]. Briefly, cells were plated onto 96-well plates for 24 h, and then grown in either DMEM/F12 medium with 0.5% FBS as control, or the same medium containing different concentrations of trastuzumab in the presence or absence of MM-121, and then incubated for another 72 h. After reading all wells at 490 nm with a microplate reader, the percentages of surviving cells from each group relative to controls, defined as 100% survival, were determined by reduction of MTS.
Cell cycle analysis
Flow cytometric assays were performed as described previously [
52] to define the cell cycle distribution. In brief, cells grown in culture dishes were harvested by trypsinization and fixed with 70% ethanol. Cells were stained for total DNA content with a solution containing 50 μg/ml propidium iodide and 100 μg/ml RNase I in PBS for 30 min at 37°C. Cell cycle distribution was analyzed at the Flow Cytometry Core Facility of University of Colorado Cancer Center with a FACScan flow cytometer (BD Biosciences, San Jose, CA).
Western blot analysis
Protein expression levels were determined by western blot analysis as described previously [
26,
30,
52]. Equal amounts of total cell lysates were boiled in Laemmli SDS-sample buffer, resolved by SDS-PAGE, transferred to nitrocellulose membrane (Bio-Rad Laboratories, Hercules, CA), and probed with the primary antibodies described in the figure legends. After the blots were incubated with horseradish peroxidase-labeled secondary antibody (Jackson ImmunoResearch Laboratories, West Grove, PA), the signals were detected using the enhanced chemiluminescence reagents (GE Healthcare Bio-Sciences Corp., Piscataway, NJ).
Immunohistochemistry
Five micron thick paraffin sections were deparaffinized, antigens unmasked and immunohistochemically stained for Ki67 (Thermo Fisher Scientific; rabbit monoclonal SP6; cat# RM-9106-SO; dilution 1:500 in TBST + 1% BSA w/v), cleaved Caspase-3 (Cell Signaling Technology; rabbit polyclonal; cat#: 9661, 1:1000 in TBST + 1% BSA w/v), erbB2 (EMD Chemicals; mouse monoclonal 96G; cat#OP14T; dilution 1:500 in TBST + 1% BSA w/v), and erbB3 (Spring Bioscience, Pleasanton, CA; rabbit monoclonal SP71; cat# M3710; dilution 1:200 in TBST + 1% BSA w/v). The specificity of all antibodies has been confirmed by both positive and negative controls. For erbB2 and erbB3, SKBR3 cells were used as a positive control. For Ki67 and cleaved caspase-3, the human tonsil tissues were used a positive control. All the negative controls were performed with the same cells/tissues without addition of the primary antibodies.
Ki67 and cleaved caspase-3 antigens were revealed in pH 9.5 BORG solution (Biocare Medical, Concord, CA) for 5 min at 125°C (22 psi; Decloaking chamber, Biocare). ErbB2 required modest retrieval in 10 mmol/L sodium citrate for 5 min at 125°C in the Decloaking chamber. ErbB3 required retrieval in Cell Conditioner 1 (standard retrieval time, Ventana). Immunodetection of Ki67, cleaved Caspase-3 and erbB2 was performed on the NexES stainer (Ventana Medical Systems, Tucson, AZ) at an operating temperature of 37°C. Ki67 and cleaved caspase-3 antibodies were incubated for 32 min and detected with a modified I-VIEW DAB (Ventana) detection kit. The I-VIEW secondary antibody and enzyme were replaced with a species specific secondary antibody (biotinylated goat anti-rabbit; 1:75; cat# 111-065-144; Jackson ImmunoResearch; 8 min) and streptavidin-horseradish (SA-HRP; 1:50; cat# SA-5004; DAKO Cytomation, Carpinteria, CA; 8 min). ErbB2 was incubated for 32 min and detected with the standard I-VIEW detection. ErbB3 was incubated for 32 min and detected with a modified I-VIEW DAB kit in which the secondary antibody was replaced with Rabbit ImmPress (Vector Labs; Burlingame, CA; cat# MP-7401; 8 minutes at 37°C) and enzyme was replaced with Rabbit ImmPress (Diluted 1:1 in PBS pH 7.6; 8 minutes at 37°C). Sections were sequentially blocked for 10 min in 3% hydrogen peroxide (v/v) and 30 min in Rodent Block M (Biocare, cat# RBM961), followed by primary antibody incubation for 30 min and 30 min in polymer. Antibody complexes were visualized with IP Flex DAB (Biocare; cat# IPK5010 G80; 4.5%). All sections were counterstained in Mayer’s hematoxylin for 2 min, nuclei blued in 1% ammonium hydroxide (v/v), dehydrated in graded alcohols, cleared in xylene and coverglass mounted using synthetic resin.
Tumor xenograft model
Athymic nu/nu mice (Harlan Laboratories, Inc., Indianapolis, IN) were maintained in accordance with the Institutional Animal Care and Use Committee (IACUC) procedures and guidelines. Eight ×10
6 BT474-HR20 cells were suspended in 100 μL of PBS, mixed with 50% Matrigel (BD Biosciences) and injected subcutaneously (S.C.) into the flanks of 5-week-old female mice. Tumor formation was assessed by palpation and measured with fine calipers three times a week. Tumor volume was calculated by the formula: volume = (length × width
2)/2, where length was the longest axis and width the measurement at a right angle to the length, and followed by statistical analysis as we described previously [
52]. When tumors reach ~65 mm
3, mice were randomly assigned to four groups (
n = 5): 1) control group-mice received intraperitoneally (i.p) injection of 100 μl PBS only; 2) mice received i.p. injection of trastuzumab (10 mg/kg) in 100 μl PBS twice a week; 3) mice received i.p. injection of MM-121 (10 mg/kg) in 100 μl PBS twice a week; 4) mice received i.p. injection of trastuzumab (10 mg/kg) and MM-121 (10 mg/kg) in 100 μl PBS twice a week. The animals’ health status was monitored daily for weight loss or for signs of altered motor while in their cages. At the end of study, mice were euthanized according to approved IACUC protocol. Tumors from all animals were excised and embedded in paraffin for immunohistochemical analyses.
Statistical analysis
Statistical analyses of the experimental data were performed using either a two-sided t test or ANOVA for each time point followed by post-hoc testing between groups. Significance was set at a P value of <0.05. All statistical analyses were conducted with the software StatView v5.1 from SAS Institute Inc., Cary, NC.
Competing interests
The authors declare that they have no competing interests.
Authors’ contributions
The authors’ contributions to this research work are reflected in the order shown, with the exception of JW and BL who supervised the research and finalized the report. JH and SW carried out the majority of the in vitro studies and all of the in vivo experiments. HL generated the data of cell cycle analysis. JH and BC performed IHC studies and quantified the immunostaining. JW and BL drafted the manuscript. XY generated the BT474-HR20 resistant cell line and maintained its resistant phenotype in cell culture. XY, JW, and BL conceived of the study, and participated in its design and coordination. All authors read and approved the final manuscript.