Skip to main content
Erschienen in: Sleep and Breathing 2/2022

17.07.2021 | Sleep Breathing Physiology and Disorders • Original Article

Utilisation of machine learning to predict surgical candidates for the treatment of childhood upper airway obstruction

verfasst von: Xiao Liu, Yvonne Pamula, Sarah Immanuel, Declan Kennedy, James Martin, Mathias Baumert

Erschienen in: Sleep and Breathing | Ausgabe 2/2022

Einloggen, um Zugang zu erhalten

Abstract

Objective

To investigate the effect of adenotonsillectomy on OSAS symptoms based on a data-driven approach and thereby identify criteria that may help avoid unnecessary surgery in children with OSAS.

Methods

In 323 children enrolled in the Childhood Adenotonsillectomy Trial, randomised to undergo either early adenotonsillectomy (eAT; N = 165) or a strategy of watchful waiting with supportive care (WWSC; N = 158), the apnea-hypopnea index, heart period pattern dynamics, and thoraco-abdominal asynchrony measurements from overnight polysomnography (PSG) were measured. Using machine learning, all children were classified into one of two different clusters based on those features. The cluster transitions between follow-up and baseline PSG were investigated for each to predict those children who recovered spontaneously, following surgery and those who did not benefit from surgery.

Results

The two clusters showed significant differences in OSAS symptoms, where children assigned in cluster A had fewer physiological and neurophysiological symptoms than cluster B. Whilst the majority of children were assigned to cluster A, those children who underwent surgery were more likely to stay in cluster A after seven months. Those children who were in cluster B at baseline PSG were more likely to have their symptoms reversed via surgery. Children who were assigned to cluster B at both baseline and 7 months after surgery had significantly higher end-tidal carbon dioxide at baseline. Children who spontaneously changed from cluster B to A presented highly problematic ratings in behaviour and emotional regulation at baseline.

Conclusions

Data-driven analysis demonstrated that AT helps to reverse and to prevent the worsening of the pathophysiological symptoms in children with OSAS. Multiple pathophysiological markers used with machine learning can capture more comprehensive information on childhood OSAS. Children with mild physiological and neurophysiological symptoms could avoid AT, and children who have UAO symptoms post AT may have sleep-related hypoventilation disease which requires further investigation. Furthermore, the findings may help surgeons more accurately predict children on whom they should perform AT.
Anhänge
Nur mit Berechtigung zugänglich
Literatur
1.
Zurück zum Zitat Baumert M, Pamula Y, Martin J et al (2016) The effect of adenotonsillectomy for childhood sleep apnoea on cardiorespiratory control. ERJ Open Research 2:00003–02016CrossRef Baumert M, Pamula Y, Martin J et al (2016) The effect of adenotonsillectomy for childhood sleep apnoea on cardiorespiratory control. ERJ Open Research 2:00003–02016CrossRef
2.
Zurück zum Zitat Baumert M, Walther T, Hopfe J, Stepan H, Faber R, Voss A (2002) Joint symbolic dynamic analysis of beat-to-beat interactions of heart rate and systolic blood pressure in normal pregnancy. Med Biol Eng Compu 40:241–245CrossRef Baumert M, Walther T, Hopfe J, Stepan H, Faber R, Voss A (2002) Joint symbolic dynamic analysis of beat-to-beat interactions of heart rate and systolic blood pressure in normal pregnancy. Med Biol Eng Compu 40:241–245CrossRef
3.
Zurück zum Zitat Berry RB, Budhiraja R, Gottlieb DJ et al (2012) Rules for scoring respiratory events in sleep: update of the 2007 AASM Manual for the Scoring of Sleep and Associated Events. Deliberations of the Sleep Apnea Definitions Task Force of the American Academy of Sleep Medicine. J Clin Sleep Med 8:597–619CrossRef Berry RB, Budhiraja R, Gottlieb DJ et al (2012) Rules for scoring respiratory events in sleep: update of the 2007 AASM Manual for the Scoring of Sleep and Associated Events. Deliberations of the Sleep Apnea Definitions Task Force of the American Academy of Sleep Medicine. J Clin Sleep Med 8:597–619CrossRef
4.
Zurück zum Zitat Bhattacharjee R, Kheirandish-Gozal L, Spruyt K et al (2010) Adenotonsillectomy outcomes in treatment of obstructive sleep apnea in children: a multicenter retrospective study. Am J Respir Crit Care Med 182:676–683CrossRef Bhattacharjee R, Kheirandish-Gozal L, Spruyt K et al (2010) Adenotonsillectomy outcomes in treatment of obstructive sleep apnea in children: a multicenter retrospective study. Am J Respir Crit Care Med 182:676–683CrossRef
5.
Zurück zum Zitat Bozkurt S, Bostanci A, Turhan M (2017) Can statistical machine learning algorithms help for classification of obstructive sleep apnea severity to optimal utilization of polysomno graphy resources? Methods Inf Med 56:308–318CrossRef Bozkurt S, Bostanci A, Turhan M (2017) Can statistical machine learning algorithms help for classification of obstructive sleep apnea severity to optimal utilization of polysomno graphy resources? Methods Inf Med 56:308–318CrossRef
6.
Zurück zum Zitat Brietzke SE, Gallagher D (2006) The effectiveness of tonsillectomy and adenoidectomy in the treatment of pediatric obstructive sleep apnea/hypopnea syndrome: a meta-analysis. Otolaryngology-Head and Neck Surgery 134:979–984CrossRef Brietzke SE, Gallagher D (2006) The effectiveness of tonsillectomy and adenoidectomy in the treatment of pediatric obstructive sleep apnea/hypopnea syndrome: a meta-analysis. Otolaryngology-Head and Neck Surgery 134:979–984CrossRef
7.
Zurück zum Zitat Chervin RD, Ellenberg SS, Hou X et al (2015) Prognosis for spontaneous resolution of OSA in children. Chest 148:1204–1213CrossRef Chervin RD, Ellenberg SS, Hou X et al (2015) Prognosis for spontaneous resolution of OSA in children. Chest 148:1204–1213CrossRef
8.
Zurück zum Zitat Costa DJ, Mitchell R (2009) Adenotonsillectomy for obstructive sleep apnea in obese children: a meta-analysis. Otolaryngology-Head and Neck Surgery 140:455–460CrossRef Costa DJ, Mitchell R (2009) Adenotonsillectomy for obstructive sleep apnea in obese children: a meta-analysis. Otolaryngology-Head and Neck Surgery 140:455–460CrossRef
9.
Zurück zum Zitat Di-Tullio F, Ernst G, Robaina G et al (2018) Ambulatory positional obstructive sleep apnea syndrome. Sleep Science 11:8CrossRef Di-Tullio F, Ernst G, Robaina G et al (2018) Ambulatory positional obstructive sleep apnea syndrome. Sleep Science 11:8CrossRef
10.
Zurück zum Zitat El-Hamad F, Immanuel S, Liu X et al (2017) Altered Nocturnal Cardiovascular Control in Children With Sleep-Disordered Breathing. Sleep 40:zsx127CrossRef El-Hamad F, Immanuel S, Liu X et al (2017) Altered Nocturnal Cardiovascular Control in Children With Sleep-Disordered Breathing. Sleep 40:zsx127CrossRef
11.
Zurück zum Zitat Guilleminault C, Huang Y-S, Chin W-C, Okorie C (2018) The nocturnal-polysomnogram and “non-hypoxic sleep-disordered-breathing” in children. Sleep medicine Guilleminault C, Huang Y-S, Chin W-C, Okorie C (2018) The nocturnal-polysomnogram and “non-hypoxic sleep-disordered-breathing” in children. Sleep medicine
12.
Zurück zum Zitat Guilleminault C, Lee J, Chan A (2005) PEdiatric obstructive sleep apnea syndrome. Arch Pediatr Adolesc Med 159:775–785CrossRef Guilleminault C, Lee J, Chan A (2005) PEdiatric obstructive sleep apnea syndrome. Arch Pediatr Adolesc Med 159:775–785CrossRef
13.
Zurück zum Zitat Guilleminault C, Li K, Khramtsov A, Palombini L, Pelayo R (2004) Breathing patterns in prepubertal children with sleep-related breathing disorders. Arch Pediatr Adolesc Med 158:153–161CrossRef Guilleminault C, Li K, Khramtsov A, Palombini L, Pelayo R (2004) Breathing patterns in prepubertal children with sleep-related breathing disorders. Arch Pediatr Adolesc Med 158:153–161CrossRef
14.
Zurück zum Zitat Immanuel S, Kohler M, Martin J et al (2014) Increased thoracoabdominal asynchrony during breathing periods free of discretely scored obstructive events in children with upper airway obstruction. Sleep Breath 19:65–71CrossRef Immanuel S, Kohler M, Martin J et al (2014) Increased thoracoabdominal asynchrony during breathing periods free of discretely scored obstructive events in children with upper airway obstruction. Sleep Breath 19:65–71CrossRef
15.
Zurück zum Zitat Immanuel SA, Pamula Y, Kohler M et al (2012) Respiratory timing and variability during sleep in children with sleep-disordered breathing. J Appl Physiol 113:1635–1642CrossRef Immanuel SA, Pamula Y, Kohler M et al (2012) Respiratory timing and variability during sleep in children with sleep-disordered breathing. J Appl Physiol 113:1635–1642CrossRef
16.
Zurück zum Zitat Jackman AR, Biggs SN, Walter LM et al (2012) Sleep-disordered breathing in preschool children is associated with behavioral, but not cognitive, impairments. Sleep Med 13:621–631CrossRef Jackman AR, Biggs SN, Walter LM et al (2012) Sleep-disordered breathing in preschool children is associated with behavioral, but not cognitive, impairments. Sleep Med 13:621–631CrossRef
17.
Zurück zum Zitat Jain AK (2010) Data clustering: 50 years beyond K-means. Pattern Recogn Lett 31:651–666CrossRef Jain AK (2010) Data clustering: 50 years beyond K-means. Pattern Recogn Lett 31:651–666CrossRef
18.
Zurück zum Zitat Katz ES, D’ambrosio CM (2010) Pediatric Obstructive Sleep Apnea Syndrome. Clinics in Chest Medicine 31:221–34CrossRef Katz ES, D’ambrosio CM (2010) Pediatric Obstructive Sleep Apnea Syndrome. Clinics in Chest Medicine 31:221–34CrossRef
19.
Zurück zum Zitat Kim T, Kim J-W, Lee K (2018) Detection of sleep disordered breathing severity using acoustic biomarker and machine learning techniques. Biomed Eng Online 17:16CrossRef Kim T, Kim J-W, Lee K (2018) Detection of sleep disordered breathing severity using acoustic biomarker and machine learning techniques. Biomed Eng Online 17:16CrossRef
20.
Zurück zum Zitat Kontos A, Lushington K, Martin J et al (2017) Relationship between vascular resistance and sympathetic nerve fiber density in arterial vessels in children with sleep disordered breathing. Journal of the American Heart Association, 6: e006137 Kontos A, Lushington K, Martin J et al (2017) Relationship between vascular resistance and sympathetic nerve fiber density in arterial vessels in children with sleep disordered breathing. Journal of the American Heart Association, 6: e006137
21.
Zurück zum Zitat Kontos A, Van Den Heuvel C, Pamula Y et al (2015) Delayed brachial artery dilation response and increased resting blood flow velocity in young children with mild sleep-disordered breathing. Sleep Med 16:1451–1456CrossRef Kontos A, Van Den Heuvel C, Pamula Y et al (2015) Delayed brachial artery dilation response and increased resting blood flow velocity in young children with mild sleep-disordered breathing. Sleep Med 16:1451–1456CrossRef
22.
Zurück zum Zitat Kontos A, Willoughby S, Van Den Heuvel C et al (2018) Ascending aortic blood flow velocity is increased in children with primary snoring/mild sleep-disordered breathing and associated with an increase in CD8+ T cells expressing TNFα and IFNγ. Heart Vessels 33:537–548CrossRef Kontos A, Willoughby S, Van Den Heuvel C et al (2018) Ascending aortic blood flow velocity is increased in children with primary snoring/mild sleep-disordered breathing and associated with an increase in CD8+ T cells expressing TNFα and IFNγ. Heart Vessels 33:537–548CrossRef
23.
Zurück zum Zitat Laing EE, Möller-Levet CS, Dijk D-J, Archer SN (2018) Identifying and validating blood mRNA biomarkers for acute and chronic insufficient sleep in humans: a machine learning approach. Sleep, 42 Laing EE, Möller-Levet CS, Dijk D-J, Archer SN (2018) Identifying and validating blood mRNA biomarkers for acute and chronic insufficient sleep in humans: a machine learning approach. Sleep, 42
24.
Zurück zum Zitat Liu X, Immanuel S, Kennedy D, Martin J, Pamula Y, Baumert M (2018a) Effect of adenotonsillectomy for childhood obstructive sleep apnea on nocturnal heart rate patterns. Sleep, 41: zsy171-zsy71 Liu X, Immanuel S, Kennedy D, Martin J, Pamula Y, Baumert M (2018a) Effect of adenotonsillectomy for childhood obstructive sleep apnea on nocturnal heart rate patterns. Sleep, 41: zsy171-zsy71
25.
Zurück zum Zitat Liu X, Immanuel S, Pamula Y, Kennedy D, Martin J, Baumert M (2017) Adenotonsillectomy for childhood obstructive sleep apnoea reduces thoraco-abdominal asynchrony but spontaneous apnoea−hypopnoea index normalisation does not. European Respiratory Journal, 49 Liu X, Immanuel S, Pamula Y, Kennedy D, Martin J, Baumert M (2017) Adenotonsillectomy for childhood obstructive sleep apnoea reduces thoraco-abdominal asynchrony but spontaneous apnoea−hypopnoea index normalisation does not. European Respiratory Journal, 49
26.
Zurück zum Zitat Liu X, Immanuel S, Pamula Y et al (2018b) Pulse wave amplitude and heart period variability in children with upper airway obstruction. Sleep Medicine Liu X, Immanuel S, Pamula Y et al (2018b) Pulse wave amplitude and heart period variability in children with upper airway obstruction. Sleep Medicine
27.
Zurück zum Zitat Liu X, Pamula Y, Kohler M, Baumert M (2019) A Method for Estimating Pulse Wave Amplitude Variability in children with Sleep Disordered Breathing. In), 2019 41st Annual International Conference of the IEEE Engineering in Medicine and Biology Society (EMBC): 2289–92 Liu X, Pamula Y, Kohler M, Baumert M (2019) A Method for Estimating Pulse Wave Amplitude Variability in children with Sleep Disordered Breathing. In), 2019 41st Annual International Conference of the IEEE Engineering in Medicine and Biology Society (EMBC): 2289–92
28.
Zurück zum Zitat Lumeng JC, Chervin RD (2008) Epidemiology of pediatric obstructive sleep apnea. Proc Am Thorac Soc 5:242–252CrossRef Lumeng JC, Chervin RD (2008) Epidemiology of pediatric obstructive sleep apnea. Proc Am Thorac Soc 5:242–252CrossRef
29.
Zurück zum Zitat Marcus CL, Brooks LJ, Ward SD et al (2012) Diagnosis and management of childhood obstructive sleep apnea syndrome. Pediatrics 130:e714–e755CrossRef Marcus CL, Brooks LJ, Ward SD et al (2012) Diagnosis and management of childhood obstructive sleep apnea syndrome. Pediatrics 130:e714–e755CrossRef
30.
Zurück zum Zitat Marcus CL, Moore RH, Rosen CL et al (2013) A Randomized Trial of Adenotonsillectomy for Childhood Sleep Apnea. N Engl J Med 368:2366–2376CrossRef Marcus CL, Moore RH, Rosen CL et al (2013) A Randomized Trial of Adenotonsillectomy for Childhood Sleep Apnea. N Engl J Med 368:2366–2376CrossRef
31.
Zurück zum Zitat Ng D, Chan C, Chow A, Chow P, Kwok K (2005) Childhood sleep-disordered breathing and its implications for cardiac and vascular diseases. J Paediatr Child Health 41:640–646CrossRef Ng D, Chan C, Chow A, Chow P, Kwok K (2005) Childhood sleep-disordered breathing and its implications for cardiac and vascular diseases. J Paediatr Child Health 41:640–646CrossRef
32.
Zurück zum Zitat Nisbet LC, Yiallourou SR, Walter LM, Horne RS (2014) Blood pressure regulation, autonomic control and sleep disordered breathing in children. Sleep Med Rev 18:179–189CrossRef Nisbet LC, Yiallourou SR, Walter LM, Horne RS (2014) Blood pressure regulation, autonomic control and sleep disordered breathing in children. Sleep Med Rev 18:179–189CrossRef
33.
Zurück zum Zitat Rapoport DM (2016) POINT: Is the apnea-hypopnea index the best way to quantify the severity of sleep-disordered breathing? Yes. Chest 149:14–16CrossRef Rapoport DM (2016) POINT: Is the apnea-hypopnea index the best way to quantify the severity of sleep-disordered breathing? Yes. Chest 149:14–16CrossRef
35.
Zurück zum Zitat Redline S, Amin R, Beebe D et al (2011) The Childhood Adenotonsillectomy Trial (CHAT): Rationale, Design, and Challenges of a Randomized Controlled Trial Evaluating a Standard Surgical Procedure in a Pediatric Population. Sleep 34:1509–1517CrossRef Redline S, Amin R, Beebe D et al (2011) The Childhood Adenotonsillectomy Trial (CHAT): Rationale, Design, and Challenges of a Randomized Controlled Trial Evaluating a Standard Surgical Procedure in a Pediatric Population. Sleep 34:1509–1517CrossRef
36.
Zurück zum Zitat Spruyt K, Verleye G, Gozal D (2010) Unbiased Categorical Classification of Pediatric Sleep Disordered Breathing. Sleep 33:1341–1347CrossRef Spruyt K, Verleye G, Gozal D (2010) Unbiased Categorical Classification of Pediatric Sleep Disordered Breathing. Sleep 33:1341–1347CrossRef
37.
Zurück zum Zitat Suen JS, Arnold JE, Brooks LJ (1995) Adenotonsillectomy for treatment of obstructive sleep apnea in children. Archives of Otolaryngology-Head & Neck Surgery 121:525–530CrossRef Suen JS, Arnold JE, Brooks LJ (1995) Adenotonsillectomy for treatment of obstructive sleep apnea in children. Archives of Otolaryngology-Head & Neck Surgery 121:525–530CrossRef
38.
Zurück zum Zitat Tamanyan K, Walter LM, Weichard A et al (2018) Age effects on cerebral oxygenation and behavior in children with sleep-disordered breathing. Am J Respir Crit Care Med 197:1468–1477CrossRef Tamanyan K, Walter LM, Weichard A et al (2018) Age effects on cerebral oxygenation and behavior in children with sleep-disordered breathing. Am J Respir Crit Care Med 197:1468–1477CrossRef
39.
Zurück zum Zitat Zhang Z, Mayer G, Dauvilliers Y et al (2018) Exploring the clinical features of narcolepsy type 1 versus narcolepsy type 2 from European Narcolepsy Network database with machine learning. Sci Rep 8:10628CrossRef Zhang Z, Mayer G, Dauvilliers Y et al (2018) Exploring the clinical features of narcolepsy type 1 versus narcolepsy type 2 from European Narcolepsy Network database with machine learning. Sci Rep 8:10628CrossRef
Metadaten
Titel
Utilisation of machine learning to predict surgical candidates for the treatment of childhood upper airway obstruction
verfasst von
Xiao Liu
Yvonne Pamula
Sarah Immanuel
Declan Kennedy
James Martin
Mathias Baumert
Publikationsdatum
17.07.2021
Verlag
Springer International Publishing
Erschienen in
Sleep and Breathing / Ausgabe 2/2022
Print ISSN: 1520-9512
Elektronische ISSN: 1522-1709
DOI
https://doi.org/10.1007/s11325-021-02425-w

Weitere Artikel der Ausgabe 2/2022

Sleep and Breathing 2/2022 Zur Ausgabe

Sleep Breathing Physiology and Disorders • Short Communication

Sanjad Sakati syndrome and sleep-disordered breathing: an undisclosed association

Sleep Breathing Physiology and Disorders • Original Article

Predictors of weight loss in obese patients with obstructive sleep apnea

Leitlinien kompakt für die Innere Medizin

Mit medbee Pocketcards sicher entscheiden.

Seit 2022 gehört die medbee GmbH zum Springer Medizin Verlag

Update Innere Medizin

Bestellen Sie unseren Fach-Newsletter und bleiben Sie gut informiert.