Introduction
Parkinson’s disease (PD) is a progressive neurodegenerative disorder characterized by tremor, rigidity, and bradykinesia [
1]. PD also induces a long list of non-motor symptoms, particularly depression, in addition to the motor manifestations [
2]. According to previous studies, the prevalence rates of depression in PD (dPD) range from 2.7 to 90% [
3]. Long-term depression aggravates motor symptoms and is closely related to a decline in the quality of life, cognitive impairment, higher levels of care dependency, and increased caregiver distress [
4], which deserves also attention in the treatment of dPD.
Several previous large randomized controlled trials investigated the efficacy of pramipexole (PPX) in patients with dPD. All the results indicate that PPX is effective in improving the depressive symptoms in these patients [
5‐
7]. Hence, the Movement Disorders Society recommends PPX as the first-line drug to treat dPD [
8]. Unfortunately, some patients do not respond well to PPX and require additional medication.
Zishen Pingchan granule (ZPG) is a traditional Chinese herbal recipe, widely used to treat PD for over 30 years[
9]. ZPG protects nerve cells by inhibiting the hyperactivation of extracellular signal-regulated kinase and c-Jun N-terminal kinase pathways to reduce the inflammatory reaction [
10]. A recent randomized, double-blind, placebo-controlled trial showed that the treatment with ZPG significantly improves the depressive symptoms of PD, with quite noticeable improvements in dyskinesia and delay in the progression of the disease [
9].
To the best of our knowledge, the studies combining ZPG and PPX to improve the depressive symptoms in dPD patients have not been performed. Therefore, the objective of this study is to determine the clinical efficacy, safety, and tolerability of ZPG as an additional therapy for PD patients whose depressive symptoms were not optimally controlled by PPX.
Patients and methods
This 12-week, prospective, randomized, double-blind, placebo-controlled trial on ZPG as an add-on drug to PPX therapy in PPX-treated patients with mild to moderate depressive symptoms was conducted at 9 hospitals in Jiangsu, Beijing, Shanghai, and Guangdong, China. The trial protocol was produced according to the
Declaration of Helsinki and
Good Clinical Practice guidelines [
11,
12], with the approval of the Ethics Committee of each research unit with the following ethic code: ChiCTR1800019942. The study was registered at
www.chictr.org.cn before the enrollment of the first patient. All participants provided written informed consent for all procedures in this study.
Participants
Participants were enrolled from March 2019 to May 2021. The inclusion criteria were the following: (1) Patients aged ≥ 40 and ≤ 80 years old, Chinese speaking in both genders meeting the Movement Disorder Society Clinical Diagnostic Criteria for PD [
13]. (2) Mild-to-moderate depression, meeting the diagnostic criteria of depression referred to
the Diagnostic and Statistical Manual of Mental Disorders (5th Edition), with the score of 17 items on the Hamilton Depression scale (HAM-D-17) ≥ 8 and ≤ 24 [
14] (3) The dosage of PPX was ≥ 0.75 mg/day in the past four weeks. (4) Hoehn-Yahr grade ≤ 4.
The exclusion criteria were the following: (1) Major depression. (2) Medical history of cerebrovascular disease, encephalitis, poisoning, drug-induced parkinsonism, vascular parkinsonism, or atypical forms of parkinsonism. (3) Severe heart, lung, and kidney disease. (4) Pregnant or lactating women. (5) Participation in other clinical trials at the same time.
Study design
Patients underwent screening and baseline assessments at week 0, and those who met the eligibility criteria were randomized 1:1 by computer for the addition of ZPG or matching placebo. Subsequent study visits were performed at week 2, 6, and 12. Dosages of PD medications, including dopamine agonists and any others were unchanged throughout the entire study.
Sample size calculation, randomization, and masking
A 5% significance level was considered; thus, the α value was determined at 0.05 and theβ value was 0.10. The Z
α/2 value was 1.96, based on the Z value table for the two-tailed distribution. The Z
β value was based on the Z value table for a one-tailed distribution of 1.28. The minimum necessary sample size was determined by the following formula:
$$n1=n2=\frac{{\left[{Z}_{\alpha /2}\sqrt{2\overline{P}(1-\overline{P})}+{Z}_{\beta }\sqrt{{\mathrm{P}}_{1}\left(1-{\mathrm{P}}_{1}\right)+{\mathrm{P}}_{2}\left(1-{\mathrm{P}}_{2}\right)}\right]}^{2}}{{({\mathrm{P}}_{1}-{\mathrm{P}}_{2})}^{2}}\approx 80$$
In this equation, n is the sample size of each group. P
1 is the improvement rate of the depressive symptoms in the treatment group and P
2 is the improvement rate of the placebo group. Based on previous literature [
10], our estimation was P
1 = 0.7 and P
2 = 0.45. According to the dropout rate of 20%, a sample of 200 subjects (100 per group) was required.
The randomization code was generated by SAS 9.3 with a block size of four to provide a balanced distribution of the treatment groups within each center. To preserve masking, access to the randomization code was restricted to biostatistics experts and pharmaceutical personnel who generated the code and labeled and packaged the study drugs. Investigators, clinical monitors, and patients were masked to the identity of the treatment allocation.
Study medication
During the double-blind 12 weeks of medication, the patients were randomly allocated into 2 groups: (1) Zishen Pingchan group: 1 pack ZPG (6.75 g), 2 times per day. PPX that patients were already taken was kept; (2) placebo group: 1 pack ZPG simulation agent, 2 times per day. PPX that patients were already taken was kept. Both ZPG and placebo (batch number:190101) were produced by Sichuan New GreenMedicine Science and Technology Development Co. Ltd., Chendu, 611900 China. PPX was produced by Shanghai Boehringer Ingelheim Pharmaceutical Co., Ltd. The placebo contained 10% of the active ingredient of ZPG and had an identical taste and appearance to the experimental drugs to preserve blinding. All subjects should not take other antidepressants during the entire study period.
ZPG is a Chinese herbal medicine approved by the China National Medical Products Administration for dPD, and it is composed of 12 herbs: Radix Rehmanniae preparata (shú dì huáng), Lycium barbarum (gŏu qĭ zĭ), Morus parasitic (Sāng jì shēng), Rhizoma Gastrodiae (tiān má), Bombyx Batryticatus (Jiāng cán), Curcumae Rhizoma (É zhú), Paeoniae Radix Alba (Bái sháo), Arisaematis Rhizoma (Tiān nán xīng), Rhizoma anemarrhenae (Zhī mǔ), Lilii Bulbus (Bǎi hé), Acori Tatarinowii Rhizoma(Shí chāng pú), Polygala tenuifolia Willd (Yuǎn zhì).
Efficacy measurements
The patients' condition was evaluated at baseline and at 2, 6, and 12 weeks after treatment. All scales were assessed in the “on” period. The measure of the primary outcome was the change in the HAM-D score from the baseline to week 12 and the additional primary outcome was the clinical efficacy. The clinical efficacy was evaluated according to the reduction rate of the HAM-D score from the baseline to week 12 calculated using the following formula: HAM-D score reduction rate from the baseline to week 12 = [(HAM-D point at the baseline—HAM-D point at week 12)/ HAM-D point at baseline] × 100%. Prespecified dichotomous HAM-D outcomes were also assessed, including clinical remission, characterized by a HAM-D score < 8 at week 12, and responders, characterized by a ≥ 50% reduction in HAM-D score from the baseline to week 12.
The secondary outcomes included the mean change in scores on the Geriatric Depression Scale (GDS-15), Unified Parkinson’s Disease Rating Scale part III (UPDRS III), Parkinson’s Patient Quality of Life Scale (PDQ-8), and Parkinson’s Disease Patient Sleep Quality Scale (PDSS-2) from the baseline to week 12.
Safety assessment
The safety assessments was as follows: (1) The laboratory parameters included the complete blood count, as well as hepatic and renal function; (2) electrocardiography; (3) occurrence of adverse events (AEs) during this study.
Statistical analysis
Statistical analysis was performed using SPSS version 26.0. The Kolmogorov–Smirnov test was used to assess the normality of the data. Differences in gender and H-Y stage between groups were assessed using the chi-square test. Differences in baseline demographic and clinical variables, excluding gender and H-Y stage, between patients were assessed using a two-sample t-test when the data were normally distributed; otherwise, the Mann–Whitney U test was used.
The primary efficacy outcome was the mean change in HAM-D score from the baseline to week 12, comparing the ZPG and placebo group. The primary efficacy analysis was performed using the modified intent-to-treat (mITT) population (defined as all randomized subjects taking at least one dose of the study drug and having a baseline and at least one post-baseline efficacy assessment) and used a repeated measures model with week in the experiment; the treatment was included as a fixed effect and the baseline HAMD score as a covariate. The last observation carried forward analysis was used for data lost at endpoints. Additional primary efficacy outcome variables included the rates of “remission” and “responders” at week 12. The chi-square test was used to compare the distribution of subjects between groups. Safety results were assessed using a safety population that included all subjects who received at least one dose of the study drug.
Secondary efficacy outcomes included the change in UPDRS III, GDS-15, PDQ-8, and PDSS-2 scores from the baseline to week 12, which were analyzed in the same way as the primary outcome variable. A value of p < 0.05 was considered statistically significant.
Discussion
In this perspective, randomized, double-blind trial, ZPG provided significant improvements in HAM-D scores and PDSS-2 scores when added to PPX therapy. The ZPG group showed better safety and tolerance without serious AEs compared with the placebo-controlled group. Thus, improvements were achieved without compromising tolerability.
After 12 weeks add-on treatment with ZPG, patients in the ZPG group showed a significant improvement of depression compared with those in the placebo group, a result consistent with previous studies [
10]. The etiology of dPD is complicated. Some studies suggest that impaired monoaminergic neurotransmission contributes to dPD [
15,
16], and ZPG may suppress the over-activation of the c-Jun N-terminal protein kinase (JNK) pathway in the substantia nigra, alleviate the inflammatory response in nigral cells, protect the dopaminergic neuron and finally improve depression [
17]. Besides, the regulation of dopamine receptors is considered as playing an important role in the pathogenesis of depression [
18‐
22]. PPX improves depressive symptoms by activating dopamine D3 receptor in an animal experiment [
23] through its role as a selective dopamine receptor agonist[
24]. In addition, dopamine D2 receptor is closely related to schizophrenia, bipolar disorder, and severe depression [
25]. According to a previous report, ZPG up regulates the gene expression of dopamine D2 receptors in rats [
26] and selective D2 dopamine receptor agonists relieve depression in stressed rats by up-regulating tyrosine hydroxylase [
27]. Since D3 and D2 dopamine receptors are 75% homologous in their transmembrane domains, this indicates that their functions tend to be synergistic. D3 dopamine receptors exert some modulatory effect on many of the functions generally attributed to D2 dopamine receptors [
22,
28]. Therefore, ZPG combined with PPX was a good method for treating dPD.
Since PD and depression were both placebo-prone diseases, the potential placebo effect was considered in this study [
29]. The scores of HAM-D, GDS-15, UPDRS-III, PDQ-8, and PDSS-2 in the placebo group improved compared with the baseline at 12 weeks, indicating that the placebo effect could improve the motor and non-motor symptoms of PD patients, although this effect had individual differences [
29]. Despite the placebo effect, both the remission rate and responder rate in the ZPG group were significantly higher than those in the placebo group. This result showed that although it was not possible to identify which patients may benefit from the potential placebo effect, in this double-blind, placebo-control trial, ZPG showed a significantly better therapeutic effect than the placebo group, proving the value of ZPG in clinical application. However, no statistically significant difference in the mean change of HAM-D between the two groups was observed at week 6. The probably reason was that, unlike the tablets in the previous placebo-controlled studies [
7,
30], the granular placebo used in this work had more similar characteristics to ZPG, resulting in a stronger placebo effect that persisted throughout the trial. Our hypothesis was that ZPG took effect quickly in the first 2 weeks, thus showing a slight advantage in the second week. No significant difference between the two groups was observed at week 6 because the placebo effect was still working. Then, since in the final visit the effects of ZPG obviously outweighed the placebo effect, a significant improvement in depression was observed.
Among secondary outcomes, a significant improvement in sleep quality was observed, consistent with previous studies [
10,
31]. This might be due to the presence of Yuanzhi (Yuǎn zhì) and Shichangpu (Shí chāng pú) in the prescription. The traditional Chinese medicine Polygala has sleep-promoting, anti-inflammatory, and sedative effects, which may be achieved through the serotonergic system and the gamma-aminobutyric acid system [
32]. Besides, Acori Tatarinowii Rhizoma (Shí chāng pú) is also a commonly used traditional Chinese medicine in the treatment of insomnia and epilepsy [
33]. It was worth noting that, considering the complexity of PD sleep disorders, it is still necessary to further explore the mechanism used by ZPG to improve sleep in PD. However, no significant improvements in motor symptoms and quality of life were observed, probably because although ZPG can up-regulate the expression of dopamine receptors, it is not a dopaminergic drug after all, which may limit its effect on motor symptoms. In addition, the quality of life did not improve, probably because PDQ-8 contains too many dimensions including Mobility, Activity of daily living, Emotional well-being, Stigma, Social support, Cognitions, Communication and Bodily discomfort. Improvement in depression involves one or two of these dimensions and therefore may not well reflect the improvement in quality of life.
ZPG had good safety and tolerance, both the ZPG group and the placebo group had a relatively low incidence of AEs (7.1% vs 9%), and both groups had mild to moderate AEs. Three patients in the ZPG group abandoned the trial after AEs, while only two patients in the placebo group abandoned the trial after AEs, while the remaining nine patients with AEs completed the trial, with a total withdrawal rate of 2.5%. These AEs disappeared within a few weeks after drug withdrawal, indicating that ZPG was well tolerated and safe.
The Strength of this study included the following aspects: (1) This study was a multicenter, randomized, double-blind placebo-controlled trial with a good design and relatively large sample size. (2) the composition of the Zishen Pingchan recipe was modified by adding two traditional Chinese medicines, Zhimu and Baihe because some studies showed that Zhimu-baihe Decoction significantly improves the symptoms of depression in PD patients [
34,
35]. This change may increase the efficacy of ZPG and exert more benefits in dPD patients.
Some limitations in our study also exist, which should be considered. (1) Patients with severe depressive symptoms were not recruited in this study, which might have limited the potential scale of the treatment effect and the generalizability. Our plan is to recruit more dPD patients, including those with severe depression, in future studies to further expand the universality of the results of this study. (2) The Han population was the only one included, and the results need to be further verified by high-quality double-blind, placebo-controlled trials with larger sample size and longer follow-up of different ethnic groups. (3) The results of sleep disorders and mental disorders in this study are subjectively self-reported, which may lead to evaluation bias. Therefore, polysomnography and functional magnetic resonance imaging should be used in the future. (4) Our study included some young PD patients (the age at the onset was less than 45 years) [
36] but the patients’ genes were not tested. Since some mutations may cause a different response to drugs, it is necessary to test the patients genes in the future.
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