Introduction
Merkel cell carcinoma (MCC) is a rare and aggressive neuroendocrine carcinoma of the skin [
2‐
5]. Historically, survival rates in patients with MCC are poor, with an estimated mortality rate between 33 and 46% [
6]. Metastatic MCC (mMCC) develops in approximately one-fifth of patients who present with local or regional disease [
7].
Historically, the only treatment option in patients with mMCC was chemotherapy with a platinum agent. Despite the objective response rates (ORR) to chemotherapy as a first-line therapy for mMCC being relatively high, 52–61%, these responses were short-lived, with the median duration of response with first-line chemotherapy being approximately 3 months [
8]. Although patients had objective responses (ORs) with chemotherapy, these responses did not translate into an overall survival (OS) benefit [
6,
8‐
11]. In one study in patients presenting with mMCC, the 2-year survival rate was 11% [
7].
Avelumab (MSB0010718C) is a fully human anti-PD-L1 IgG1 monoclonal antibody that inhibits interactions between PD-L1 and PD-1 but leaves intact the PD-L2/PD-1 pathway [
12]. It is the first drug approved for the treatment of mMCC in a number of countries, including the United States and Japan, and the European Union. The approvals were based on data from the open-label, single-arm, multicenter clinical trial JAVELIN Merkel 200, which demonstrated a clinically meaningful and durable ORR [
13,
14].
OS is considered the most reliable and clinically meaningful endpoint for evaluating drug efficacy in oncology clinical trials [
15,
16]. However, evaluating OS requires large sample sizes and prolonged follow-up and can be confounded by postprogression therapies [
17]. Thus, alternative endpoints, such as ORR and durable ORR, are being used as the primary endpoint in many oncology trials, yet these response rates have not been shown to correlate with OS across cancer types, treatments, or lines of therapy [
17,
18].
Immunotherapy has been shown to improve OS compared with chemotherapy in various advanced cancer types, including melanoma and non-small cell lung cancer (NSCLC) [
19,
20]. In particular, long-term clinical trial data show that a number of patients treated with checkpoint inhibitors experience a durable anti-tumor response [
21], suggesting that the way patients’ disease responds to these treatments is different from their response to chemotherapy [
22].
Previous studies in advanced NSCLC and renal cell carcinoma (RCC) have shown that in patients treated with anti-PD-1/PD-L1 antibodies, OR is associated with higher OS rates [
22,
23]. In a recent meta-analysis of individual-patient-level data from 13 randomized immunotherapy trials of anti-PD-1/PD-L1 agents submitted to the US Food and Drug Administration (FDA), it was observed that patients with an OR had longer survival than patients whose disease did not respond [
24].
Better understanding the relationship between OR and OS in patients treated with immunotherapy will help clinicians and decision makers assess therapeutic efficacy and potential for long-term clinical benefit.
The objective of this study is to investigate the association between OR and OS in patients with mMCC who were treated with avelumab.
Discussion
Clinical data from the JAVELIN Merkel 200 trial were used to investigate the association between tumor response and OS in patients with mMCC treated with avelumab. This is the first time the two outcomes have been tested for association in this indication, and results show that early OR (the majority of responses were PR and occurred by week 7) is a clinically relevant predictor of OS in patients with mMCC treated with second-line or later avelumab. This is important when placed into context of chemotherapy in mMCC, whereby responses can be very high, yet durability is dismal without an association with survival.
Results of the landmark analyses reveal considerably higher survival probabilities at 6, 12, and 18 months in patients with OR than in patients without a response. Having a response early, either at week 7 or week 13, is predictive of improved OS: 90% of these patients were still alive 18 months after treatment initiation, compared with 20–26% of patients without response at week 7 and 13. In addition, results from the Cox regression model showed that the association between OR (early or late) and OS remained stable when adjusted for patient characteristics that may impact survival; among those, only visceral metastases present at study baseline were associated with increased mortality.
Of the 48 patients without response at the week 13 landmark, 7 were still alive at the date of data cutoff (Fig.
2). Two of them had a late response after 18 and 36 months, respectively. The remaining 5 patients had good prognostic factors in that they all had no visceral disease at baseline and an ECOG PS of 0 as well as lower tumor burden at baseline, on average.
Increasing clinical experience indicates that traditional response criteria may not be sufficient to fully characterize response to immunotherapies [
30,
31]. For example, mechanisms of action of immune-modulating agents are associated with delayed responses and flares in tumors associated with the influx of immune cells [
32]. On these grounds, a tumor assessment system has been developed that incorporates these delayed or flare-type responses and designated immune-related response criteria (irRC) [
33]. To supplement standard RECIST v1.1 evaluations, additional evaluations using modified irRC have been performed in this trial, combining the concepts of the irRC with RECIST v1.1. For modified irRC, only target and measurable lesions were considered, and ORRs in this trial were similar if modified irRC were used instead [
14]. However, given the absence of definite modified criteria to be used in conjunction with immunotherapy, RECIST v1.1 continues to be used as the standard method to assess response to immunotherapy in clinical practice.
The strong association between OR and OS in patients with mMCC who are treated with second-line or later avelumab is important to clinical practice, in which this association could be used to make survival predictions earlier in a patient’s treatment. This is in contrast with chemotherapy, whereby responses can be very high; however, they are not durable, without association with survival. On the basis of these findings, physicians may be able to reassure patients whose disease demonstrates early response to avelumab that they may have an improved prognosis in terms of expected duration of survival. The observed ORR and corresponding survival probabilities with second-line or later avelumab represents a therapeutic improvement compared with historical results with chemotherapy—including first-line treatment, which rarely produces durable response lasting 6 months in mMCC and is associated with a low 2-year survival rate [
8]. Interestingly, within the same disease, two mechanisms of action can result in profoundly different associations between OR and OS. Whereas in patients treated with avelumab, an OR is predictive of improved OS, this is not the case for cytotoxic chemotherapy, the prior standard of care: Although > 50% of patients have a robust initial response to first-line chemotherapy at 2–3 months, 95% of patients will have had disease progression by 15 months, with very little effect of whether there was response at 2–3 months [
8].
The predictive and prognostic value of baseline CD positivity at the invasive tumor margin has been evaluated in part A of JAVELIN Merkel 200, and a nonsignificant trend toward higher response rate and longer OS with higher tumor CD8
+ levels was observed, but given the small sample, the presence of tumor responses across all evaluated subgroups cannot be described as predictive or prognostic [
34]. Future analysis of CD8
+ vs response and survival will continue to be evaluated in first-line avelumab treatment for mMCC.
Previous studies in patients treated with anti-PD-1/PD-L1 antibodies in different tumor types have evaluated the association between tumor response and OS, with results that are consistent with those from JAVELIN Merkel 200. Motzer et al. performed a landmark analysis to examine the correlation between OR and OS in patients with advanced RCC treated with nivolumab [
23]. In patients with a response up to the month 4 landmark, OS rates at 12 and 18 months were higher than those in patients with stable or progressive disease [
23]. The 18-month OS rate in patients with advanced RCC and OR to nivolumab was 89%. A correlation between response and OS was also reported in the everolimus arm of the trial, although with a smaller magnitude and based on a lower ORR [
23]. Similarly, a landmark analysis in patients with advanced NSCLC treated with anti-PD-1/PD-L1 antibodies conducted by Shukuya et al. reported a longer median OS in patients who had a PR between weeks 5–9 than in patients with stable or progressive disease [
22]. Mushti et al. recently conducted a meta-analysis using pooled data from 13 active-controlled immunotherapy trials of anti-PD-1/PD-L1 agents submitted to the FDA between 2014 and 2016 [
24]. They found that in the immunotherapy arms, patients with an OR had longer survival than patients without tumor response. Patients with response in the immunotherapy arms also had longer OS than those with response to standard treatment in the active control arms [
24]. The 18-month OS rate in patients with OR in the immunotherapy arm was approximately 86%. These data from trials in other diseases treated with anti-PD-1/PD-L1 support the association found in the JAVELIN Merkel 200 study that patients with an OR with avelumab also have longer survival than historical data show with chemotherapy, as demonstrated by the 18-month OS rate of 90%.
By evaluating individual-patient-level surrogacy between OR and OS, this study addresses one of the criteria for validating surrogate endpoints set out by Buyse et al. [
35]. However, a limitation is that trial-level surrogacy, i.e., the association between treatment effects on the two endpoints, cannot be evaluated for avelumab, because this study did not include a randomized active comparator arm and currently there are no data on OR and OS available from other avelumab trials. Additionally, although this study offers the only prospective dataset in this rare disease, the relatively small sample size—88 immune-competent and chemotherapy-refractory patients—may limit the generalizability of results to the mMCC population regardless of immune status and prior treatment.
Two further limitations to the landmark analysis method should be noted. First, there is a risk of bias stemming from excluding the deaths that occurred prior the week 7 and week 13 landmarks [
17]. However, the strong association between OR and OS was confirmed in the Cox regression analysis, which makes use of all data. Second, analyses of surrogate endpoints could lead to inaccurate assumptions about causal relationships with OS. As stated in previous systematic literature reviews, the generalizability of the OR and OS association identified in this study to other treatment types may, therefore, be limited [
17].
Finally, OS in patients in this trial may be impacted by subsequent anticancer therapies, and this may also affect the association between OR and OS. Because the majority of patients with response had durable, ongoing responses, subsequent anticancer therapy was less frequent in these patients than in the group without response; among the 21 patients who received subsequent anticancer drug therapy, only 4 were in the avelumab response group.
Clinical trials are ongoing with avelumab in other indications, including gastric/gastro-esophageal junction cancer, head and neck cancer, Hodgkin lymphoma, melanoma, mesothelioma, NSCLC, ovarian cancer, RCC, and urothelial carcinoma. These trials may provide further data to evaluate response to and survival with avelumab therapy.
In conclusion, avelumab therapy had a clinically meaningful impact on survival in patients with previously treated mMCC whose tumors responded by week 7 or week 13 vs those whose tumors did not respond. Early OR to avelumab was associated with a clinically meaningful high 18-month OS rate of 90%, likely driven by the sustained durable responses, neither of which were previously reported in the chemotherapy literature for mMCC [
14].
Compliance with ethical standards
Conflict of interest
Sandra P. D’Angelo reports consultancy for EMD Serono, Amgen, Nektar, Immune Design, and GlaxoSmithKline, and reports travel, accommodations, or expenses from Adaptimmune and EMD Serono. Matthias Hunger reports employment by the Mapi Group, which provides consulting for healthcare companies. Andrew S. Brohl reports expert testimony for GlaxoSmithKline by an immediate family member. Paul Nghiem reports consultancy for EMD Serono and Pfizer Inc and reports a patent pending for high-affinity T-cell receptors that target the Merkel polyomavirus, honoraria from EMD Serono and Merck Sharp & Dohme, and research funding from Bristol-Myers Squibb and EMD Serono. Shailender Bhatia reports consultancy from Genentech/Roche and EMD Serono; travel, accommodations, or expenses from EMD Serono and NantKwest; honoraria from Genentech/Roche, and EMD Serono; and research funding from Bristol-Myers Squibb, Immune Design, Merck, EMD Serono, Conkwest, OncoSec, and NantKwest. Omid Hamid reports consultancy for Amgen, Novartis, Roche, Bristol-Myers Squibb, and Merck; speakers bureau for Bristol-Myers Squibb, Genentech, Novartis, and Amgen; and research funding from AstraZeneca, Bristol-Myers Squibb, Celldex, Genentech, Immunocore, Incyte, Merck, Merck Serono, MedImmune, Novartis, Pfizer, Rinat, and Roche. Janice M. Mehnert reports consultancy for Merck Sharp & Dohme, Amgen, and Boehringer Ingelheim; travel, accommodations, or expenses from EMD Serono and Merck Sharp & Dohme; honoraria from Genentech and EMD Serono; research funding from Merck, Sanofi, Novartis, Polynoma, Immunocore, Amgen, AstraZeneca, Incyte, and MacroGenics; and other relationships with Amgen, EMD Serono, Merck, and Boehringer Ingelheim. Patrick Terheyden reports honoraria from Novartis, Roche, and Bristol-Myers Squibb UK; consultancy for Novartis, Roche, Bristol-Myers Squibb UK, and Merck and Co, Inc; and travel, accommodations, or expenses from Roche and Bristol-Myers Squibb UK. Céleste Lebbé reports honoraria from Roche, Novartis, Amgen, Merck Sharp & Dohme, and Bristol-Myers Squibb UK; consultancy for Roche, Novartis, Amgen, Merck Sharp & Dohme, and Bristol-Myers Squibb UK; speakers bureau for Roche, Amgen, Novartis, and Bristol-Myers Squibb UK; research funding from Roche and Bristol-Myers Squibb UK; and travel, accommodations, or expenses from Roche, Amgen, and Bristol-Myers Squibb UK. Karl D. Lewis reports research funding from Merck KGaA, Darmstadt, Germany. Michele Milella reports consultancy for Pfizer and Novartis and travel, accommodations, or expenses from Novartis. Michael Schlichting and Murtuza Bharmal report employment by Merck KGaA, Darmstadt, Germany. Meliessa H. Hennessy reports employment by EMD Serono. All other authors declare that they have no conflict of interest.
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