Increase in consumption of alcohol-based hand rub in German acute care hospitals over a 12 year period

Hand hygiene is one of the most effective measures for preventing healthcare-associated infections and the transmission of multidrug-resistant organisms [1, 2]. Adherence to the 5 Moments of Hand Hygiene remains of key importance for patient safety. However, reported compliance varies greatly [3]. Despite technical innovations and relevant limitations, direct observation based on the WHO protocol remains the gold standard [4]. Directly observed compliance rates are prone to the Hawthorne effect, overestimating performance [5]. Especially in overt observations improved compliance with hand hygiene can be occur in health care workers [6, 7]. In addition, this approach is time and resource intensive and might be difficult to implement in some centers [8]. Therefore, additional methods have proved necessary and have since been established. Consumption of alcohol-based hand rub (AHC) is used as a surrogate parameter for frequency of hand hygiene in various healthcare systems [9]. Application and interpretation of data can be difficult and has some pitfalls. The validity of AHC as a proxy for compliance with the 5 Moments model has not been conclusively established despite promising results [10]. While some reports describe a correlation with compliance on non-ICU inpatient wards [11, 12], others find no correlation between AHC and directly observed compliance [10]. Nonetheless, it provides opportunities for benchmarking and for additional feedback which is a key strategy for the improvement of hand hygiene compliance [13, 14].

In 2008 the national campaign for the improvement of hand hygiene in health care facilities (`Aktion Saubere Hände`) was launched in Germany. The campaign is ongoing. After a validation period, a surveillance module for alcohol-based hand rub consumption (AHC) was introduced in 2007 [15]. Documentation of consumption of alcohol-based hand rub on the ward level remained one of the mandatory elements for participation in the campaign [16] and is recommended in the official national hand hygiene guidelines for healthcare settings [17]. The number of participating hospitals has increased year by year. We previously reported an increase in AHC among wards that reported continuously every year between 2007 and 2015 [16].

The objective of this study was to show development of alcohol-based hand rub consumption in the period from 2007 until 2018in all wards and institutions that reported their rates of consumption.

The data presented in this study was derived from the voluntary German surveillance system for hand hygiene in health care institutions (HAND-KISS). Data on AHC and patient days (PD) was recorded by trained and designated infection prevention and control staff and submitted on an annual basis for every ward in each participating hospital. Data was aggregated based on HAND-KISS protocols and stratified into intensive care units (ICU), intermediate care units (IMC) and regular wards (RW) as well as by medical specialty, such as medical, surgical, pediatric and others [15, 16]. Specific information on the methodology of HAND-KISS and the calculation of reference data has been described in detail previously [16, 18]. All wards that provided data during the study period were included. Wards that provided annual data on AHC continuously during the study period 2007–2018 were included as the core group (CG) in this analysis.

The data utilised for this publication were anonymised or anonymized and collected in alignment with paragraph 23 the German Protection against Infection Act (“Infektionsschutzgesetz”). According this hospitals are required to routinely collect data on HAIs and aspects of HAI-prevention. Additional ethical approval and informed consent were therefore not required.

In 2018, a total 1460 hospitals reported AHC in 17,330 wards (14,857 RW, 1998 ICU and 475 IMC). A total 108 of 181 hospitals that participated in 2007 still had wards participating in CG and reporting annual data on AHC in 2018 (Table 1).

Annual data on AHC which was included in the analysis covered 16,213,364 PD in 2007 and covered 77,325,205 PD in 2018 (Table 2).

Significant increases in AHC were reported during the study period. However, differences in the development were observed in different types of wards (Fig. 1).

Median AHC increased from 70.6 ml/PD (IQR: 52.5–97.74) to 129.4 ml/PD (IQR: 102.5–160.9) on ICUs (1.74 fold; 95%CI 1.71, 1.76; p < .0001). Median AHC increased on IMCs from 39.6 ml/PD (IQR: 16.1–52.8) to 64.0 ml /PD (IQR: 45.3–93.0) (1.69 fold; 95%CI 1.60, 1.79; p < .0001). On regular wards median AHC was 14.45 ml/PD (IQR: 10.2.-20.6) in 2007 and increased to 28.8 ml/PD (IQR: 22.0–33.5) in 2018 (1.71 fold; 95%CI 1.70, 1.73; p < .0001). This development also applied to all types of wards in the core group (GC). ICU-CGs and RW-CGs had higher median AHC in 2018 compared to total participating ICUs and RWs.

In addition, ICU-CGs with AHC in the lowest quartile in 2007 had the largest increase among ICUs, while it was slightly lower for the wards in the second and third quartiles (Fig. 2a).

Participating RW-CGs that began AHC in the lowest quartile had the largest increase over time. This also applied to wards in the second, third and fourth quartiles (Fig. 2b).

In 2018 wards caring for adult patients had lower AHC than wards caring for pediatric or neonatal patient populations (Table 3). Overall, median AHC was 129 ml/PD (IQR: 103–161) on ICUs while median AHC was 162 ml/PD (IQR: 129–216) on neonatal ICUs. Median AHC in pediatric wards on RWs was 30 ml/PD higher then overall median AHC on RWs.

Of 1942 acute care hospitals in Germany [19], 1460 provided data on AHC (75.2%). Between 2007 and 2018 median AHC increased almost two fold. We previously reported a similar increase in our CG [16]. However, the following results expand on this observation and cover all participating hospitals as well as wards in addition to the CG.

A recent point prevalence study found that median AHC was 20.3 ml/PD in European acute care hospitals (personal communication C. Suetens). This study also reported that ICUs in Europe had median AHC of 60 ml/PD. In this study the representative sample of participating German acute care hospitals (n = 46) AHC was slightly above the median (20.0–29.9 ml/PD). However, median AHC in all 218 German hospitals that participated in this point prevalence study was 35 ml/PD [20].

Reported AHC data on ward level from other campaigns or surveillance systems is scarce. Documentation and reporting of AHC is performed frequently in French hospitals. The mandatory ICSHA system documented an increase in median AHC from 6.1 ml/PD in 2006 [21] to an expected minimal consumption of 129 ml/PD on ICUs and 30 ml/PD on regular medical wards [22]. These results are similar to those observed in our voluntary system.

In order to establish reliable benchmarks, results need to be comparable [16]. Invasive treatment in ICU settings probably presents additional opportunities for hand hygiene which would result in higher AHC [18]. For this reason, participating wards have been stratified into ICU, IMC and RW, and further subdivided by medical specialty enabling valid assessment of the individual ward by the local IPC-team. The need for this stratification is especially apparent when comparing neonatal and pediatric ICUs with adult ICUs. Not only higher AHC, but also higher rates of compliance were reported in these wards. The underlying reasons are not yet fully understood.

The cause of the increase in AHC in German hospitals is probably multifactorial. Between 2008 until 2018, the national hand-hygiene campaign ‘Aktion-Saubere Hände’ launched annual initiatives focused on various topics related to hand hygiene. They provided a stream of new teaching and educational materials, successfully introduced a system for a certification procedure, and established direct observation [23]. These were adapted by many participating institutions and raised public awareness, which might also have had an influence. The increase in AHC in our cohort was independent of the type of ward but it was especially evident in RWs. The positive development was observed most prominently but not exclusively in CG wards. AHC increased more over time, especially on wards which had lower AHC in 2007. These findings suggest the effectiveness of a long-term campaign on hand hygiene when combined with a voluntary surveillance system and the benefit of benchmarking and feedback by local infection prevention and control staff.

Several limitations apply to this study. Due to the voluntary nature of our surveillance system, it is possible that only highly motivated institutions participated. Continuous documentation of AHC, annual interpretation of results, and the implementation of measures for improvement are mandatory legal requirements for healthcare institutions in Germany. A majority of hospitals in Germany have opted to use our surveillance system. Therefore, selection processes appear less important for the external validity of the data.

It is possible that changing features of the patient populations and changes in the structure of hospitals had an influence on AHC. Nevertheless, the increase in AHC was seen in wards in CGs that did not change over time.

The correlation of AHC and compliance is not fully clear. Therefore, AHC can only be a surrogate of compliance to the 5 Moments of Hand Hygiene on ward level. It is possible that uptake and availability of AHC improved but that compliance did not. An increase in AHC and, therefore, also of hand disinfections performed per patient-day only reflect a fraction of the hand hygiene opportunities occurring on wards [24]. The nearly two fold increase in AHC is certainly not associated with a two-fold increase in compliance [23]. Direct overt observation of hand hygiene compliance provides only a little insight into daily practice, which is subject to uncertainties [25]. Documentation of AHC/PD allows for an easy and cost effective approach for a surrogate, providing a context for the results of direct observation.

Consumption of alcohol-based hand rub increased between 2007 and 2018 on every type of ward that participated. The increase in AHC was even higher in wards that started in the lower quartiles of distribution. Surveillance of AHC is now widely established in German hospitals as a tool for providing feedback. Further research is necessary to determine the underlying reasons for differences among specialties and the efficacy of feedback on AHC on the quality of hand hygiene as well as on compliance with the WHO 5 Moments of Hand Hygiene.