Introduction
Patients hospitalized for acute heart failure (AHF), characterized by a rapid onset of new or worsening HF signs and symptoms, have a poor prognosis and a high risk of readmission and death post-discharge [
1]. The main therapeutic options currently available to these patients include intravenous (IV) diuretics, vasodilators, vasoconstrictors, and inotropic agents [
2,
3]. However, the management of patients hospitalized for AHF remains challenging given the highly heterogeneous patient populations and the limitations of the currently available therapies [
4,
5]. Indeed, while the available therapies can relieve symptoms, they have limited long-term survival benefits and may be associated with short- and long-term adverse effects, which include impairment of renal function and hypotension [
2,
6].
Several previous studies have shown that the in-hospital AHF management in Japan is different from that of other countries [
2,
7‐
9]. Notably, patients stay in hospitals much longer in Japan than in the United States (US) and Europe (e.g., median range: 14–21 days in Japan [
10,
11] vs. 4–5 days in the US [
12] and 8–10 days across Europe [
9]). Furthermore, trends in natriuretic peptides and vasopressin receptor antagonists’ usage vary considerably between Japan and the US. Specifically, tolvaptan is approved and broadly used for the treatment of AHF in Japan, but it is only approved for the treatment of hyponatraemia in the US [
2].
A number of recent Japanese studies, such as registry-based studies [
10], electronic medical records [EMR]/claims studies [
13‐
17], and retrospective chart review studies [
18], have investigated treatment patterns and/or outcomes during AHF hospitalizations in Japan. Nevertheless, gaps in knowledge remain. Most of the previous research studied overall populations of patients hospitalized for AHF without differentiation based on severity of presentation. However, treatment strategies and associated outcomes of patients who are hemodynamically stable at admission and those who are not could be very different. Moreover, previous studies offer limited details regarding how patients were managed during long hospital stays, such as the type and duration of IV therapies, and treatment of patients after IV therapy and before discharge. In particular, there is very limited information regarding the utilization of in-hospital cardiac rehabilitation in Japan. Cardiac rehabilitation is a Class IIa recommendation for AHF patients once their condition stabilizes based on evidence that it decreases all-cause mortality, according to the Japanese Circulation Society (JCS) Guidelines for Rehabilitation in Patients with Cardiovascular Disease [
19]. Therefore, the objective of this study was to gain a granular understanding of patient characteristics, disease management, and hospitalization outcomes of patients hospitalized for AHF in Japan who are hemodynamically stable at presentation (e.g., patients without cardiogenic shock at admission or history of end-stage renal disease [ESRD]).
Methods
Data Source
This retrospective cohort study used data from the Japan Medical Data Vision (MDV) database that includes health claims and diagnosis procedure combination (DPC) EMR records from 376 Japanese DPC hospitals, representing 21.7% of all the 1730 DPC hospitals in Japan [
20]. The MDV database covers ~ 20 million patients in Japan representing ~ 15% of Japan’s population. Data recorded in the MDV database include International Classification of Diseases, 10th Revision (ICD-10) diagnosis codes, disease names coded using Japanese-specific disease codes, and procedures and drug prescriptions and administration coded using Japanese-specific receipt codes. In-hospital mortality information is available in the EMR data.
Compliance with Ethics Guidelines
Data are de-identified and comply with the patient confidentiality requirements of the US Health Insurance Portability and Accountability Act. No institutional review board approval was required for this study.
Study Sample
Adult patients hospitalized for AHF between 2013 and 2017 were selected (the five most recent complete years available, in order to provide a contemporary view of AHF disease management and outcomes in Japan; year 2018 was not included because only 2 months of data were available for this year). ‘AHF hospitalizations’ were defined as DPC hospitalizations of ≥ 2 days and < 6 months, for which a confirmed HF diagnosis (ICD-10 diagnosis codes: I50.x) was specified as “the reason behind the hospitalization”. Patients with eligible AHF hospitalizations were required to have data available for ≥ 6 months pre-admission and ≥ 30 days post-discharge. To further support HF as the reason for the hospitalization and consistent with existing clinical trial endpoint definitions of AHF hospitalization events, patients were included only if they were treated with IV diuretics and/or IV vasodilators within 48 h of admission. Given the intent of this study to inform care for the large majority of patients with HF who are hemodynamically stable at presentation, patients with acute coronary syndrome during the AHF hospitalization and patients with the following criteria were excluded: (1) history of ESRD or evidence of ESRD at admission; and (2) severe acute HF/cardiogenic shock, proxied by either the use of an intensified therapy on the admission day (i.e., mechanical support [including respiratory support using artificial devices with intubation, circulatory support including percutaneous cardiopulmonary support/extracorporeal membrane oxygenation, intra-aortic balloon pumping, and artificial devices, and renal replacement therapy], IV inotropic agents, or vasoconstrictors), or by evidence of low systolic blood pressure (SBP) at admission (SBP < 100 mmHg was used, based on an inherent cut-off in the data: SBP < or ≥ 100 mmHg) (Supplemental Table 1). If during the 5-year study period a patient had multiple AHF hospitalizations that satisfied the study inclusion/exclusion criteria, one eligible AHF hospitalization was randomly selected as the index AHF admission, and the index date was defined as the admission date of the index hospitalization. By randomly choosing the hospitalization, over-representation of de novo or pre-existing HF would be avoided and the selected hospitalizations would be more representative of the current practice for AHF hospitalizations in Japan.
Measurements
Patient characteristics were defined on or prior to the index date, as summarized below: demographics at the index date, Charlson Comorbidity Index (CCI) [
21] and the individual comorbidities assessed in the year pre-index, whether or not patients were de novo HF on admission to the index hospitalization (defined as the absence of HF diagnoses any time pre-index), and whether or not patients had an AHF hospitalization in the year before the index date (defined as hospitalizations with HF diagnosis and therapies for the treatment of AHF [see Supplemental Table 2] received within 48 h of admission; the definition relies on evidence that AHF therapies are usually initiated during the first 2 days of hospitalization [
11,
22] and on AHF guidelines that emphasize the importance of immediate diagnosis and treatment of patients presenting with AHF [
3]).
Use of medications during the index AHF hospitalization included: (1) duration of IV therapy, measured as the time from the first to the last IV therapy of any IV therapies for AHF (i.e., diuretics, vasodilators, vasoconstrictors, and inotropic agents; Supplemental Table 2), as a proxy for the time needed to hemodynamically stabilize the patient; (2) use of IV diuretics, such as days on IV diuretics, dose increase (defined as an increase in number of vials) and combination of an IV diuretic with another type of IV/oral diuretic (i.e., loop diuretics, thiazide, potassium-sparing [including spironolactone], or the aquaretic tolvaptan) on the same day; (3) use of IV vasodilators, such as days of IV vasodilator treatment and dose increase (defined as an increase in number of vials); (4) use of oral diuretics or oral vasodilators after IV therapy and before discharge (this was conducted in patients who were discharged alive); (5) use of mechanical support -mechanical ventilation with intubation, mechanical circulation, renal replacement therapy- during the index hospitalization (Supplemental Table 2); and (6) use of and duration of cardiac rehabilitation services. The proportions of patients with records for oral therapies for HF at admission (i.e., during the first two days of hospitalization) and at discharge (i.e., on the discharge day; among patients discharged alive) were reported (including angiotensin-converting-enzyme inhibitors [ACEi], angiotensin receptor blockers [ARBs], mineralocorticoid receptor antagonists [MRAs], oral diuretics, and oral vasodilators; Supplemental Table 2). Hospitalization outcomes were measured during the index AHF hospitalization and up to 30 days post-discharge and included, (1) length of stay (LOS), (2) use and duration of use of intensive care unit (ICU) services, (3) in-hospital mortality, and (4) 30-day post-discharge HF-readmission (defined as hospital readmission with therapies for the treatment of AHF (see Supplemental Table 2) received within 48 h of admission.
Temporal trends (from 2013 to 2017) were reported for the use of selected AHF medications (used by > 10.0% of patients), use of cardiac rehabilitation, and AHF hospitalization outcomes.
In addition, patients were categorized into four mutually exclusive treatment groups based on the type of AHF therapies received during the index AHF hospitalization: (1) intensified therapies (mechanical support, inotropic agents, or vasoconstrictors on day 2 or later during the hospitalization); (2) IV diuretics only; (3) IV vasodilators only; and (4) both IV diuretics and IV vasodilators (see Supplemental Table 2). Patient characteristics, treatment patterns, and outcomes were described for each group.
Statistical Analysis
All analyses were descriptive and no statistical testing was performed. For all analyses, means, standard deviations, and medians were reported for continuous variables; frequencies and proportions were reported for categorical variables.
Discussion
This study described details on how patients hospitalized for AHF were managed during hospitalization, and the outcomes associated with different treatments in Japan. Since patients who are not hemodynamically stable at admission could be treated very differently and may have distinctive outcomes, this study focused on those who are hemodynamically stable at admission. The study shows that in this old population (mean 80.0 years), a comprehensive and integrated treatment modality was provided during hospitalization, including an average of 10.6 days from the initiation to the completion of IV therapies, an average of 13.5 days on oral diuretics/vasodilators following IV therapy in over 90% of patients, and the use of cardiac rehabilitation in 51.7% of patients for an average of 11.7 days. The mean LOS was 23.3 days, in-hospital mortality was 13.2%, and 30-day HF readmission post-discharge was 9.5%. Notably, patients receiving intensified therapies had the longest duration of IV therapy and highest mortality. Temporal trends show that hospitalization outcomes remained relatively stable between 2013 and 2017, despite important changes in AHF management, such as a sharp decrease in carperitide use and increases in tolvaptan and cardiac rehabilitation use.
To our knowledge, this is the first real-world study detailing treatments and outcomes in patients hospitalized for AHF in Japan. The strength of the research is several folds. First, this study used data collected from Japan DPC hospitals, which included both hospitals specialized and not specialized in treating cardiovascular diseases. Therefore, findings of this study likely reflect the overall practice of treating AHF patients in Japan, as a supplement to the findings of the existing Japan registries which predominantly included specialized cardiovascular hospitals. Nonetheless, the use of AHF therapies observed in this study is largely consistent with the registry study by Yaku et al., which reported treatment with IV furosemide in 84% of patients and IV vasodilators in 68% of patients [
10]. This same study also reported similar results for the oral diuretics, ACE inhibitors, and ARBs at discharge [
10]. For beta blockers, however, the discharge rates reported by Yaku et al. are higher (66 vs. 43.0% in the current study), which may be due to the inclusion of different types of hospitals in center-based registry versus EMR/claims studies.
Second, this study reported the duration of in-hospital IV therapy, which, to our knowledge, has not been previously described. If the duration of in-hospital IV therapy can be considered as a proxy for the time needed to hemodynamically stabilize patients, it could serve as a useful measure for future studies. Third, this study provided details on cardiac rehabilitation services use during hospitalization in AHF patients. Although cardiac rehabilitation is a Class IIa recommendation in the JCS guideline, information about its usage has been limited. This study showed that only 51.7% of patients used cardiac rehabilitation services during hospitalization, and that these patients were older with a more complicated clinical course during hospitalization (e.g., had longer duration of IV therapy, a higher proportion of patients received intensified therapy and had ICU stay), but had lower baseline CCI and lower in-hospital mortality. Finally, the present study covered a more recent study period and thus better reflects the current disease management and outcomes of patients hospitalized in Japan.
Consistent with previous Japanese research [
10,
11,
13,
18,
23‐
25], the present study shows that LOS is long for AHF hospitalizations in Japan (median of 17 days; mean 23 days) compared to Europe where registry-based studies showed a median AHF hospitalization LOS of 7 to 10 days [
7] and to the US where a recent real-world study reported a median AHF hospitalization LOS of 4 days (mean of 6.6 days) [
26]. This reveals that the duration of IV therapy in patients hospitalized for AHF in Japan (median 6 days; mean 10.6 days) is as long as or even longer than the duration of the full AHF hospitalization in Europe or the US. Our data suggest that a comprehensive and integrated treatment modality is provided to this older population of patients hospitalized for AHF in Japan, contributing to long LOS. Long duration of IV therapy followed by low-intensity management with oral medications and cardiac rehabilitation in treating AHF reflects a unique practice in Japan. Indeed, the Japanese health insurance systems support rehabilitation during the hospitalization, including for acute care hospitals [
27]. For cardiovascular disease specifically, cardiac rehabilitation has been traditionally performed in the inpatient setting in Japan [
28], and for the elderly in particular, an existing inpatient rehabilitation program aims for patients to regain sufficient independent walking capacity for ambulatory discharge. In addition, based on the JCS guidelines, it is recommended that patients hospitalized for HF are educated and prepared for their post-discharge living environment during the hospitalization. In DPC hospitals, this practice is supported by the unique lump-sum per-diem-based payment system. With this payment scheme, a fixed amount of payment is allotted per patient per day to hospitals for selected services; the per-day payment amount varies depending on the patients’ LOS and decreases as the stay gets longer.
Notably, despite this study’s focus on patients who are hemodynamically stable at admission, a higher in-hospital mortality rate was observed (13.2%) compared to the rates previously reported (4.7–8.7%) [
10,
11,
13,
18,
24]. There are several possible explanations for this. First, despite that patients in this study had similar ages as those reported in other registry-based and EMR-based Japanese studies (~ 80 years) [
10,
13,
18,
23,
24], patients in the current study appeared to have more comorbidities. For instance, 59.8% of patients in the current study had a CCI ≥ 3, while other studies reported 8.6–41.0% [
13,
23]. Some comorbidities were more prevalent in the current study compared to others, including malignancy (31.6% in the current study vs. 8.0% [
13] in the literature), history of stroke (19.4 vs. 16–17% [
10,
29]), liver disease (20.9 vs. 2.1% [
13]), and chronic pulmonary disease (24.8 vs. 5–10% [
13,
18,
29]); although diabetes is less prevalent in the current study compared to others (25.0 vs. 29–37% [
10,
13,
18,
29]). Second, a high mortality rate could be due to non-cardiovascular conditions. While elucidation of the cause of death of these patients would be helpful to confirm this hypothesis, the cause of death was not available in the MDV database. Third, the high mortality rate may be due to the inclusion of hospitals not specialized in treating cardiovascular diseases. Evidence has shown that in-hospital mortality rates are lower in hospitals with a large number of subspecialty departments [
30], in hospitals with more cardiologists per cardiovascular bed [
16], and in areas with higher population density [
17]. Furthermore, while there are no studies to date that have investigated differences in the implementation of the AHF guidelines between hospitals in Japan, evidence from other cardiology areas and countries indicates that such differences are likely [
31,
32]. Fourth, differences in mortality may potentially be due to differences in the medical management of AHF. For example, prior real-world retrospective studies suggested that in-hospital mortality is higher among patients treated with carperitide compared with patients not treated with carperitide [
13,
33], which is inconsistent with randomized trial findings of improved outcome among patients with AHF treated with carperitide [
34]. Although the present study did not assess the impact of use of carperitide on in-hospital mortality rates, the proportion of patients who used carperitide during the AHF hospitalization in this study (highest: 55.9% in 2013; lowest: 40.0% in 2017) was higher than that reported in registry studies (30–37%) [
10,
13,
18]. Further studies are needed to clarify the impact of carperitide and other AHF treatments on in-patient mortality while controlling for confounding and other possible sources of bias. Finally, this study observed that the mortality rate was particularly high among patients requiring intensified therapies (37.4%). The markedly high mortality rate and longer duration of IV therapy to achieve stabilization in AHF patients requiring intensified therapies suggest an important unmet need for these patients.
Temporal trends in treatment and outcomes of patients hospitalized for AHF reported in the current study suggest that changes in management and treatment practices in Japan have not translated into significant changes in patient outcomes. The decline in carperitide use concomitant with an increase in tolvaptan usage observed in the current study is consistent with the findings of a recent report of 9-year AHF management trends in Japan [
11], which reported similar trends from 2007 to 2015. While carperitide is a recommended treatment for AHF in Japan (Class IIa recommendation) [
3], the decline in its usage in recent years may be due to a growing body of real-world evidence suggesting that carperitide is associated with suboptimal clinical and economic outcomes [
11,
13,
15,
33]. Similarly, the increase in tolvaptan use may be due to the 2013 JCS and Japan Heart Failure Society recommendation for the use of this drug in patients with HF and volume overload who have inadequate response to other diuretics [
2,
35] as well as emerging literature indicating that early initiation of tolvaptan versus conventional therapy is associated with significantly lower all-cause death in patients with AHF [
36]. In addition, the current study also reports a relative increase of 30% in the use of cardiac rehabilitation services (from 43% in 2013 to 56% in 2017), a trend that has not been previously assessed in the literature. Despite these important changes over time in the AHF management and treatment, neither our study, nor previous studies found trends of similar magnitude for AHF outcomes, including LOS, in-hospital mortality, and 30-day post-discharge HF readmission. Indeed, the outcome time trends observed in the current study are consistent with the results of the report of 9-year AHF management trends in Japan that showed a slight decrease in LOS between 2007 and 2015 that was not accompanied by changes in in-hospital mortality and 30-day HF readmission rates [
11].
Limitations
This study is subject to some limitations. First, MDV is not a closed system, therefore, while information is expected to be complete for the index AHF hospitalization, services received outside the MDV hospitals (e.g., some hospitalization post-discharge and outpatient visits) may not have been captured, which may have led to underestimating the readmission rate. However, given the study’s short follow-up (30-days post-discharge), this underestimation is expected to be minimal. Second, only in-hospital deaths are captured in MDV, while post-discharge mortality outside the hospital is not collected and therefore cannot be evaluated. Third, the cause of mortality was unavailable in the database. Consequently, it remains unknown whether the high mortality observed was due to HF-related factors or comorbidities. Fourth, clinical assessment of severity was unavailable, therefore severe HF presentation at admission (i.e., patients not hemodynamically stable) was defined primarily based on treatments received on admission day for the index AHF hospitalization rather than clinical measurements of severity. Fifth, IV dosages were calculated based on the number of used vials reported, so dose increases were only captured if they required ≥ 1 additional vial; this likely resulted in underestimating the proportion of patients with a dose increase. Furthermore, we cannot distinguish in the data between a planned titration and an unplanned dose increase. Sixth, laboratory test results were available for only ~ 10% of the patients and could not be studied. In addition, left ventricular ejection fraction (LVEF) data were unavailable. While patients with reduced versus preserved EF could not be identified and described individually, the current study provides novel information on the overall status and trends for HF management in Japan. Finally, while MDV covers > 15% of Japan's population, the results may not be generalizable to the entire Japanese HF patient population.