Background
Non-traumatic, spontaneous subarachnoid hemorrhage (SAH) affects 16,000 to 17,000 individuals each year in the United States [
1‐
3]. SAH has a 30-day mortality rate exceeding 40%, and surviving patients often demonstrate significant morbidity [
2,
4]. Over 80% of SAH can be attributed to intracranial aneurysm (IA) rupture. Familial aggregation studies of SAH have consistently identified an increased risk of a first-degree relative with SAH or family history of SAH independent of smoking and hypertension [
5].
Variants of the apolipoprotein E (
APOE) gene have been associated with Alzheimer's disease, lipid disorders and cardiovascular disease [
6‐
8]. Previous studies have demonstrated that
APOE ε4 and/or
APOE ε2 are associated with lobar intracerebral hemorrhage (ICH) [
9,
10]. We recently reported that haplotypes which include polymorphisms in the 5' untranslated region of the
APOE gene are risk factors for lobar ICH [
11]. Specific to SAH, Kokubo
et al. [
12] found significant association of
APOE ε4 with SAH in a Japanese population. Niskakangas
et al. [
13] reported association of
APOE ε4 with adverse outcome after aneurysmal SAH. No study on other polymorphisms of
APOE with regard to risk of SAH has yet been reported.
In addition to
APOE, the elastin (
ELN) gene emerged as a putative gene for IA after linkage was found on 7q11, where
ELN is located [
14]. However, prior association studies of SNPs in
ELN have been contradictory and remain inconclusive [
15,
16]. Further, few studies have been performed in US populations.
We performed a case-control study examining the association of variants in APOE and ELN among a group of US Caucasians with SAH.
Methods
Subjects
The methodology of the
Genetic and Environmental Risk Factors of Hemorrhagic Stroke study have been previously reported [
5,
11]. Cases of potential ICH or SAH in the Greater Cincinnati and Northern Kentucky are identified by surveillance of 16 hospital emergency and radiology departments and through monitoring of hospital discharge diagnoses. Eligible cases are ≥ 18 years, are without trauma or brain tumor as the cause of hemorrhage, and reside within a 50-mile radius of the University of Cincinnati. A subset of cases was invited to enroll in a direct interview and genetic sampling arm of the study. The response rate was reasonable with over 60% of the cases agreeing to participate. Two controls for each interviewed case, matched by age (± 5 years), race, and gender were recruited from the general population through random digit dialing. Controls were informed of their participation in a risk factor study. Institutional Review Boards at each hospital approved the study, and informed consents were obtained from the participants.
SAH was defined as non-traumatic abrupt onset of severe headache or altered level of consciousness associated with blood in the subarachnoid space on CT or at autopsy, or with a clinical history and examination consistent with SAH where xanthochromia and increased red blood cells are found in the cerebrospinal fluid.
A total of 309 Caucasians were included for analysis, of which 107 were SAH cases matched to 202 controls. There was no significant difference in the average age of cases and controls (51.48 ± 12.93 yrs vs. 50.68 ± 12.23 yrs; p = 0.521) or gender distribution (64.4% vs. 64.8% female; p = 0.992) between the cases and the controls. We also genotyped samples from a small group of African American subjects. However, the limited sample size (24 cases and 43 matched controls) lacked sufficient power to identify associations. Thus, our results refer only to Caucasian cases and controls.
DNA analysis
Buccal swabs were collected from each participant at the time of interview, and DNA was extracted by standard methods. Genotyping for
APOE ε2/ε3/ε4 alleles was performed by RFLP [
17]. For analysis of the SNP markers, genomic DNA was preamplified by whole genome amplification (WGA) using improved-primer extension preamplification. The WGA kit (High-Fidelity Expand Template System) was obtained from Roche Pharmaceuticals. Five nanograms of DNA was subjected to WGA and then diluted 50-fold, of which 2 μl was used for SNP genotyping. The WGA protocols are validated for analysis of genetic markers in our laboratory [
18].
The TaqMan™ (fluorogenic 5' nuclease) assay was used for SNP genotyping. The primers and probes were obtained from Applied Biosystems. PCR was conducted in ABI 9700 thermocyclers, and the end-point results scored using the ABI 7900HT Sequence Detection System. In each 384-well plate, two reference samples and two negative controls were included for quality control.
We analyzed 12 SNPs spanning a 16 kb fragment on the
APOE gene (Table
1) of which five upstream markers are now assigned locations on the
TOMM40 gene [
19]. Physical distance between the most distal 3'SNP (
rs10119) on
TOMM40 and the most proximal 5'SNP (
rs769446) on
APOE is approximately 2 kb. These 12 SNPs were analyzed in our previous study on ICH, which showed haplotypic association with lobar ICH [
11]. We selected 10 SNPs on the
ELN gene (Table
2), which were reported in previous association studies involving aneurysmal SAH [
14‐
16].
Table 1
Distribution of the studied SNPs in the APOE gene region
SNP1 |
rs157581 (TC) | 17663932 |
TOMM40 EX2 |
SNP2 |
rs1160983 (GA) | 17665447 |
TOMM40 EX5 |
SNP3 |
rs1160985 (TC) | 17671630 |
TOMM40 IN5 |
SNP4 |
rs1160984 (CT) | 17672142 |
TOMM40 IN5 |
SNP5 |
rs10119 (GA) | 17674891 |
TOMM40 3'UTR |
SNP6 |
rs769446 (AT) | 17676846 |
APOE Promoter |
SNP7 |
rs405509 (TC) | 17677054 |
APOE Promoter |
SNP8 |
rs440446 (CG) | 17677385 |
APOE 5'UTR |
SNP9 |
rs769452 (CT) | 17679328 |
APOE EX2 |
SNP10 |
rs429358(TC) | 17680159 |
APOE EX4 |
SNP11 |
rs769455 (TC) | 17680258 |
APOE EX4 |
SNP12 |
rs7412 (CT) | 17680297 |
APOE EX4 |
Table 2
Distribution of the studied SNPs in the ELN gene
SNP1 |
rs3757584 (GT) | 11474039 | 5' UTR |
SNP2 |
rs868005 (AG) | 11478458 | IN1 |
SNP3 |
rs2301995 (CT) | 11485484 | IN4 |
SNP4 |
rs2301994 (CT) | 11485607 | IN4 |
SNP5 |
rs3801459 (AC) | 11487753 | IN4 |
SNP6 |
rs13229379 (AC) | 11489504 | IN5 |
SNP7 |
rs2239691 (GA) | 11502513 | IN19 |
SNP8 |
rs2071307 (CT) | 11504058 | EX20 |
SNP9 |
rs104272300 (GA) | 11507178 | IN22 |
SNP10 |
rs3757587 (CT) | 11514372 | IN31 |
Statistical methods
Allele frequencies were estimated by gene counting. Conformity of genotype proportions to Hardy-Weinberg equilibrium (HWE) was tested by a goodness-of-fit χ
2 test. Haplotype frequencies and probabilities of haplotype pairs for each individual were estimated by PHASE version 2.1. PHASE implements Bayesian methods for estimating haplotypes from population data [
20]. Allele and genotype frequency differences were tested using allelic and genotypic χ
2 tests, respectively. Haplotype associations were tested using χ
2 and haplotype trend regression (HTR) [
21]. All
p-values for allele, genotype and haplotype associations were empirically determined by Monte Carlo simulations as described by Becker and colleagues [
22,
23]. Multiple testing was accounted for by testing a global hypothesis of no association for each of the single locus and haplotype test [
22,
23].
Genomic control
We performed a genomic control analysis to adjust for population substructure [
24]. This was done by typing 30 unlinked SNPs distributed throughout the genome as null markers in all samples (cases and controls) and conducting test statistics to estimate λ following the methods as described [
25].
Discussion
Although we did not observe significant association of the APOE variants and also could not confirm the association of APOE ε4 with SAH, we did find an association between SAH and the most common APOE haplotype, which occurred in nearly 1/3 of the SAH cases compared to 1/5 of controls. This haplotype included regulatory regions of the gene in the 5' untranslated region. Since variations of the 5' regulatory region are traditionally associated with decreased or increased expression of the gene, we hypothesize that regulation of APOE is the primary mechanism of association of this gene with SAH. We have not examined the 3' untranslated region and our most distal 3' SNP was within the last exon of the gene. Variations in the 3' untranslated region are associated with post-transcriptional processing and we are unable to comment upon variations in these regions.
Our recent study in lobar ICH demonstrated that in addition to the association of
APOE ε4 with lobar ICH,
APOE haplotypes, which include non-coding variants in regulatory regions, mediate the risk of lobar ICH [
11]. These findings underscore the importance of regulatory variants, in addition to coding sequences, in understanding the genetic basis of complex diseases.
Haplotypes have the advantage of providing information not only on the relationship of disease to a single polymorphism, but also on variants that are in linkage disequilibrium with the markers tested. The selection of large haplotypes may lead to "over-partitioning" in which haplotypes with very small frequencies may be spuriously associated with the phenotype in question. In our study, the most common haplotype was associated with the phenotype, making over-partitioning a less-likely confounder.
The primary function of APOE in lipid metabolism is to mediate the interaction of lipid particles with LDL and APOE receptors. The involvement of
APOE polymorphisms in lipid metabolism, Alzheimer's disease, and a host of cardiovascular and cerebrovascular diseases imply pleiotropic effects of the gene [
6‐
8]. Although outcome studies have implicated
APOE ε4 as a risk allele for cognitive impairment following subacute phase of aneurysmal SAH [
26] and a recent meta-analysis showed marginal association of ε4 carriers with SAH [
27], the biological role of APOE in the etiology of SAH remains unclear. Based on epidemiologic studies showing association of lower cholesterol levels to hemorrhagic stroke including subarachnoid hemorrhage [
28‐
30], it may be speculated that lipid metabolism involving APOE contributes to risk of SAH or its adverse outcomes.
A significant advantage of our study is the inclusion of polymorphisms other than those that code for APOE ε2 and APOE ε4. The overall haplotype spans a large region of the 5' untranslated region and the exons of the APOE gene, which allows for an examination of the regulatory regions. The sliding window analysis provides a compelling indication of association, which emerges from the 5' region of the gene. To our knowledge, no other study has examined any other SNPs of the APOE gene and risk of SAH.
The association of
ELN with SAH has not been consistent. Using an affected sib-pair design, Onda
et al. [
14] first reported linkage of familial IA to chromosome 7q11 in Japanese families. The putative locus was later confirmed by linkage in a set of extended pedigrees from Utah [
31]. However, two other linkage studies, from Japan and Finland, did not replicate these findings [
32,
33]. A putative candidate gene,
ELN, which maps to 7q11, raised the expectation of its association with IAs.
Although we did not find significant association either at allelic or haplotype levels, we do not to rule out the possible association of
ELN with SAH. Differences in allele frequencies and haplotype structures among populations could influence association results. The allele frequencies for many SNPs in our population were different from those reported in the Japanese population [
14]. Further, an associated polymorphism could be in LD with the functional variant and not be the functional variant by itself. Variation in LD pattern across populations, therefore, would be important in assessing association.
Case-control association designs should be viewed with caution because spurious association could be introduced by unrecognized population substructure. To guard against such false associations, we used a genomic control approach in which null markers distributed throughout the genome are used to adjust the association test statistics [
24]. The adjustment is carried out by estimating a variance inflation factor, λ, from the distribution of the test statistics at the null loci. In the absence of substructure, λ is 1 and the genomic control approach is equivalent to a standard case-control test. A major strength of our study was that we used genomic control to evaluate and correct for any population substructure in our samples. The λ value obtained form the 30 null SNPs was 1.06. This clearly illustrates absence of any major population stratification in our samples, which suggests that our results of association or lack thereof remain valid.
Authors' contributions
RK, PP and HX carried out the molecular genetic analysis, data analysis and participated in the preparation of the manuscript. MH, LS were involved in the study conception, data management, quality control and recruitment of subjects. CM was the principal data manager, and involved in conceiving the variable definitions, data cleanup and baseline statistical analysis. PS was the principal statistical analyst for the non-genetic variables. BK, DK and MF were involved in conceptual study design, critique of the analyses and manuscript preparation. DW, JB, RC and RD were involved in conceiving and designing the study, preparation and final revision of the manuscript. All authors read and gave approval of the version to be published.