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Erschienen in: BMC Medical Research Methodology 1/2023

Open Access 01.12.2023 | Research

Technologies for frailty, comorbidity, and multimorbidity in older adults: a systematic review of research designs

verfasst von: Alessia Gallucci, Pietro D. Trimarchi, Cosimo Tuena, Silvia Cavedoni, Elisa Pedroli, Francesca Romana Greco, Antonio Greco, Carlo Abbate, Fabrizia Lattanzio, Marco Stramba-Badiale, Fabrizio Giunco

Erschienen in: BMC Medical Research Methodology | Ausgabe 1/2023

Abstract

Background

Frailty, neurodegeneration and geriatric syndromes cause a significant impact at the clinical, social, and economic level, mainly in the context of the aging world. Recently, Information and Communication Technologies (ICTs), virtual reality tools, and machine learning models have been increasingly applied to the care of older patients to improve diagnosis, prognosis, and interventions. However, so far, the methodological limitations of studies in this field have prevented to generalize data to real-word. This review systematically overviews the research designs used by studies applying technologies for the assessment and treatment of aging-related syndromes in older people.

Methods

Following the PRISMA guidelines, records from PubMed, EMBASE, and Web of Science were systematically screened to select original articles in which interventional or observational designs were used to study technologies’ applications in samples of frail, comorbid, or multimorbid patients.

Results

Thirty-four articles met the inclusion criteria. Most of the studies used diagnostic accuracy designs to test assessment procedures or retrospective cohort designs to build predictive models. A minority were randomized or non-randomized interventional studies. Quality evaluation revealed a high risk of bias for observational studies, while a low risk of bias for interventional studies.

Conclusions

The majority of the reviewed articles use an observational design mainly to study diagnostic procedures and suffer from a high risk of bias. The scarce presence of methodologically robust interventional studies may suggest that the field is in its infancy. Methodological considerations will be presented on how to standardize procedures and research quality in this field.
Hinweise

Supplementary Information

The online version contains supplementary material available at https://​doi.​org/​10.​1186/​s12874-023-01971-z.
Alessia Gallucci and Pietro D. Trimarchi contributed equally to the manuscript.
The original online version of this article was revised: the authors requested to correct Dr. Cosimo Tuena’s affiliation to “Applied Technology for Neuro-Psychology Lab, IRCCS Istituto Auxologico Italiano, Milan, Italy”.
A correction to this article is available online at https://​doi.​org/​10.​1186/​s12874-023-01996-4.

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Introduction

Worldwide, life expectancy is rapidly increasing and according to the previsions, the proportion of people older than 60 years will reach 21.1% by 2050 compared to the 9.2% in 1990 and the 11.7% in 2013 (World Health Organization; https://​www.​who.​int/​news-room/​fact-sheets/​detail/​ageing-and-health). Despite the improvement of instruments and standards of care, late life is not empty of complex chronic medical conditions that represent major problems in particular for health care systems still focusing on a disease-oriented approach [1].
Accordingly, the transition towards an aging world is boosting a gradual passage to more person-focused care models [2]. Within these models, frailty, comorbidity, and multimorbidity have recently caught the attention of scholars and clinicians, with a significant increase of publications [3], even about the application of technological tools for diagnosis and intervention of these conditions. However, recent literature reviews underlined limitations linked to methodological procedures of research conducted in this field, reducing studies’ validity and results’ generalizability [4, 5]. Indeed, most of the studies testing technology feasibility use observational designs with assessment purposes in limited and heterogeneous samples of frail, comorbid, or multimorbid older patients, while interventional studies involving groups of patients defined by clear inclusion and exclusion criteria are under-represented. These methodological difficulties may be also linked to the interchangeable modality by which frailty, comorbidity, and multimorbidity are often defined, with a lack of consensus regarding their operational translation in practice [6]. Although frequently used as synonyms, these conditions are separate clinical concepts [7] that can independently coexist or mutually interact constituting pre-disability conditions [8].
There is an agreement depicting frailty as a dynamic and multicomponential condition depending on or leading to an extreme vulnerability to stressors and reduced resiliency [9, 10]. Despite this consensus, frailty has been alternatively defined as the result of the accumulation of deficits [11] or as a clinical syndrome (i.e., Frailty Phenotype) [7], with both these definitions failing to include symptoms belonging to psychosocial and cognitive domains, that are instead captured by the more recent concept of intrinsic capacity [12, 13].
The controversy about definitions of multimorbidity and comorbidity depends on the nature, time of onset, and assessment of the diagnosed clinical diseases [14] that co-occur, not interdependently, in the case of multimorbidity or that generate combined effects in reference to an index chronic disease in the case of comorbidity [15].
The prevalence of frailty, comorbidity and multimorbidity increases with aging [16], leading to reduce life expectancy, impairments in daily living activities and postoperative complications, increased risk of mortality, and costs for public health, in terms of frequency and duration of emergency room visits and hospital admissions [1720]. Therefore, care pathways aiming at personalizing interventions based on the needs of older patients, namely patient-centered health systems, may be crucial to cover the urgency to manage the impactful long-term consequences of these conditions [17]. Going further, these novel care approaches could benefit from the use of assistive health technology (i.e., technological solutions aiming to maintain or improve functionality, autonomy, and well-being) or medical devices (i.e., technological solutions aiming to support prevention, diagnosis, and treatment) to prioritize integration between different settings of care and care professionals, the inclusion of caregivers in the treatment programs, development of remote self-management solutions and procedures [2123].
Accordingly, in the last years, research showed that Information and Communication Technologies (ICTs), machine learning algorithms/models [24], and virtual reality tools [25, 26] may be beneficial for older people [27, 28]. In particular, technologies demonstrated to ameliorate diagnosis, prognosis, and prevention strategies [29] as well as facilitate remote monitoring [30], continuity of care [31], access to healthcare services [32] and even patients’ independence and quality of life [33].
However, studies pointed out also barriers to the use of technology in samples of frail, comorbid, and multimorbid older people, preventing cost-effectiveness analysis and solid integration of technologies within complex assistive models. Beyond technical and economic aspects [33, 34], as already mentioned, research seems to lack rigorous methodological approaches, with a clear displacement towards assessment of frailty, comorbidity, and multimorbidity compared to clinical trials testing technologies as intervention tools in samples suffering from complex geriatric syndromes. Indeed, technologies have been mostly tested in reference to their technical aspects, whereas applications in clinical settings frequently are pilot experiences on small and mixed groups of patients, not providing analysis of patients’ needs, considerations about usability and acceptability of tested devices, exploration of characteristics of the real-world application scenarios [4, 5].
Despite these limitations, to the best of our knowledge, literature still lacks a comprehensive review of research designs, in terms of observational or interventional designs, that studies using technologies for the assessment and treatment of aging-related syndromes in older people have applied so far.
This review aims to fill this gap by systematically describing research designs and procedures currently applied to transfer laboratory results to real-world practices in order to critically appraise studies’ methodological quality based on structured criteria and present considerations on how to standardize studies’ methods and research quality in this field.

Methods

Our systematic review was conducted according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines [35]. PROSPERO registration number: CRD42020218053.
The selected keywords were: “frailty”, “multimorbidity”, “comorbidity”, “aging”/“elderly” that were combined, into three arms, with ICT, machine learning, and virtual reality [33, 3639]. See Appendix A in the Supplementary material for the details of the search strategies and combinations.
The arms were searched as major topics in Pubmed, Web of Science, and Embase (Ovid), restricting the literature search to title, abstract, and keywords.
Using a web and mobile systematic review manager [40], after duplicates removal, four blinded researchers (A.G., P.D.T., C.T., S.C.) in pairs categorized the records as “included”, “excluded”, or “unsure” based on title/abstract. Then, during the full-text screening, records included or categorized as “unsure” in the first stage were reviewed. In both screening stages conflicts were resolved by consensus of the researchers of each pair and a third author was consulted if discrepancies remained. The authors of papers whose full-text was not available were contacted.

Selection criteria

Eligible for inclusion were peer-reviewed studies published to the end of September 2020. The following hierarchy of eligibility criteria was adopted: (a) English written articles; (b) articles involving human samples; (c) peer-reviewed articles; (d) articles including frail or multimorbid or comorbid participants older than 65 years. In particular, we considered records in which frailty or multimorbidity or comorbidity were the main outcomes of the technology-based assessment or intervention, while we excluded studies where these conditions were simply assessed to describe participants but were not part of the studies’ aims; (e) articles applying technologies with clear diagnostic or intervention purposes. Therefore, we excluded records including technologies only to assess their usability or acceptability. Moreover, we included papers on telerobotics devices, while robotics used in surgical settings were excluded; (f) original peer-reviewed articles with interventional or observational study designs according to types proposed in [41], while narrative or systematic reviews, meta-analyses, case-reports, abstracts, conference proceedings and study protocols were excluded.

Data extraction and synthesis

Data from each of the included studies were collected by one of the authors in each pair by using a specific form. Data were checked for accuracy and completeness by the other pair’s member and discrepancies were solved by consensus and/or by a third author if needed (see Table 1).
Table 1
Characteristics of the included studies
Paper
Sample (N)
Age
Condition
Condition assessment or criteria
Outcome variable
Adopted technology
Research methodology
General aim
Specific aim
Alqahtani et al., 2017 [55]
N = 29
mean 87,
sd 6
Frailty
Fried criteria
Upright balance, lower extremity muscle strength
Balance accelerometer; uni-axial load cell
Observational (Diagnostic accuracy study design)
Assessment
Validation of inexpensive measurements of strength and balance
Ambagtsheer et al., 2020 [56]
N = 592
median 88,
(IQR 9.0)
Frailty
Electronic Frailty Index
Clegg’s 36-items: activity limitation, chronic disease, falls, social isolation, cognition, mobility, polypharmacy, sleep quality and weight loss.
Machine Learning: K-Nearest Neighbours, Decision Tree, Support Vector Machines
Observational (Diagnostic accuracy study design)
Assessment
Identifying frailty from administrative records
Boumans et al., 2019 [62]
N = 42
mean 77.1,
sd 5.7
Frailty
Frailty Index
Time for completion of the questionnaires/robot–patient and nurse–patient interactions; percentage of robot–patient interactions completed autonomously
Social robot
Observational (Diagnostic accuracy study design)
Assessment
Effectiveness and acceptability of robot assistant assessment
Camicioli et al., 2015 [63]
N = 72
mean 74.97,
sd 1.44
Frailty
Fried criteria
Handwriting parameters: velocity, pressure, pauses.
Writing tablet with an instrumented pen for quantifying three-dimensional aspects of copying
Observational (Diagnostic accuracy study design)
Assessment
Studying relation between handwriting measures and frailty
Dupuy et al., 2017 [45]
N = 32
mean 81.63,
sd 1.57
Frailty
Fried criteria
Everyday activities; safety; social participation; interaction support; functional status; caregiver burden
Assisted-living platform: a set of wireless sensors and two touchscreen tablets
Interventional (Randomized controlled trial)
Intervention
Enhancing ADL authonomy, safety and sociality
Galan-Mercant & Cuesta-Vargas, 2013 [64]
N = 30
mean 76.98,
sd 4.85
Frailty
Fried criteria
Variability of the three-axes accelerations, angular velocity, and displacement of the trunk during the Si-St and St-Si transitions
iPhone 4 accelerometer
Observational (Diagnostic accuracy study design)
Assessment
Detecting frailty from Sit-to-Stand and Stand-to-Sit transition measures
Galan-Mercant & Cuesta-Vargas, 2014 [65]
N = 18
mean 79.95,
sd 5.37
Frailty
Fried criteria
Magnitude of accelerometry values
Trialxial gyroscope, accelerometer and a magnetometer in the iPhone 4 smartphone
Observational (Diagnostic accuracy study design)
Assessment
Improving the traditional assessment tools
Galan-Mercant & Cuesta-Vargas, 2015 [66]
N = 30
mean 76.98,
sd 4.85
Frailty
Fried criteria
ETUG test: sit-to-stand, gait go, turning, gait come, turn-to-stand-to-sit
Tri-axial gyroscope, an accelerometer and a magnetometer in the iPhone 4.
Observational (Diagnostic accuracy study design)
Assessment
Using intertial sensors embedded in a smartphone to measure kinematic variables in frail elderly
Garcia-Moreno et al., 2020 [67]
N = 79
mean 75
Frailty
Fried criteria
Fried criteria: “non-frail” 0 criteria, “pre-frail” 2 criteria, “frail” ≥3 criteria
Samsung Gear S3 wearable sensors; Microservices System Architecture; Frailty Status App; Cloud Server; Machine Learning algorithms
Observational (Diagnostic accuracy study design)
Assessment
To assess frailty status during the performance of IADLs
Gianaria et al., 2016 [68]
N = 30
mean 75.6,
sd 7.5
Frailty
Tillburg Frailty Indicator
Walking time/speed, covered distance, swing time, double support time, balance during walking, torso inclination angle
Microsoft Kinect sensors with skeleton tracking feature
Observational (Diagnostic accuracy study design)
Assessment
Detecting frailty from gait and posture features
Golkap et al., 2018 [69]
N = 36
mean 82,
sd 10
Frailty
Edmonton Frail scale
Arterial hemoglobin oxygen saturation; movement in a location; bed or chair occupancy
Home Monitoring Platform: sensors to acquire patient’s habits/clinical data; home gateway, a remote server to store patient data; clinician portal to view and manage patient data
Observational (Diagnostic accuracy study design)
Assessment
Studying an integrated care system to support independent living of frailty
Graňa et al., 2020 [76]
N = 645
mean 84.2
sd 6.76
Frailty
Fried criteria
Readmissions rates
Machine Learning - Linear discrimination analysis, Support vector machines, Multilayer perceptrons, K nearest neighbors, Random forests
Observational (Retrospective cohort study design - Predictive model)
Prediction
Studying frailty as a predictor of hospital readmissions
Hassler et al., 2019 [72]
N = 474
≥ 65
Frailty
Fried criteria
≥ 3 Fried criteria
Machine Learning – naïve Bayes classifier (NB), CART algorithm tree and bagging CART, C5.0 algorithm, Random Forest analysis, SVM, LDA
Observational (Retrospective cohort study design - Predictive model)
Prediction
Finding predictive factors for frailty
Held et al., 2017 [77]
N = 1686
≥ 70 years
Geriatric syndromes (Frailty; Cognitive impairment; Falls; Incontinence)
Fried criteria; Clinical assessment for cognition; The International Consultation of Incontinence Questionnaire; ≥ 2 falls in 12 months
Frequency of medication combinations
Machine Learning - Association Rule, Frequent-Set analysis
Observational (Cross-sectional study design)
Prevalence
Detect patterns of medication combinations according to geriatric syndrome status
Kubicki et al., 2014 [49]
N = 46
mean 81.87,
sd 5.9
Frailty
Fried criteria
Postural control, rapid arm movement
2D virtual reality-based program of motor telerehabilitation
Interventional (Randomized controlled trial)
Intervention
Enhancing postural control and balance
Kubicki, 2014 [57]
N = 37
mean 82.25,
sd 6.01
Frailty
Fried criteria
Gait speed; hand maximal velocity; timed up and go
Semi-immersive virtual reality with active motion-capture system based onvision technology
Observational (Diagnostic accuracy study design)
Assessment
improving detection of motor control efficiency
Lee et al., 2019 [51]
N = 65
≥ 65
Frailty
Custom questionnaire (based on Study of Osteoporotic Fractures index)
Health status, exercise, frailty, handgrip, body mass
Smart phone learning and balance/flexibility exercise
Interventional (Non-randomized trial)
Intervention
Reducing frailty
Martin-Lesende et al., 2016 [70]
N = 83
mean 81.3 (IQR: 77.1–85.4)
Multimorbidity
Presence of heart failure and/or chronic lung disease; ≥ 2 admission to hospital in the previous year
Mortality rate
Telemonitoring
Observational (Retrospective cohort study design)
Mortality rate
To assess mortality according to multimorbidity and telemonitoring status
Mateo-Abad et al., 2020 [52]
N = 856
mean 77.6,
sd 7.7
Multimorbidity
CIRS
Use of health care services, clinical control of the examined conditions, physical functional status, patient ́s satisfaction.
ICT-based platforms
Interventional (Non-randomized trial)
Intervention
Impact of an integrated care program on health resources use, clinical outcomes, and functional status
Merchant et al., 2020 [71]
N = 2.589
mean 73.1,
sd 6.5
Geriatric Syndromes (Frailty, Cognitive impairment, Sarcopenia, Anorexia of aging)
FRAIL questionnaire
Prevalence of frailty, sarcopenia, anorexia of aging
iPad mobile application for Rapid Geriatric Assessment
Observational (Cross-sectional study design)
Prevalence
Studying prevalence of frailty, sarcopenia and anorexia of aging
Orlandoni et al., 2016 [46]
N = 188
mean 85.47,
sd 7.03
Multimorbidity
CIRS
Incidence rates of complications, outpatient hospital visits, hospitalizations
Samsung Galaxy tablet for video consultation
Interventional (Randomized controlled trial)
Intervention
Enhancing home enteral nutrition management
Ozaki et al., 2017 [54]
N = 27
mean 73,
sd 6
Frailty
Fried criteria
Preferred and maximal gait speeds, tandem gait speeds, timed
up-and-go test, functional reach test, functional base of support, postural stability, muscle strength of the lower extremities, grip strength
Balance exercise assist robot
Interventional (Cross-over randomized controlled trial)
Intervention
Enhancing balance and walking
Paliokas et al., 2020 [58]
N = 80
mean 78.08,
sd 5.48
Frailty
Fried criteria
Errors related to the product types/number, payment errors, overall duration, selected item types/number, payment score, overall score
Non-immersive Virtual Reality Serious Game
Observational (Diagnostic accuracy study design)
Assessment
Detecting frailty from Virtual Reality Serious Game
Parvaneh et al., 2017 [59]
N = 120
mean 78,
sd 8
Frailty
Fried criteria
Daily postural transition
Unobtrusive shirt-embedded sensor with a three-axis accelerometer
Observational (Diagnostic accuracy study design)
Assessment
Identifying frailty from daily postural transitions
Peng et al., 2020 [73]
N = 86.133
mean 82.5
Frailty
Multimorbidity frailty index
All-cause mortality; unplanned hospitalizations; intensive care unit admissions.
Machine Learning - random forest method, Kaplan-Meier survival curve/log-rank test, Cox proportional hazard models
Observational (Retrospective cohort study design - Predictive model)
Predicition
Developing a machine learning–based multimorbidity frailty index
Persson et al., 2020 [53]
N = 94
mean 80,
sd 8
Comorbidity
CCI
Health-related quality of life; influence of healthcare dependency measures on HRQoL or vice versa
Telemonitoring system: digital pen technology supported by hospital-based home care
Interventional (Pre-post study design)
Intervention
Enhancing quality of life
Ritt et al., 2017 [60]
N = 123
mean 82.4,
sd 6.25
Frailty
Fried criteria; Frailty Index; Clinical Frailty Scale; Frailty index based on a comprehensive geriatric assessment
assessment
Spatio-temporal gait parameters
Electronic walkway; shoe-mounted inertial sensor-based mobile gait analysis system.
Observational (Diagnostic accuracy study design)
Assessment
Detecting frailty satus from gait analysis
Sargent et al., 2020 [74]
N = 1453
mean 79,
sd 0.54
Frailty
Fried criteria; MMSE score ≤ 23, TMT-A score ≥ 78, TMT-B score ≥ 106
Cognitive frailty: MMSE score ≤ 23, TMT-A score ≥ 78, TMT-B score ≥ 106; Physical frailty: ≥ 3 Fried criteria
Machine Learning - tree boosting approach model
Observational (Retrospective cohort study design - Predictive model)
Predicition
Studying biological mechanisms that relate physical frailty and cognitive impairment.
Schiltz et al., 2020 [75]
N = 6.617
≥ 65
Multimorbidity
Self-reported multimorbidity
30 day hospital readmission
Machine Learning - Random forest analysis, Classification and regression tree, Modified Poisson regression analysis, generalized estimating equation approach
Observational (Retrospective cohort study design - Predictive model)
Predicition
Studying IADL dependency as a predictor of hospital readmissions
Takahashi et al., 2012 [47]
N = 205
mean 80.3,
sd 8.2
Multimorbidity
CIRS
Hospitalization and emergency department visits
Telemonitoring device
Interventional (Randomized controlled trial)
Intervention
Reducing hospitalizations and emergency department visits
Tomita et al., 2007 [48]
N = 78
mean 73.8,
sd 4.7
Multimorbidity
CIRS
Functional status (ADL, IADL, MMSE, CHART)
Ambient assistive living: computer with internet access, X10-based smart home technology
Interventional (Randomized controlled trial)
Intervention
Studying feasibility and effectivenes of smart home technologies
Tsipouras et al., 2018 [61]
N = 73
mean 78.15,
sd 5.5
Frailty
Fried criteria
Number and durantion of transitions
Bluetooth localization system: sensorobluetooth beacons, smartphone andMaschine Learning for frailty level assessment: Naïve Bayes classifier, k-Nearest Neighbour, Neural Networks, Decision Trees algorithm, Random Forests
Observational (Diagnostic accuracy study design)
Assessment
Correlation between indoor activities and frailty status
Violán et al., 2019 [78]
N = 916.619
mean 75.4,
sd 7.4
Multimorbidity
> 1 of 60 chronic diseases
> 1of selected 60 chronic diseases; sociodemographics; number of invoiced drugs; use of health services
Machine Learning - fuzzy c-means clustering algorithm
Observational (Cross-sectional study design - Predictive model)
Predicition
Identifying multimorbidity patterns in the electronic health records
Volders et al., 2020 [50]
N = 585
mean 74.5,
sd 6.4
Multimorbidity
Self-reported multimorbidity
Physical activity
ActiGraph GT3X-BT accelerometer
Interventional (Randomized controlled trial)
Intervention
Studying the effect of a computer-tailored phisical activity intervention
Number (N); standard deviation (sd); interquartile range (IQR); Charlson Co-morbidity Index (CCI); Minimental State Examination (MMSE); Trail Making Test – version A and B (TMT-A, TMT-B); Expanded Timed Up and Go test (ETUG); Activities of Daily Living (ADL); Instrumental Activities of Daily Living (IADL); Craig Handicap Assessment and Reporting Technique (CHART); Classification And Regression Tree salgoritm (CART); Information and Communication Technologies (ICT); Support Vector Machine (SVM); Linear Discriminant Analysis (LDA).

Quality assessment

We chose the most appropriate quality assessment tool based on the records’ study design defined according to [41]. In particular, interventional randomized and non-randomized clinical trials were assessed using the Cochrane Collaboration’s Risk-of-Bias Tool [42]. Observational studies with diagnostic aims were assessed using the Quality Assessment of Diagnostic Accuracy Studies tool – second version (QUADAS-2) [43]. Observational studies using predictive models with prognostic purposes were assessed through the Quality In Prognosis Studies (QUIPS) tool [44]. See Supplementary materials for details of the scales used.
Six blinded researchers (A.G., P.D.T., C.T., S.C., A.GR., F.R.G.) in pairs evaluated the studies’ quality. Conflicts were solved by consensus of authors in each pair or by the involvement of a third author in case of discrepancies.

Results

Review selection

Based on our keywords we retrieved 2207 records. After removing duplicates, we screened the title and abstract of 1626 papers. According to our selection criteria and following the consensus on conflicts, 290 studies moved then to the full-text screening. Among the 290 full texts, 34 papers met our inclusion criteria and were included in the qualitative synthesis (Fig. 1).

Quality assessment

The quality and the risk of bias assessment of the retrieved studies are summarized in Figs. 2, 3 and 4. Considering the Cochrane Collaboration’s Risk-of-Bias Tool (Fig. 2), we evaluated 10 papers out of 34. Among these, six were randomized control trials [4550], two were non-randomized control trials [51, 52], one was a pre-post design [53] and one was a cross-over randomized control trial [54]. The analysis of the risk of bias across studies revealed a high average quality with only two studies exposed to selection bias [52, 53] and two studies exposed to performance bias [45, 49].
Based on the QUADAS-2 ratings (Fig. 3a), we assessed 15 [5569] diagnostic accuracy studies, one retrospective cohort study [70], and one cross-sectional study [71]. The average quality of the included studies was intermediate to low as most of the analyzed items, in particular the tested index, the standard of reference, and timing of measurements, despite not totally at high risk of bias, were evaluated as unclear due to the lack of information in most of the retrieved papers. The item regarding the selection of patients was assessed as low risk by most of the papers, however, compared to the other items, it obtained the higher number of high risk ratings. Considering the evaluation of the applicability through QUADAS-2 (Fig. 3b), the quality of the retrieved observational studies was high.
We used the QUIPS tool to evaluate the quality of six observational studies describing a predictive model (Fig. 4). Among these, five papers were retrospective cohort studies [7276] and one paper was a cross-sectional study [77]. The average quality was intermediate to low as the risk of attrition and confounding factors, as well as bias in patients’ section, were rated from moderate to high by most of the studies in this group.

Research methodology

The majority of the selected papers (24/34) reported observational studies, whereas only ten out of thirty-four studies were interventional researches (Table 1). Below we report the main results organizing the selected studies according to these two major methodological approaches.

Observational studies

Twenty-four out of thirty-four papers were observational studies and involved 923,319 patients affected by multimorbidity [70, 75, 78], 90,096 affected by frailty [5569, 7274, 76] and 1,765 patients affected by geriatric syndromes [71, 77]. The diagnostic accuracy study design was the most represented study typology, with fifteen out of twenty-four studies [5569], and the general aim of all these studies was to assess a diagnostic methodology devoted to detect frailty. The second most represented study typology was the retrospective cohort study design, with six out of twenty-four studies. The general objective of five of these studies was to elaborate a predictive model for frailty [7274, 76] or multimorbidity [75], whereas the general aim of the last one was to study the mortality rate of patients suffering from multimorbidity [70]. The typology of the remaining three papers refered to cross-sectional study design. The general aim of two of these was to study prevalence of geriatric syndromes [71, 77] and the third study aimed to elaborate a predictive model for multimorbidity [78].
The twenty-four observational studies selected implemented different ICT technologies. Among the fifteen diagnostic accuracy studies, wearable sensors were the most common ICT technologies used and were mainly proposed to analyze postural and movement variables [55, 5961, 67]. Four studies proposed to exploit widely diffuse technologies (smartphone or tablet) to analyze movement parameters during sit-to-stand tasks [6466] or handwriting [63]. Two studies implemented virtual reality technologies, one to propose serious games [58] and the other to implement movement analysis [57]. The remaining four studies were based on different technologies: one study implemented a social robot to administer clinical questionnaires [62], another one assessed motion and walking parameters using commercial motion capture sensors like Kinect [68], a third one implemented a home monitoring platform with ambient sensors to analyze patient daily habits [69], and the last study used machine learning to identify frailty from administrative data [56]. Among the six retrospective cohort studies selected, five exploited different machine learning methods to develop predictive models for frailty [7274, 76] or multimorbidity [75], whereas one study analyzed data from a telemonitoring experience to assess mortality according to multimorbidity and telemonitoring status [70]. The remaining three cross sectional studies implemented, in two cases, machine learning algorithms to generate predictive models for multimorbidity [78] or to detect patterns of medication combinations according to geriatric syndrome status [77], and in one case a mobile iPad application was used to study the prevalence of geriatric syndromes [71].

Interventional studies

Ten out thirty-four papers were interventional studies and involved 1912 patients affected by multimorbidity [4649, 52], 170 affected by frailty [45, 50, 51, 54] and 53 with comorbidity [53].
Seven studies were randomized controlled trials, four devoted to study interventions for multimorbidity [4649] and three for frailty [45, 50, 54]. The remaining three studies were two non-randomized trials, one for frailty [51] and one for multimorbidity [52], and one a pre-post study design which analyzes an intervention for comorbidity [53].
The seven randomized controlled trials selected used different ICT technologies. Three studies promoted physical activity (PA) or motivation toward PA through virtual reality [50], robot [54] or a web-based motivational program [49]; two studies analysed Ambient Assisted Living (AAL) interventions [45, 48], one study used telemonitoring [47] and another one a video consultation intervention [46]. The three further non-randomized trials proposed a smart-phone based PA program [51], a telemonitoring system [53] or an integrated care intervention [52].

Discussion

The present review first aimed to systematically describe research designs implemented by studies about technologies applications to clinical assessment and treatment of aging-related syndromes. Overall, the results showed a clear imbalance toward a more represented amount of observational studies compared to interventional ones. This result reflects the well-known limits of applying only standard Randomized Clinical Trials (RCTs) in the research field of technology-based interventions for rehabilitation purposes [79]. Moreover, the quality assessment revealed that interventional studies were of higher quality, whereas observational studies were mainly of intermediate to low quality. Taken together, these findings may suggest that the field is still seminal as emerged in a previous review [4].
Our second aim was to propose a step model to standardize studies’ methods and improve the research quality in this field. This is in line with the actions of the European Network for Health Technology Assessment. This network on technology research recommends: a clear assessment of previous studies’ results; the disclosure of the rationale for using technology; the clinical indication of the population, the kind of intervention and comparators; the evidence about safety and effectiveness; the definition of study design (see https://​www.​eunethta.​eu/​methodology-guidelines/​). Based on these recommendations, we hypothesize that one possible interpretation of our results could be the absence of a strong frame of reference describing all the steps useful to obtain a technology of good quality to be used for diagnostic or interventional purposes in a real-world setting. Considering the field of new drugs development, suggestions on how to formulate a canonized frame helping to overcome the emerged limitations could be found. Indeed, we propose that the development of a new technology to be used for diagnostic or interventional purposes has to pass several steps similar to those of the process to develop a new drug, as shown in Table 2.
Table 2
5-step Model
Drug Development phases
Technology Development phases – 5 step Model
Preclinical studies (i.e., aninal testing)
Development of a new technology or adaptation of an existing one
Phase 1, proof of safety (i.e., study of drug pharmacokinetic and pharmacodynamics)
Target population analysis; technology usability, acceptability and safety
Phase 2, proof of principle (i.e., preliminary controlled studies on drug efficacy)
Clinical research, RCTs on small selected groups*
Phase 3, pivotal studies (i.e., large effectiveness studies on heterogeneous populations)
Clinical research, pragmatic design studies on large groups in a real-world setting with effectiveness and cost-efficacy analyses*
Phase 4, post-Market monitoring
Review from a recognized Institution and Post-Market monitoring
*If the technology is intended for diagnostic purposes, the “Clinical research” phases would comprise observational studies with the
aim to analyze validity, reliability, sensitivity, and specificity first in small selected groups and then in large groups in a real-world
setting
In our model, the two phases of the “Clinical research” step represent the attempt to exploit the power of “Efficacy” studies, which are intended to assess the performance of an intervention under ideal circumstances, as well as “Effectiveness” studies, which are intended to produce evidence of therapeutic effectiveness in real-world practice settings [80, 81]. Usually “Efficacy” studies are the classical RCTs that, even though represent the gold standard for evaluating the efficacy of an intervention, require highly controlled conditions to avoid biases and confounding factors [81]. On the other hand, “Effectiveness” studies are retrospective or prospective real-world observational studies that, by using a less strict methodology and examining interventions under circumstances closer to real-world practice, lead to complementary evidence to that provided by RCTs, even if they are more prone to several sources of bias and risk of uncontrolled confounders [80].
Considering these characteristics and the concerns of limiting the research on technologies for disabilities only to RCTs [79], we think that both these types of studies should contribute to the research field of technologies applications for the diagnosis and intervention of age-related pathologies. Indeed, the results of this review, coherently with previous works [4, 5], show that studies in which technological solutions are tested in samples of frail, comorbid, and multimorbid old patients frequently describe technical aspects of technologies through laboratory experimentations, with only empirical applications on pilot samples. In other cases, they are large but methodologically poor observational studies aiming at improving the assessment or at providing predictive models. Sometimes, they are clinical trials that, despite the good quality, lack usability and acceptability considerations and are underpowered to generalize the results or to run cost-effectiveness analyses. Therefore, we first suggest that systematizing “Efficacy” and “Effectiveness” study designs in the “Clinical research” phase of our model could enhance the methodological rigor of randomized trials and observational studies, both conducted on small selected samples as well as on heterogeneous and large groups of patients. Following the methodological requirements of “Efficacy” and “Effectiveness” research designs, RCTs could indeed rightly test technologies efficacy, while observational studies could strictly explore aging-related syndromes prevalence, technologies applications’ validity, reliability, sensitivity, and their role in predicting long-term outcomes of chronic conditions. Second, considering the proposed model as a whole, we are confident that applying such a rigorous framework could help scholars to dialogue with clinicians, to effectively investigate technologies’ usability, acceptability, and safety based on clinical population characteristics and strata. This, in turn, could prepare the stage for well-designed clinical studies that could provide solid results, even regarding cost-effectiveness analysis, to be used for revision and approval by a recognized Institution and finally for post-market monitoring of long-term effects and large-scale use.
In conclusion, the results of the present systematic review seem to suggest that research in the field of the development and use of technological tools for aging-related syndromes is, at the moment, mostly oriented toward observational studies devoted to diagnostic tools to be used in the assessment of geriatric conditions (e.g. frailty). The field suffers from some limitations related to the research quality and poor attention to interventional studies of efficacy and effectiveness. We propose that a structured and shared methodological approach, like that followed in pharmaceutical studies, could help the field to increase the research quality and more adequately respond to the needs of patients and their caregivers.

Acknowledgements

Alessia Gallucci wishes to thank all the authors for providing useful ideas and supervision during the conceptualization, writing, and revisionof the manuscript.

Declarations

Competing interests

All Author have not conflict of interests to declare.
Not applicable.
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Metadaten
Titel
Technologies for frailty, comorbidity, and multimorbidity in older adults: a systematic review of research designs
verfasst von
Alessia Gallucci
Pietro D. Trimarchi
Cosimo Tuena
Silvia Cavedoni
Elisa Pedroli
Francesca Romana Greco
Antonio Greco
Carlo Abbate
Fabrizia Lattanzio
Marco Stramba-Badiale
Fabrizio Giunco
Publikationsdatum
01.12.2023
Verlag
BioMed Central
Erschienen in
BMC Medical Research Methodology / Ausgabe 1/2023
Elektronische ISSN: 1471-2288
DOI
https://doi.org/10.1186/s12874-023-01971-z

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