Background
Chronic obstructive pulmonary disease (COPD) is a highly prevalent condition and a major cause of morbidity and mortality worldwide [
1‐
3]. As the disease progresses, patients with COPD report more frequent exacerbations, which are associated with an increased mortality risk and greater health care utilization, hospital admissions and costs [
4]. Worse, frequent exacerbations are associated with a faster decline in lung function and increased mortality [
5].
Phosphodiesterase 4 (PDE4) inhibitors are effective anti-inflammatory agents in animal models and have been shown to reduce markers of inflammation in COPD [
6,
7]. In a 6-month study in patients with moderate-to-severe COPD (post-bronchodilator mean forced expiratory volume in 1 second [FEV
1] 54% predicted [
8]), the PDE4 inhibitor roflumilast improved lung function and reduced exacerbations [
9]. This led to two subsequent 12-month studies (M2-111, reported here for the first time, and M2-112 [
10]) in patients with severe-to-very-severe COPD, which confirmed the positive effect of roflumilast on lung function. Although neither study demonstrated a significant effect on exacerbations, which was a co-primary endpoint, a trend towards lower overall exacerbation rates with roflumilast was seen in each study.
As COPD is a highly heterogeneous disease [
11], the possibility that a subset of the COPD population might be more responsive to roflumilast-induced reduction in exacerbations was entertained. To test this hypothesis, the results from the two 12-month studies, that were inconclusive with regard to exacerbations, were pooled and a series of post-hoc analyses performed. The results of these analyses are presented in the current report. The heterogeneity of the COPD patient population is well recognized. However, clinically meaningful subsets of patients with COPD have been difficult to define and several large observational studies are currently underway to attempt to address this problem [
12‐
14]. The current post-hoc analysis of pooled clinical trial data was conducted in order to define a subset of patients with COPD who are likely to respond to a specific therapy - a 'hypothesis-generating' exercise that has been confirmed in subsequent clinical trials [
15]. The approach described in the current study may be applicable to define other meaningful subsets of patients with COPD.
Discussion
PDE4 inhibitors have demonstrated an anti-inflammatory effect in animal models and patients with COPD [
6,
7]. In two previous 12-month studies, in patients with severe-to-very-severe COPD, roflumilast improved lung function, although neither study demonstrated a significant effect on exacerbations [
10]. Given the pleiotropic effects of PDE4 inhibition [
16], we hypothesized that a roflumilast effect could be present in specific subgroups of patients with COPD. In addition, exacerbation rates in the individual trials were lower than expected. Combining the datasets of the two studies improved statistical power and allowed definition of the patients more likely to respond to roflumilast. In the combined dataset, a significant effect of roflumilast was observed for the entire population but, importantly, the subgroup analysis showed a preferential effect in patients with chronic bronchitis or with high cough or sputum scores in the week prior to randomization, and in patients taking concomitant ICS or anticholinergics. These results suggested that it is possible to identify a subset of patients that is more likely to benefit from roflumilast with regard to reduced exacerbations.
In subjects with chronic bronchitis, this post-hoc, pooled analysis suggested a benefit of roflumilast on health status as measured by the SGRQ. The difference, compared with placebo, of -1.073 units did not achieve the conventional minimum important difference of 4 units, but was statistically significant and similar to differences seen between therapy in other 1-year trials [
17]. This is consistent with the benefit in SGRQ resulting from the reduction in exacerbations.
Interestingly, roflumilast demonstrated a consistent effect on airflow, assessed as both pre- and post-bronchodilator FEV1 across all subgroups. There are several possibilities why the effect on exacerbations may be limited to a subset of patients. First, the subsets may identify those individuals at greater risk for exacerbations. A therapeutic benefit can be observed only if the individuals are at risk. Alternatively, as roflumilast can affect many aspects of the inflammatory response, it is possible that an anti-inflammatory effect, such as reduction in airway edema, may account for the improved airflow and a different mechanism accounts for the reduced exacerbations.
The effects seen with roflumilast in symptomatic patients and in patients with chronic bronchitis are comparable with those obtained by ICS/long-acting bronchodilator combination therapy [
18‐
20]. The enhanced benefit of roflumilast in patients with chronic bronchitis is particularly interesting as this phenotype has been shown to be associated with serum markers indicative of increased systemic inflammation [
21]. These patients are also at higher risk for mortality at a younger age [
21]. The trend for a greater benefit in patients receiving concomitant ICS may be a marker of disease severity. This patient subgroup is at higher risk for exacerbations, indicated by the higher exacerbation rate in the placebo group in ICS-treated patients vs non ICS-treated patients (0.886 vs 0.460). That these individuals had been identified by their clinicians for treatment with ICS suggests that they were recognized as being at risk clinically and that further reductions in exacerbations and improved airflow were observed with roflumilast in this group suggests that a PDE4 inhibitor may add incremental value to ICS therapy.
Although the incidence of adverse events was comparable between treatment groups, there were more discontinuations due to adverse events with roflumilast compared with placebo. The majority of adverse events in both groups lasted less than 4 weeks and resolved with continued treatment. The incidence of treatment-related adverse events was low and similar to those reported previously [
9,
18]. These treatment-related events included diarrhea, nausea, and headache, which are all adverse events known to be associated with PDE4 inhibitors [
22]. Weight loss was more frequent with roflumilast treatment. Several serious adverse events and deaths occurred, as would be expected in this patient population. The number of deaths was higher in the placebo group and most fatal events were related to COPD. A slightly higher incidence of adverse events and serious adverse events was seen in patients receiving ICS; this was seen in both the roflumilast and placebo groups. Oropharyngeal adverse events typically associated with ICS treatment, such as oral candidiasis, dysphonia, and pharyngitis, as well as pneumonia, were more frequently reported in patients treated with ICS, but there was no indication that roflumilast increased ICS-associated adverse events. Importantly, subjects with chronic bronchitis who were more likely to benefit from roflumilast did not experience an increased incidence of adverse events. On the contrary, there was a trend for these individuals to have fewer of the adverse events (nausea, diarrhea, and weight loss) that are associated with PDE4 inhibitors.
There are limitations to the pooled analysis presented in this manuscript, which includes both fully published and previously unpublished results. The post-hoc nature of the comparisons, particularly those in various subsets, must be interpreted with caution and serve principally as hypothesis generating. However, these results were used to design two additional randomized trials that specifically evaluated patients with severe COPD associated with chronic bronchitis, a group expected to be more likely to experience reductions in exacerbations with roflumilast. In this defined population, a significant beneficial effect of roflumilast compared with placebo in both lung function and exacerbation rate was observed in both studies [
15]. In this context, the sequence of studies is crucial. Following a phase 2 trial that showed promising results [
9], two 'conventional' 12-month phase 2 trials (Study M2-111, reported here for the first time, and M2-112 [
10]) were conducted, both of which showed improvements in FEV
1 but demonstrated only a trend toward exacerbation reduction. The pooled analysis presented here demonstrated that a subset of the COPD population appeared to account for all the benefit with regard to exacerbations. This 'hypothesis' formed the basis of two subsequent trials [
15] which demonstrated the efficacy of roflumilast for exacerbation reduction in this subset.
Novel therapies for COPD are urgently needed [
11]. The current manuscript describes the successful use of a strategy for identification of a responding subset from clinical trial data that was then confirmed in two prospective, randomized, placebo-controlled clinical trials. At present, segmentation of meaningful sub-populations of COPD patients is difficult, although several large observational studies are addressing this question. The current study demonstrates that this goal can also be achieved by post-hoc analysis of responses to a clinical intervention.
Acknowledgements
The authors would like to thank all of the investigators who recruited and treated patients at the centers involved in these studies (see Additional file
2 for M2-111 and M2-112 investigators), and Manja Brose (Nycomed GmbH, Konstanz, Germany) for statistical analysis.
The studies in this report were supported by Nycomed GmbH, Konstanz, Germany, who provided funding for the design, collection, analysis and interpretation of data, and the writing and submission of the manuscript. Christine Groves and Caroline Howell, medical writers, and Paul Wilmott, a medical editor, for and on behalf of Caudex Medical, Oxford, UK, provided editorial assistance with the manuscript, supported by Nycomed GmbH, Konstanz, Germany.
Competing interests
SIR has served on advisory boards and as a consultant for Almirall Prodesfarma, Aradigm Corporation; AstraZeneca, Boehringer Ingelheim, Defined Health, Eaton Associates, GlaxoSmithKline, MEDACorp, Mpex Pharmaceuticals, Novartis, Nycomed, Otsuka Pharmaceutical, Pfizer, Pulmatrix, Theravance, United BioSource Corporation, Uptake Medical, and VantagePoint. He has served as a speaker or a member of a speaker's bureau for: AstraZeneca, Novartis, Network for Continuing Education, Pfizer, and SOMA. He has also received research funding from AstraZeneca, BioMarck, Centocor, Novartis, and Nycomed.
PMAC has served on advisory boards for AstraZeneca, GlaxoSmithKline, Nycomed, and Novartis. He has received research funding from GlaxoSmithKline, Nycomed, and Boehringer Ingelheim, and has spoken at meetings supported by AstraZeneca, GlaxoSmithKline, and Nycomed.
FJM has been a member of advisory boards for GlaxoSmithKline, Schering Plough, Novartis, Nycomed, Genzyme, Forest/Almirall, MedImmune, AstraZeneca, Potomac, Bayer, Elan, Talecris, and Roche. He has been on the speaker's bureau for Boehringer Ingelheim, GlaxoSmithKline, France Foundation, MedEd, NACE, and AstraZeneca. He has also been a member of steering committees for studies supported by Altana/Nycomed, GlaxoSmithKline, Gilead, Actelion, Johnson/Johnson, Mpex, UCB, and the National Institutes of Health. He has been an investigator in trials supported by Boehringer Ingelheim and Actelion.
UMG and DB are employees of Nycomed GmbH, Konstanz, Germany.
Authors' contributions
SIR contributed to the conception and design of these studies, the acquisition of study data, and the analysis and interpretation of these data. He was fully involved in the drafting and revision of this manuscript, and provided final approval of its content ahead of submission. PMAC contributed to the conception and design of these studies, the acquisition of study data, and the analysis and interpretation of these data. He was fully involved in the drafting and revision of this manuscript, and provided final approval of its content ahead of submission. U-MG contributed to the conception and design of these studies, the acquisition of study data, and the analysis and interpretation of these data. He was fully involved in the drafting and revision of this manuscript, and provided final approval of its content ahead of submission. He had full access to all of the data in the study and he takes full responsibility for the integrity of all of the data and the accuracy of the data analysis, including and especially any adverse effects. DB contributed to the conception and design of these studies, the acquisition of study data, and the analysis and interpretation of these data. He was fully involved in the drafting and revision of this manuscript, and provided final approval of its content ahead of submission. FJM contributed to the conception and design of these studies, as well as the analysis and interpretation of these data. He was fully involved in the drafting and revision of this manuscript, and provided final approval of its content ahead of submission.