Background
Lung cancer is the primary cause of cancer-related deaths worldwide, and is characterized by a poor prognosis in its advanced stages [
1]. Non-small cell lung cancer (NSCLC) accounts for approximately 85% of reported lung cancer cases with most new NSCLC cases diagnosed at advanced stages [
2]. The tumor, node, metastasis (TNM) staging system approved by the International Association for the Study of Lung Cancer (IASLC) and the American Joint Committee on Cancer (AJCC) is used internationally to characterize the extent of disease and its correlations with survival. Thus, current NSCLC treatments are largely guided by TNM stages. Despite the availability of various combined treatments, the overall survival rate of NSCLC patients remains poor, with only 68% of patients with stage IB and under 10% of patients with stage IVA-B surviving 5 years post diagnosis. Most deaths during stage III of NSCLC are caused by metastatic recurrence after surgical resection. Furthermore, an estimated 80% of patients with NSCLC receive an initial diagnosis after their cancer has already spread to regional lymph nodes or metastasized to distant organs [
3]. Recently, immune checkpoint inhibitors have been an important component in the management of advanced NSCLC because they have led to improved survival and antitumor response in comparison to that of conventional chemotherapy. Unfortunately, a very limited number of select patients with advanced NSCLC benefitted from such treatment. Currently, programmed death ligand 1 (PD-L1) expression on tumor cells [
4,
5], tumor mutation burden (TMB) [
6,
7], tumor-infiltrating lymphocytes (TILs) [
8], microsatellite instability (MSI) [
9], tumor microenvironment (TME) [
10], and microbiome [
11] are factors taken under consideration when administering immune checkpoints inhibitors to NSCLC patients. Still, less than 30% of patients respond to this treatment. Thus, more effective biomarkers are necessary to better predict the effectiveness of immunotherapy and improve risk stratification before treatment.
It is known that leukocytes, including macrophages, infiltrate tumor tissues and form the TME with fibroblasts and vascular endothelial cells. Tumor-associated macrophages (TAMs) are highly plastic and can alter their phenotype (M1 pro-inflammatory or M2 anti-inflammatory) according to location and surrounding cytokine milieu in the TME. M1 macrophages are considered to be key players in recognition and destruction of cancer cells [
12] whereas M2 macrophages are thought to help promote tumor growth and metastasis in the periphery of solid tumors [
13]. CD68 is a pan-macrophage marker, whereas CD163 is a specific marker for the M2 subpopulation [
13]. Prior studies have shown that a high density of TAMs is linked to poor patient prognosis in many cancers [
14], but other studies have reported contrary results [
15,
16]. Thus, the association between TAMs and cancer prognosis remains controversial.
Angiogenesis and lymphangiogenesis play a critical role in tumor growth and metastasis in NSCLC [
17]. Angiogenesis refers to the development and growth of new blood vessels, which support tumor growth, as well as tumor invasion and metastasis, by providing oxygen, nutrients and growth factors. Previous studies have demonstrated that TAMs promote proangiogenic factors in malignant tumors, creating a suitable microenvironment for angiogenesis [
18‐
20]. On the other hand, lymphangiogenesis, the process of forming new lymphatic vessels, is the key initial step in lymphatic and regional lymph node metastasis [
21]. The significant association between TAM density and tumor lymphatic vessel density was confirmed in several cancers, including lung cancer [
22]. Among the vascular endothelial growth factor (VEGF) family members, VEGF-A and VEGF-C are considered to be major mediators of tumor angiogenesis and lymphangiogenesis, respectively [
23]. TAMs are an important driver of angiogenesis and lymphangiogenesis; however, the mechanism of this process remains unclear. Therefore, in this study, we aimed to evaluate stroma-infiltrating macrophages (M1 and M2 macrophages), VEGF-A, and VEGF-C expression by immunohistochemistry (IHC) and quantitative digital image analysis. Furthermore, we analyzed the potential association between M2 TAMs and angiogenesis and/or lymphangiogenesis in patients with NSCLC.
Methods
Tissue samples
A total of 349 surgically resected primary NSCLC specimens were collected. This includes samples from South Korean patients (
n = 102) who underwent curative surgery and adjuvant chemotherapy at Keimyung University Dongsan Medical Center between January 2010 and December 2012, and samples (
n = 247) from Japanese patients who underwent curative resections between 1993 and 2004 at Toyama University Hospital and National Hospital Organization Higashi-Ohmi General Medical Center, as previously reported [
24]. TNM classification of NSCLC tumors were staged according to the eighth edition Lung Cancer standards [
25], Grading was done according to the 2015 World Health Organization (WHO) guidelines. Clinicopathological characteristics and clinical outcome data were retrospectively collected from medical records and pathology reports. The median follow-up period for the Korean and Japanese cohorts was 42.6 months (range 0.7—68.5 months) and 28.0 months (range 0–311.0 months), respectively. This study was approved by the Institutional Review Board at Keimyung University Dongsan Medical Center (DSMC 2020-01-020, Daegu, Republic of Korea), Toyama University Hospital (Toyama, Japan), and National Hospital Organization Higashi-Ohmi General Medical Center (Shiga, Japan).
Tissue microarray and immunohistochemistry
Tissue Microarray (TMA) was constructed from archival formalin-fixed, paraffin-embedded (FFPE) tissue blocks. Three 1.0 mm diameter tissue cores were arrayed on a recipient paraffin block using a tissue arrayer (Pathology Devices, Westminster, MD), in which a representative tumor area was carefully selected for each tumor from a hematoxylin and eosin (H&E) stained section of a donor block. TMA blocks were cut into serial 5-µm-thick sections, heated for 1 h at 60 ℃, deparaffinized in xylene, and rehydrated through a series of graded alcohol to distilled water. Heat mediated antigen retrieval was performed in a pressure chamber (Pascal; Dako, Carpinteria, CA) with pH 6.0 citrate buffer (Dako) for CD68, CD163 and VEGF-C, but pH 9.0 citrate buffer (Dako) for VEGF-A. Endogenous peroxidase activity was quenched using a 3% solution of aqueous hydrogen peroxide and non-specific binding was blocked with an additional protein block (Dako). Subsequently, primary antibody hybridization was carried out with the following: mouse monoclonal anti-CD68 (Clone Kp1; diluted 1:5000; Dako) for 30 min, rabbit monoclonal anti-CD163 (clone EPR19518, diluted 1:1000; Abcam, Cambridge, MA) for 1 h, mouse monoclonal anti-VEGF-A (clone VG1; diluted 1:100; Thermo Fisher Scientific, Waltham, MA) for 1 h; goat polyclonal anti-VEGF-C (Cat.# AF752; diluted 1:100; R&D Systems, Minneapolis) at 4 ℃ overnight incubation. Signals were detected with an Envision + detect system (Dako). The stains were visualized using 3,3′-diaminobenzidine (DAB), lightly counterstained with hematoxylin, dehydrated in ethanol, and cleared in xylene. In a similar manner, dual staining of CD68 and CD163 was performed using a CINtec Plus Cytology Kit (CINtec PLUS; Roche, Indianapolis, IN), modified for FFPE tissue-based specimens. Briefly, endogenous activity was blocked with hydrogen peroxidase, followed by an incubation with a primary antibody cocktail, consisting of mouse anti-CD68 and rabbit anti-CD163, for 1 h at an aforementioned dilution. Multicolor brown/red enzymatic reactions were detected using a horseradish peroxidase (HRP) and alkaline phosphatase (AP) polymer-based system (CINtec PLUS), then proceeded with DAB and substrate Red chromogen labeling. After rinsing and light hematoxylin counter staining, slides were allowed to air dry, briefly cleared in xylene, and coverslipped. Immunoglobulin G (IgG) isotype and omission of the primary antibodies were used as negative controls. Positive controls were in TMA including testis tissues.
Digital image analysis
Immunohistochemically stained slides were scanned using an Aperio AT2 digital scanner with a 40× objective (Leica Biosystems Inc., Buffalo Grove, IL). The images were analyzed using Visiopharm Digital Image Analysis (DIA) software (for Windows 7, version 6.9.1; Visiopharm, Hørsholm, Denmark). The cytoplasm was defined by outlining the nucleus with a system trained to digitally “paint” cell nuclei. The proportion of positively brown-stained cells was obtained using a predefined algorithm and optimized settings, as previously described [
26]. The immunohistochemical score was expressed as the percentage of positive cells (possible range 0–100). The median values were used as cut-off values for discriminating between low and high expression of immunohistochemical staining. Cut-off values for CD68, CD163, VEGF-A, VEGF-C, and M2 ratio (CD163+/CD68+) were 8.70%, 10.12%, 7.42%, 3.09%, and 1.17 with high cytoplasmic staining, respectively.
Cell culture
THP-1 and A549 cells were purchased from the ATCC (Manassas, VA) and cultured in RPMI 1640 (Invitrogen, Carlsberg, CA), containing 10% of heat inactivated fetal bovine serum (Invitrogen), in a 37 °C CO2 incubator. The culture medium for THP-1 cells was supplemented with 0.05 mM ß-mercaptoethanol (Gibco, 31350–010; Thermo Fisher Scientific). For differentiation of monocytic THP-1 cells towards macrophage (M0) phenotype, cells were incubated with 150 nM phorbol 12-myristate 13-acetate (PMA, P8139; Millipore Sigma, Burlington, MA) for 24 h. Differentiated macrophages were polarized toward M1 or M2 macrophages.
Co-culture with A549 cells and polarized macrophages
For co-culture experiments with A549 cells and polarized macrophages, differentiated M0 macrophages from THP-1 were transferred into a 12-transwell insert (2 × 105 cells /insert, membrane pore size of 0.4 μm, Corning, #3450) and treated with 10 pg/ml of lipopolysaccharide (LPS; Sigma, #8630), or 20 ng/ml of interleukin 4 (R&D Systems, #204-IL) and 20 ng/ml of interleukin 13 (R&D Systems, #213-ILB), for 72 h. A549 cells were seeded into a new 12-well plate (2 × 104 cells/well) and incubated in RPMI containing 10% FBS, 24 h prior to co-culture. Polarized macrophages were washed with PBS three times in transwell inserts and co-cultured with A549 cells already plated in a new 12-well plate. After 48 h, only cells were collected for further experiments such as quantitative real-time polymerase chain reaction (PCR) or enzyme-linked immunosorbent assay (ELISA).
ELISA
Proteins were prepared from collected cells, and VEGF-A and VEGF-C protein levels were quantified in cell lysates (100 µg of total protein) by using specific ELISA kits (R&D system, Minneapolis, MN) according to the manufacturer’s instruction.
Quantitative real-time PCR
To assess VEGF-A and VEGF-C mRNA levels, total RNA was extracted from macrophages, derived from THP-1 cells, and A549 cells using a Qiagen RNeasy Mini kit (Qiagen, Valencia, CA), then converted to cDNA using a QuantiTech Reverse Transcriptase kit (Qiagen) according to the manufacturer’s protocols. Quantitative real-time PCR was performed with 0.5 µg of cDNA assayed in a 50 μL reaction volume. The reactions were incubated for 2 min at 50 °C, 10 min at 95 °C for initial denaturing, then run through 40 cycles of 95 °C for 15 s and 60 °C for 1 min in 7500 Taqman assays from ABI (Applied Biosystems, Foster City, CA).
Statistical analysis
Statistical analyses were performed using R 3.5.2 (R Development Core Team, Vienna, Austria,
https://www.R-project.org) and the SPSS Statistics for Windows, version 23 (IBM Corp., Armonk, NY). Differences in clinicopathological features between low and high expression of CD68, CD163, VEGF-A and VEGF-C were analyzed using Chi-square or Fisher’s exact test for categorical variables and the Student’s t test for continuous variables. Survival rate was determined by the Kaplan–Meier method, and the log-rank test was used to compare survival rates among subgroups. The log-rank test was used for univariate analysis and independent prognostic factors were identified by multivariate analysis, using the Cox proportional hazards model to calculate hazard ratios.
At first, pathologic T stage, N stage and M2 ratio (CD163+/CD68+) were included as covariates, and then pathologic T stage, N stage and M2 ratio/VEGF-C were included as covariates. The results of the Cox model analysis were reported using hazard ratios and 95% confidence intervals (CIs). P values of less than 0.05 were defined as indicators of statistically significant differences.
Discussion
The management of advanced NSCLC has significantly improved in recent years with the advent of molecular-targeted therapies [
27,
28]. Nonetheless, the prognosis of advanced NSCLC remains poor and the outcomes for NSCLC patients have improved finitely during the past decades. Recently, immunotherapies using immune checkpoint inhibitors have exhibited their superiority over chemotherapy, especially in advanced stage NSCLC patients [
5,
29,
30]. However, only a limited number of patients achieved significant improvement in overall survival and progression-free survival amongst the unscreened and immunotherapy-treated patients. In addition, immunotherapy has limitations including many side effects and expensive treatment costs. It is especially important to find a reliable biomarker that can be used to precisely screen NSCLC patients for immunotherapy. In this study, we confirmed that patients with high M1 macrophage expression had significantly better overall survival compared to patients with low infiltration of M1 macrophages, while patients with high M2 ratio (CD163+/CD68+) had significantly worse overall survival compared to that of patients with low M2 ratio. Furthermore, we found a potential linkage between TAMs, angiogenesis and lymphangiogenesis. Notably, the combination of high M2 ratio and high VEGF-C expression was an independent prognostic factor for poor overall survival in NSCLC patients.
The TME, which consists of various cells and extracellular components, has been spotlighted for not only playing a pivotal role during tumor initiation, progression and metastasis, but also being highly associated with tumor relapse after conventional anticancer therapies. TAMs are key components of the TME and can have functionally distinct characteristics in response to environmental cues [
31,
32]. They are categorized into two subsets: classically activated (M1) or alternately activated (M2). M1 macrophages inhibit tumor growth by producing reactive oxygen intermediates, reactive nitrogen intermediates, and tumor necrosis factor alpha (TNFα), whereas M2 macrophages promote tumor growth and metastasis by secreting matrix-degrade enzymes, angiogenic factors and immunosuppressive cytokines/chemokines [
33]. Thus, the quantitation of TAM expression can be an invaluable clinical indicator for managing patients with NSCLC. Ma et al. [
34] and Rakaee et al. [
35] have previously reported that a high density of M1 macrophages in tumor islets and tumor stroma is associated with favorable patient survival outcomes. Likewise, our study results showed that high CD68 expression in tumor stroma is associated with good prognosis. On the other hand, Cao et al. found no correlation between CD68 density in the tumor interstitial region and overall survival of NSCLC patients [
36]. These controversial data may be explained by the unique characteristics of TAMs, which have dynamic and heterogenous phenotypes in response to the local TME. In addition, CD68 is a relatively nonspecific marker, necessitating the development of a specific marker for M1 macrophages. Similarly, reports on the prognostic value of M2 macrophages in NSCLC are inconsistent. CD163 is a specific marker for M2 macrophages and has been used for immunohistochemistry via single or ratio assessment (CD163/CD68) [
37]. Previous studies have shown that high levels of M2 macrophages in tumor islets and stroma are positively associated with negative outcomes in NSCLC patients, while others found no correlation between M2 macrophages and clinical outcomes of NSCLC patients [
34]. Prior studies demonstrated that IHC interpreted via digital image analysis allows better predictions of prognostic relevance than manual visual scoring [
38,
39]. We have also previously confirmed that digital image analysis resulted in better clinical value than traditional manual scoring [
40]. Moreover, we have also demonstrated that ratio-based biomarkers can provide enhanced prognostic value over assessment of individual biomarkers [
41,
42]. This approach requires continuous quantitative values from digital image analysis. We found that TAMs were mostly distributed in the tumor stroma, which corroborates previous data [
43]. Thus, we assessed TAM expression by combining immunohistochemistry and quantitative image analysis to study the tumor stroma. High M2 ratio (CD163+/CD68+) was associated with poor prognosis in NSCLC, but there was no meaningful clinical value from the M2 macrophage assessment using only CD163. Notably, high M2 ratio was an independent prognostic factor for poor overall survival in NSCLC patients. In contrast, Rakaee et al. reported that high M2 ratio (CD204+/CD68+) was an independent prognostic factor for good disease specific survival in NSCLC patients [
35]. This inconsistency may partially be explained by the lack of a standard algorithm for TAMs, different IHC methodology, or differences in the studies’ patient populations.
Previous studies suggested that the VEGF-A/vascular endothelial growth factor receptor-2 (VEGFR-2) axis is the major pathway for angiogenesis [
44], while the VEGF-C/VEGF-D/ vascular endothelial growth factor receptor-3 (VEGFR-3) axis is involved in lymphangiogenesis of cancer [
45]. VEGF-A is an endogenous agonist for VEGFR-2 and its signaling is targeted through neutralizing circulating VEGF-A using bevacizumab [
46], or inhibiting downstream signaling pathways [
47]. On the other hand, VEGF-C overexpression promotes nodal and distant organ metastasis [
48], while VEGF-C knockdown inhibits these properties [
49]. We previously demonstrated that SCP3 expression is closely associated with VEGF-C and VEGF-D expression, and potentially linked with lymphangiogenesis in NSCLC patients [
40]. Given that VEGF-A and VEGF-C has been implicated in angiogenesis and lymphangiogenesis in cancer development, many studies have investigated the prognostic value of VEGF-A and VEGF-C in NSCLC patient tissues. However, the prognostic value of VEGF-A and VEGF-C is still controversial. VEGF-A has been reported to be associated with survival time [
50,
51], but other reports conflict with these results [
52,
53]. A similar finding for the clinical value of VEGF-C in NSCLC has also been previously reported. VEGF-C has been shown to be linked with lymph node metastasis in NSCLC [
54,
55]. Jiang et al., showed that VEGF-C expression is associated with poor prognosis for NSCLC patients, but not with clinical outcomes for patients with lung adenocarcinoma, via meta-analysis of 1988 patients aggregated from 16 trials [
56]. In contrast, prior studies indicated there is no significant correlation between VEGF-C expression and lymph node metastasis in NSCLC. Interestingly,
VEGF-C mRNA expression in patients with lymph node metastasis was lower compared to that of patients without metastasis [
57]. Previous studies also reported that there is no correlation between VEGF-C expression and lymph node metastasis [
58,
59]. In this study, we also observed that there was no meaningful association between VEGF-A and prognostic value in NSCLC. Similarly, VEGF-C expression did not correlate with lymph node metastasis. The complex environment of VEGFs and VEGFRs during NSCLC development might be one of the reasons for these inconsistent conclusions. In this study, we demonstrated that the analysis of macrophage subtypes could improve prognosis prediction for NSCLC patients. Moreover, we found that accumulation of M2 TAMs is positively associated with levels of VEGF-A and VEGF-C in NSCLC. Further studies are needed to define whether these combinational markers will help screen NSCLC patients for immunotherapy.
TAMs generally acquire a M2-like phenotype [
43] to help promote tumor growth and metastasis [
60,
61]. It is thought that TAMs are regulated by an angiogenic switch, which is a critical step in the transition to malignancy. Lin et al. demonstrated that inhibition of macrophage infiltration in tumors delays the angiogenic switch and malignant transition in a mouse model of breast cancer [
62]. This study suggests that the angiogenic switch does not occur in the absence of macrophages. Moreover, during the angiogenetic switch, macrophages promote blood vessel maturation and vascular permeability by VEGF secretion [
63]. Recently, Alishekevitz et al. demonstrated that TAMs promote lymphangiogenesis via the VEGF-C/VEGFR-3 pathway [
64]. However, the detailed molecular mechanism behind the association of TAMs and angiogenesis or lymphangiogenesis is not fully understood. To understand the dynamics of polarized TAMs in the context of lymphangiogenesis via VEGF-A and -C in NSCLC, A549 cells were co-cultured with THP-1 macrophages polarized by LPS (for M1 type) or interleukin 4 (IL4)/interleukin 13 (IL13) (for M2 type) treatment. Interestingly, VEGF-A and -C protein levels remained unchanged in M1 and M2 macrophages, while mRNA levels of both molecules were significantly decreased in M2 macrophages. However, M2 macrophages provoked a significant increase in VEGF-A and -C proteins and mRNA in A549 cells, while M1 macrophages only increased
VEGF-A mRNA. These data suggest that accumulated M2 TAMs can stimulate the production of VEGF-A and -C, which promote angiogenesis and lymphangiogenesis. VEGF-A and -C mediated angiogenesis and lymphangiogenesis enhances the potential of NSCLC metastasis. Since the M2 macrophage and A549 co-cultures did not allow cell–cell interaction, secretory molecules from M2 macrophages were involved in this interaction. Therefore, further studies should be performed to find potential stimulatory molecules that are secreted to aid the production of VEGF-A and -C in NSCLC, and ultimately develop anticancer therapeutics to target this interaction.
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