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Erschienen in: BMC Pulmonary Medicine 1/2015

Open Access 01.12.2015 | Research article

Different KCO and VA combinations exist for the same DLCO value in patients with diffuse parenchymal lung diseases

verfasst von: Jean Pastre, Laurent Plantier, Carole Planes, Raphaël Borie, Hilario Nunes, Christophe Delclaux, Dominique Israël-Biet

Erschienen in: BMC Pulmonary Medicine | Ausgabe 1/2015

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Abstract

Background

DLCO is the product of the CO transfer coefficient (KCO) by the “accessible” alveolar volume (VA). In theory, the same DLCO may result from various combinations of KCO and VA values, each of which reflect different injury sites and mechanisms. We sought to determine in this study the potential variability of both VA and KCO for fixed values of DLCO in diffuse parenchymal lung diseases (DPLD).

Methods

To this end, we designed a retrospective, cross-sectional study of three distinct types of DPLD and analysed pulmonary function test (PFT) datasets.

Results

We show here that for the same value of DLCO (50 % predicted), KCO varied from 60 to 95 % predicted and VA from 55 to 85 % predicted in various types of DPLD idiopathic pulmonary fibrosis, sarcoidosis and connective tissue disease-associated DPLD, indicating distinct pathogenic mechanisms in these diseases. In addition, a comparison of VA with total lung capacity may help to evidence the distal airway obstruction sometimes associated with certain DPLD particularly sarcoidosis.

Conclusion

Clinicians should take into account not only DLCO but also VA and KCO values when managing patients with DPLD.
Hinweise

Competing interests

The authors declare that they have no competing interests.

Authors’ contributions

JP, DIB and CD2 designed the cohort design and analysis plan. Analyses were performed by CD2. All authors (JP, LP, CP, RB, HN, CD2 and DIB) contributed to recruitment, data collection, discussion of results and final approval of the submitted manuscript.
Abkürzungen
DLCO
carbon monoxide diffusing capacity
KCO
rate for carbon monoxide uptake
VA
alveolar volume
DPLD
diffuse parenchymal lung disease
IPF
idiopathic pulmonary fibrosis
CTD-ILDs
connective tissue disease-associated interstitial lung diseases
PFT
pulmonary function test
SDS
standard deviation score
FVC
forced vital capacity
FEV1
forced expiratory volume in 1 second
FRC
forced respiratory capacity
TLC
total lung capacity
sRaw
specific airway resistance

Background

The single-breath carbon monoxide diffusing capacity (DLCO) is the product of two measurements during breath holding at full inflation: the rate constant for carbon monoxide uptake from alveolar gas (KCO [minute−1]) and the “accessible” alveolar volume (VA). Consequently, the same DLCO may result from various combinations of KCO and VA values. Changes in each of KCO and VA may reflect different injury sites and mechanisms. In theory, the decrease in DLCO may result from a fall in VA (mainly due to restrictive and/or obstructive defects) and/or a fall in KCO (due to alveolar/capillary damage or a microvascular disease). Few studies have focused on the significance of DLCO in diffuse parenchymal lung diseases (DPLD) [15], highlighting the prognostic value of its component KCO. No study to our knowledge has sought to assess the validity of the above mentioned theory in the context of DPLD. Our primary objective in the present study was to assess in a large cohort of distinct types of DPLD the potential variability of both VA and KCO for fixed values of DLCO. A secondary objective was to determine whether a low VA value in this context might reflect a distal airway obstruction in addition to a potential restrictive defect. To this end, we designed a retrospective, cross-sectional study of three distinct types of DPLD: idiopathic pulmonary fibrosis (IPF, the prototype for fibrotic pulmonary diseases predominantly affecting the lower lobes), stage IV sarcoidosis (predominantly affecting the upper lobes) and connective tissue disease-associated interstitial lung diseases (CTD-ILDs, which are usually characterized by diffuse, inflammatory lesions rather than fibrotic damage).

Methods

Each of three university hospitals in France provided pulmonary function test (PFT) datasets from around 80 DPLD patients (75, 80 and 87 patients, respectively). Pulmonary function tests had been performed according to international recommendations and had used similar quality criteria [68]. Only raw PFT data were provided and % predicted values were subsequently calculated by a single investigator (CD2) for the whole population according to Stanojevic for spirometry [9] and other international recommendations for DLCO and static lung volumes respectively [10, 11]. The PFTs (spirometry, body plethysmography and single-breath carbon monoxide transfer) using routine techniques had been performed for clinical purposes. We got approval from the Institutional Review Board of the French learned society for respiratory medicine – Société de Pneumologie de Langue française, which judged our study as fully observational and which therefore did not require any informed consent.
Two-hundred and forty-two patients with complete datasets were retrospectively assigned to IPF (n = 85), sarcoidosis (n = 73) or CTD-ILD (n = 84) groups. Patients with IPF and CTD-ILD exhibited lower values of DLCO than those with sarcoidosis (43 ± 18 % predicted (11-89 %), 44 ± 15 (12-88 %), and 56 ± 18 % (19-115 %), in IPF, CTD-ILD and sarcoidosis, respectively, p < 0.0001). Then, three PFT datasets (one per group) were matched for DLCO % predicted (agreement 5 %, by a single investigator (CD2)) to allow comparisons of the groups at similar levels of DLCO. Consequently, 77 patients were excluded from the analysis due to matching selection (for instance IPF and CTD-ILD subjects with very low DLCO % predicted values and sarcoidosis subjects with high DLCO values). Results were expressed as means ± SD. Continuous variables were compared using the Student’s t-test or the analysis of variance (ANOVA, see Table) as appropriate. The chi-squared test was used for the comparison of qualitative variables (smoking history). Statistical significance was defined by a p value <0.05. All analyses were performed using the Statview 4 package (SAS institute, Grenoble, France).

Results

One hundred and sixty-five PFT datasets (55 per group) were analysed (Table 1). The three study groups had similar mean values for KCO and VA as well as for DLCO (the matching criterion). However, on an individual patient basis, a similar DLCO could be obtained from various combinations of KCO and VA (Fig. 1). This figure clearly shows that KCO can vary from decreased (diffuse loss of units) to normal or barely increased (discrete loss of units) values. We show here that for a similar DLCO value of 50 % predicted, for instance, KCO varied from 60 to 95 % predicted and VA from 55 to 85 % predicted.
Table 1
Demographic and functional characteristics of the study participants
 
IPF
Sarcoidosis
CTD-ILD
P value (ANOVA)
Between-groups difference
n = 55
n = 55
n = 55
gr. 1
gr. 2
gr. 3
Centre 1/2/3, n
15/22/18
12/25/18
29/12/14
0.007
Not tested
Gender, F/M
15/40
27/28
24/31
0.048
Not tested
Age, years
71 ± 8
52 ± 11
60 ± 14
<0.001
2<3<1
Height, cm
167 ± 9
168 ± 10
167 ± 9
0.812
 
History of smoking
23/27/5
33/19/3
25/26/4
0.383
 
(never/ex/current smokers)
     
FEV1, L
2.17 ± 0.69
1.87 ± 0.65
2.18 ± 0.66
0.023
Not tested
FEV1, % predicted
82 ± 21
59 ± 17
74 ± 15
<0.001
2<3<1
FVC, L
2.65 ± 0.68
2.66 ± 0.81
2.65 ± 0.89
0.994
 
FVC, % predicted
74 ± 19
66 ± 15
68 ± 15
0.053
 
FEV1/FVC
0.83 ± 0.07
0.71 ± 0.14
0.84 ± 0.07
<0.001
Not tested
FEV1/FVC, % predicted
109 ± 10
90 ± 17
108 ± 9
<0.001
2<1-3
TLC, L
4.50 ± 1.23
4.67 ± 1.20
4.39 ± 1.15
0.486
 
TLC, % predicted
75 ± 16
80 ± 17
75 ± 15
0.147
 
FRC, L
2.51 ± 0.69
2.65 ± 0.64
2.53 ± 0.70
0.582
 
FRC, % predicted
77 ± 18
87 ± 25
81 ± 20
0.038
1<2
RV, L
1.76 ± 0.47
1.90 ± 0.69
1.67 ± 0.41
0.078
 
RV, % predicted
73 ± 18
97 ± 30
80 ± 22
<0.001
1-3<2
RV/TLC
0.40 ± 0.06
0.41 ± 0.09
0.39 ± 0.07
0.362
 
VA, L
3.66 ± 0.96
3.70 ± 0.92
3.66 ± 1.01
0.972
 
KCO, mmol/min/kPa/L
1.00 ± 0.23
1.20 ± 0.30
1.07 ± 0.30
<0.001
 
KCO, % predicted
75 ± 17
77 ± 20
72 ± 19
0.507
Not tested
DLCO, mmol/min/kPa
3.68 ± 1.37
4.45 ± 1.65
4.02 ± 1.66
0.040
 
DLCO, % predicted
48 ± 15
49 ± 14
47 ± 16
0.737
Not tested
VA/TLC
0.81 ± 0.06
0.80 ± 0.08
0.83 ± 0.06
0.047
3>2
Abbreviations: IPF idiopathic pulmonary fibrosis, CTD-ILDs connective tissue disease-associated interstitial lung diseases, FVC forced vital capacity, FEV 1 forced expiratory volume in 1 s, FRC forced respiratory capacity, TLC total lung capacity, DL CO carbon monoxide diffusing capacity, K CO rate for carbon monoxide uptake, V A alveolar volume
In addition, 17 patients exhibited an airflow limitation (FEV1/FVC < lower limit of normal). They all belonged to the sarcoidosis group (Table 1). The reduction in alveolar volume (measured using a dilution technique) relative to total lung volume (TLC, measured using body plethysmography), expressed as VA/TLC, was correlated with parameters of central airway obstruction (FEV1/FVC: r2 = 0.10, p < 0.001) and even more strongly with distal airway obstruction (RV/TLC: r2 = 0.25, p < 0.001). Since the VA/TLC value of the population as a whole may seem lower than expected (Table 1) even in patients without significant airflow limitation (n = 148, FEV1/FVC = 0.82 ± 0.06), we further evaluated whether some patients exhibited a small airways obstructive syndrome defined by a normal FEV1/FVC ratio and a greater reduction of both FEV1 and FVC than TLC (FVC % predicted/TLC % predicted < 0.80). We found 20 such subjects, described in Table 2. Similarly to proximal airflow limitation, small airways obstructive syndrome was predominantly present in sarcoidosis.
Table 2
Small airway obstructive syndrome (SAOS) in patients without proximal airflow limitation (FEV1/FVC > lower limit of normal)
Characteristic
With SAOS
Without SAOS
P value
 
N = 20
N = 128
 
IPF/sarcoidosis/CTD-ILD, n
2/11/7
53/27/48
0.002
Gender, F/M
14/6
45/83
0.006
Age, years
54 ± 14
64 ± 13
0.003
Body mass index, kg.m−2
25.8 ± 5.3
26.2 ± 3.8
0.664
FEV1, % predicted
55 ± 13
78 ± 17
<0.001
FVC, % predicted
54 ± 14
72 ± 16
<0.001
FEV1/FVC, % predicted
101 ± 13
107 ± 10
0.031
TLC, % predicted
75 ± 17
76 ± 15
0.786
FRC, % predicted
83 ± 23
78 ± 19
0.309
RV, % predicted
98 ± 27
76 ± 19
<0.001
RV/TLC
0.48 ± 0.07
0.38 ± 0.06
<0.001
VA/TLC
0.77 ± 0.07
0.83 ± 0.05
<0.001
Abbreviations: IPF idiopathic pulmonary fibrosis, CTD-ILDs connective tissue disease-associated interstitial lung diseases, FVC forced vital capacity, FEV 1 forced expiratory volume in 1 s, FRC forced respiratory capacity, TLC total lung capacity, V A alveolar volume

Discussion

Our present study confirms that an abnormally low DLCO can result from very different combinations of the primary measurements KCO and VA. This was the case for all three types of DPLD. Furthermore, the assessment of VA/TLC [12], the latter being obtained from body plethysmography, may suggest both central or peripheral airway obstruction and this was observed particularly in sarcoidosis thereby providing additional clues to the pathogenic features of this condition. We recently described diseases associated with a small airway obstructive syndrome (a non-specific pattern frequently observed in pulmonary function testing units [13]). It is noteworthy that in that study, sarcoidosis and interstitial pneumonia were two of the conditions associated with this pattern. In the present work, we extend our previous data showing that a DPLD can exhibit a mixed pattern associating both a restrictive syndrome and a small airways obstructive syndrome.

Conclusions

In conclusion, we confirmed that the components of DLCO (KCO and VA) may largely vary in DPLD while DLCO appears constant. The magnitudes of KCO and VA values might indicate distinct disease mechanisms and thereby bear a relative prognostic value in addition to giving clues to pathogenesis of these diseases. For these reasons, clinicians should take into account not only DLCO but also VA and KCO when seeking to assess DPLD, in order to provide a more informed and better care to these patients.

Acknowledgements

The authors thank Mr David FRASER (Biotech Communication) for his writing assistance.
Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://​creativecommons.​org/​licenses/​by/​4.​0/​), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver (http://​creativecommons.​org/​publicdomain/​zero/​1.​0/​) applies to the data made available in this article, unless otherwise stated.

Competing interests

The authors declare that they have no competing interests.

Authors’ contributions

JP, DIB and CD2 designed the cohort design and analysis plan. Analyses were performed by CD2. All authors (JP, LP, CP, RB, HN, CD2 and DIB) contributed to recruitment, data collection, discussion of results and final approval of the submitted manuscript.
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Metadaten
Titel
Different KCO and VA combinations exist for the same DLCO value in patients with diffuse parenchymal lung diseases
verfasst von
Jean Pastre
Laurent Plantier
Carole Planes
Raphaël Borie
Hilario Nunes
Christophe Delclaux
Dominique Israël-Biet
Publikationsdatum
01.12.2015
Verlag
BioMed Central
Erschienen in
BMC Pulmonary Medicine / Ausgabe 1/2015
Elektronische ISSN: 1471-2466
DOI
https://doi.org/10.1186/s12890-015-0084-1

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