Introduction
Small-cell lung cancer (SCLC) accounts for 13 ~ 20% of lung cancers and is characterized by rapid growth, expression of neuroendocrine markers, early spread and secondary therapeutic resistance [
1‐
4]. Approximately one-third of patients diagnosed with early-stage disease are commonly cured with standard chemotherapy or radiotherapy, while the majority of patients have only a few treatment options, such as palliative care [
3]. The 5-year overall survival (OS) rate for SCLC is extremely low (5–10%) [
5]. Several studies have characterized the genomic profile of SCLC and discovered therapeutic implications and new candidate alterations, such as
BRAF,
KIT and
PI3K/AKT/mTOR [
1,
5‐
8]. Additionally,
NOTCH family genes, acting as tumor suppressors, are capable of regulating neuroendocrine differentiation involving tumor pathogenesis [
1]. Therefore, understanding the key biological signaling pathways may stratify vulnerabilities and define new therapeutic targets. Additionally, previous studies indicated that the majority of SCLC harbors
RB1/TP53 co-mutations, suggesting that inactivation of
RB1 and
TP53 is a prerequisite in SCLC [
1,
9]. Thus, further analysis of
RB1/TP53 co-mutations has critical value for characterizing biological features and designing optional treatments.
Recently, immunotherapy, particularly immune checkpoint inhibitors (ICIs), has been incorporated in first-line treatment for SCLC and substantially improves the median survival of SCLC [
10]. In addition, ICI efficacy was associated with high tumor immunogenicity, inflammatory expression profiles and immune checkpoint expression [
11].
To date, genomic studies of SCLC have focused on a single ancestry (East Asian (EA) or Caucasian patients) [
1,
4]. However, SCLC may differ substantially among EA and Caucasian individuals in terms of the genomic characteristics, tumor microenvironment (TME), and critical biological pathways.
To better understand the ancestry disparities among the EA and Caucasian populations and to portray a comprehensive genomic and immunological profile of EA SCLC patients, we sequenced the transcriptomes (n = 59) and whole exomes (n = 98) of 98 EA SCLC patients from China. To discover new genomic targets enriched in the EA cohort, we compared our data to published whole-exome sequencing (WES) data of a Caucasian cohort consisting of 45 patients (reported by George et al.) [
1] by analyzing the clinical, immunological and genomic features.
Discussion
Here, we performed a comprehensive clinical, genomic, and immunological analysis based on the WES and transcriptome data in EA SCLC patients and further compared the results with a previously published dataset of Caucasian SCLC patients (reported by George et al.). We identified that
LRP1B and
MUC16 were co-occurrent in the EA cohort, while there was no co-occurrence/mutual exclusivity of oncogenes/TSG in the Caucasian cohort.
LRP1B plays a critical role in cell adhesion, focal adhesion, and tight junction disruption and further inhibits tumor cell migration and proliferation [
25‐
27].
MUC16, a well-known mechanical barrier gene, serves as a serum biomarker among various cancers [
28]. Ge et al. found that mutations in a panel of five genes, including mutations in
LRP1B and
MUC16, predicted poor survival in colorectal cancer, and
LRP1B and
MUC16 mutations may be involved in tumor metastasis by regulating focal adhesion and cell adhesion [
29]. Furthermore, there were no significant differences in the mutation frequencies of two known alterations (e.g.,
TP53 and
RB1) between the EA and Caucasian cohorts.
In the EA SCLC cohort, the number of alterations in gene related to EMT signaling were the highest among the critical biological signaling pathways. Through the EMT mechanism, cancer cells can obtain a motile phenotype, mediate tumor cell metastasis and secondary resistance to common chemotherapies or targeted treatments [
30]. Additionally, EMT is associated with poor survival in SCLC [
30,
31], and EMT plays a key role in the activation of several oncogenic signaling pathways, such as TGFβ/Akt and MET signaling pathways [
30‐
32].
CREBBP mutation rates were notably higher (27%) in the EA cohort than in the Caucasian cohort (8%).
CREBBP acts as an ubiquitous transcriptional coactivator and histone modifier [
1,
33], and
CREBBP inactivation can promote cell growth in SCLC [
33]. Importantly,
CREBBP is frequently mutated in SCLC [
34]. Moreover, treatment with pracinostat, a histone deacetylase inhibitor (HDACi), can increase E-cadherin and acetylated
H3K27, further reversing the function of
CREBBP mutations [
35,
36]. Additionally, significantly higher mutation rates were identified for
EGFR in EA SCLC tumors (25%) than in the Caucasian tumors (10%). Studies have found that EGFR tyrosine kinase inhibitor (TKI)-resistant tumors transformed from non-small cell lung cancer (NSCLC) into SCLC and were sensitive to standard therapies for SCLC [
37‐
39].
This study is interesting given the critical role of
TP53/
RB1 co-mutations in SCLC tumors. Compared to the
TP53/
RB1 co-mutations in the Caucasian cohort, an 8% decrease in
TP53/
RB1 co-mutations was identified in the EA cohort (67% vs 59%), which is consistent with results from other studies [
1,
4,
40]. However, mutations, such as
TP53,
RB1, and
TP53/
RB1 comutation, were not found to be significantly associated with clinical benefits in both the EA and Caucasian cohorts. A mutation in
OTOF, a calcium-sensing protein triggering cell membrane fusion and regulating exocytosis, was significantly associated with poor OS in the Caucasian cohort [
41,
42]. APC mutations were significantly correlated with shorter OS in the EA cohort, meditating faster tumorigenesis [
43]. Mondaca et al. found that APC alterations were associated with the clinical outcomes of colorectal cancer patients [
44]. Evidence has indicated that
NSD3 has crucial effects on cancer cell proliferation and invasion via multiple signaling pathways [
45‐
47]. In the EA cohort,
NSD3 mutations were detected to be correlated with poor OS. Consistent with the previous study,
KDM5C mutations had prognostic implications in EA SCLC patients [
48]. A GRM3 mutation was previously shown to upregulate MAPK pathway activity [
49], and its presence was correlated with shorter survival.
CTNND1 was previously identified to bind and stabilize cadherins, further regulating Wnt/β-catenin signaling pathway activity during tumor progression [
50,
51], and the
CTNND1 mutation was associated with adverse OS in the EA cohort.
FANCG was shown to play an important role in the activation of the Fanconi anemia (FA) pathway with the localization of the nuclear FA complex (including
FANCG) [
52], and it can also interact with
FANCD1 (
BRCA2) [
53,
54]. In our findings, we identified that a
FANCD1 mutation was associated with unfavorable OS in the EA SCLC cohort. In lung cancer,
MET alterations have been suggested to be associated with a poor prognosis [
55], and their presence was associated with shorter OS in the EA SCLC cohort. Long et.al reported that
COL6A6 interacted with
P4HA3 to suppress the growth and metastasis of pituitary adenoma via blocking the PI3K-Akt pathway [
56]. Additionally, Qiao et.al. Indicated that that
COL6A6 was a tumor suppressor gene in NSCLC and was involved in NSCLC tumorigenesis by regulating the JAK signalling pathway [
57].
It is crucial to characterize the immunological profile of SCLC in the EA population, as this landscape might indicate the molecular mechanism of response, efficacy and resistance to specific immunotherapy and provide novel and potential implications of combination therapy. For example, high TMB and alterations in DDR were previously identified to be strongly correlated with better survival in patients who underwent ICI treatments [
11,
58,
59]. Through accumulating incorrect DNA damage, tumors harboring higher DDR mutations commonly had a higher TMB level [
59]. Notably, significantly higher TMB levels were observed in the EA cohort (median 16.75 Mut/Mb; mean 30.95 Mut/Mb) than those in the Caucasian cohort (median 6.24 Mut/Mb; mean 7.03 Mut/Mb). Additionally, the number of DDR alterations was significantly higher in EA SCLC tumors than in Caucasian SCLC tumors. We found that high TMB was significantly positively correlated with high DDR alterations. Preclinical SCLC models were sensitive to PARP inhibition alone and the efficacy of chemotherapy was also enhanced by the addition of a PARP inhibitor [
60]. Additionally, recent studies have shown that the efficacy of immunotherapy is related to a high TMB, high genomic instability, and high immunogenicity in tumor cells [
61]. Moreover, a subset of patients responded to the anti-PD-1 agent nivolumab or pembrolizumab when administered as the third or later treatment line (response rates 12–20%) and experienced very prolonged responses, as median durations of response were 17.9 months and not-reached (after 7.7 months of follow-up), respectively [
62,
63]. An important observation from this study is that East Asian SCLC patients have high mutation counts of DDR signaling pathways and TMB, which raises the question of combination approaches using PARPis and ICIs [
64].
In addition to TMB and DDR alterations, the inflammatory gene expression profile (GEP), specific immune cells (e.g., CD4 + T cells, CD8 + T cells), and immune checkpoint expression levels played a critical role in SCLC treated with ICIs [
11,
65]. Using the CIBERSORT algorithm, there were higher proportions of resting-type immune cells, such as naïve B cells, naïve CD4 + T cells, resting memory CD4 + T cells, resting NKs and resting DCs, in the EA SCLC cohort than in the Caucasian cohort. TGF-β signaling, containing
TGFB1, has been reported to disrupt the recruitment and infiltration of CD8 + T cells into the center of tumors [
66]. Treatment with PD-(L) 1 can facilitate T-cell infiltration, provoke antitumor immunity and attenuate tumor progression [
66].
FOXP3, a conventional biomarker for regulatory T cells (Tregs), can attenuate effective T cell (Teff) activity and is associated with clinical benefits in several tumors [
67‐
69]. Emerging studies have indicated that
VEGFA overexpression tends to involve a suppressive tumor microenvironment (TME) and decreased antitumor immunity [
70,
71], further mediating primary resistance to the anti-PD-(L) 1 regimen. Here, we discovered that there was a high expression level of several suppressive mediators, such as
VEGFA,
TGFB1 and
FOXP3, in the EA cohort. In contrast, chemokines (
CXCL9 and
CXCL10) and a cytolytic activity-related gene (
GZMB) were commonly downregulated in the EA cohort. Chemokines, such as
CXCL9 and
CXCL10, serve as key factors that recruit Teffs into the center of the tumor, further promoting antitumor immunity and disrupting tumor cell proliferation and invasion [
11,
72‐
74].
Using the CMap algorithm, we identified potential inhibitors/compounds that may be capable of targeting
TP53/
RB1 co-mutations, such as the topoisomerase inhibitors mitoxantrone and irinotecan, the HSP inhibitor alvespimycin, and the PARPi NU − 1025. Alterations in DDR signaling pathways have significance in the usage of genotoxic agents, such as platinum-based chemotherapy and PARPi [
75‐
78]. Additionally, unrepaired DNA mediates immune priming by multiple molecular mechanisms and upregulates PD-(L) 1 expression [
79]. Furthermore, PARPi was involved in the development of the inflammatory TME and further promoted a productive immune response [
79‐
81].
However, this study had certain limitations. First, due to the limited number of Caucasian SCLC patients, this finding might need a large population for validation. Second, intratumor heterogeneity was a crucial metric for tumor evolution, but our analyses were based only on single biopsies/samples; therefore, our findings cannot portray the whole evolution of SCLC. Third, this study lacks copy number variation and proteomics analyses to validate our findings. Finally, animal and laboratory experiments are necessary to further illustrate and validate our findings.
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