Late Local Recurrence and Metastasis in Soft Tissue Sarcoma of the Extremities and Trunk Wall: Better Outcome After Treatment of Late Events Compared with Early

We identified adult patients (>18 years) with primary STS of the extremities and trunk wall, diagnosed between 1986 and 2014 in the Southern Sweden healthcare region (1.8 million inhabitants), using the national sarcoma quality register.2,23‐25 Patients have prospectively been enrolled in the register, which has complete coverage compared with the national cancer register. Patients who were not surgically treated, patients with DM at diagnosis and certain histological subtypes (e.g., rhabdomyosarcoma, Ewing’s sarcoma of soft tissue, dermatofibrosarcoma protuberans, and atypical lipomatous tumor) were excluded. The register includes data on diagnosis, treatment, and outcome. In addition to register data, clinical charts were reviewed.

Patients were followed according to the Swedish and ESMO guidelines with physical examination and chest imaging. High-grade tumors were followed every third month for the first 3 years, twice per year up to 5 years, and once per year thereafter. Low-grade tumors were followed twice per year the first 5 years, and thereafter annually. Patients with first recurrence within 3 years were considered to have an early recurrence and patients with first recurrence at 3 years or later were considered to have a late recurrence. Patients with early recurrence were analyzed for reference purpose (supplementary tables).

Tumor size was determined as the largest diameter on histopathologic examination and was dichotomized at both 5 and 8 cm as these cutoffs are commonly used in other studies; 8 cm is used in the Swedish guidelines to identify high-risk tumors. Vascular invasion was defined as presence of tumor cells within any space with endothelial lining. Both vascular invasion and microscopic necrosis were classified as present or not and peripheral growth pattern as pushing or infiltrative.11,12 Tumors were classified as either superficial, if strictly located above an unengaged fascia, or deep-seated if the fascia was invaded or the tumor was located deep to the fascia. The FNCLCC histologic grading system is currently used in the clinical setting at our center. However, a large part of our series was graded using the Broders’ four-tiered system that was used before the French grading system was introduced.26 Low grade (grade 1 and 2) translates approximately to FNCLCC grade 1 and high grade (grades 3 and 4) to FNCLCC grade 2 and 3. Surgical margin was, in accordance with Swedish guidelines, classified as R0 wide if the tumor was surrounded by a 10-mm cuff of healthy fatty, muscular, or loose areolar tissue or an unengaged fascia.27,28 The margin was classified as R0 marginal if there was less than 10-mm margin or engagement of the fascia, as R1 (intralesional) if there was microscopic growth at the resection margin, or as R2 if there was macroscopic residual tumor.29,30 In cases with more than one surgical procedure performed for the primary tumor, the margin obtained at the last surgery was recorded as final margin.

The study was approved by the Lund University Ethics Committee and meet the guidelines of their responsible governmental agency.

A total of 877 STS patients were identified of which 43 patients were excluded for not being surgically treated and 81 for having DM at the time of diagnosis. Another 61 cases were excluded due to certain histological subtypes, and 13 cases were lost to follow-up within 3 years. Two patients had insufficient data and were excluded. The remaining 677 patients were included in the study.

Of these 677 patients, 250 (37%) had recurrence within the first 3 years from initial diagnosis: 60 patients had LR, 121 had DM, and 69 had both LR and DM. Another 50 patients without recurrence died within 3 years (mean age 81 years). The event-free survival for each year is presented in Table 1 and Fig. 1a. The 5-year overall survival (OS) was 63% (95% confidence interval [CI] 59–66), and the 10-year OS was 46% (95% CI 42–50) for these 677 patients.

The clinical importance of established risk factors to provide prognostic information regarding late recurrences is unclear, and somewhat contradictory results have been provided in previous studies.18‐21 We have analyzed a population-based series of soft tissue sarcomas to evaluate if it is possible to identify patients with an increased risk of late recurrence.

Late recurrence in the literature are often defined as a recurrence diagnosed later than 5 years after the primary diagnosis and treatment.19,20,22 We have chosen 3 years, because we believe it better reflects the recurrence pattern of STS. After 3 years, the incidence of recurrences even out and the hazard rate stays consistent for the years following thereafter (Table 1; Fig. 1a). Moreover, guidelines recommend longer surveillance interval for high-grade tumors to twice a year after 2–3 years, at which time approximately 80% of recurrences have been identified.3,5,10,14,15,31

We found, as expected, that surgical margin correlated with risk of developing late LR. Using R0 wide margin as reference, both R0 marginal and R1 margins were factors that indicated increased risk for late LR. The observed univariable statistical correlation between radiotherapy and increased frequency of late LR, however, is interpreted as being caused by confounding factors, because patients who received radiotherapy, in general, were selected due to inadequate surgical margins and high-risk tumor characteristics.

Surgical margin also correlated with increased risk for late DM, although the global significance test was nonsignificant. An R0 marginal surgical margin correlated with increased risk for late DM, and there was a trend for a correlation of R1, although not statistically significant. The latter is probably explained by a type II error as a result of a small sample size. Tumor size ≥5 cm and vascular invasion had a statistically significant correlation with late DM in univariable analysis but could not be shown to be independent risk factors when performing multivariable analysis. The only risk factor for late DM that remained statistically significant in multivariable analysis was high malignancy grade.

It has been suggested that low-grade tumors may be prone to recur late, but this is not in line with the results in this study.5,32 Of 100 patients with low-grade tumor, LR occurred in 17 cases of which 5 were late. The primary tumor was excised with R0 wide surgical margin in 3 of these 17 cases. Eight of 100 patients with low-grade tumors developed DM, of whom 6 presented early and 2 presented late. None of these tumors were operated with R0 wide margin, suggesting that patients with low-grade STS treated with R0 wide margin run a low risk for both LR and DM.

Although treatment of recurrent sarcoma may be challenging, we found that the 3- and 5-year OS from diagnosis and treatment of a late LR were comparable to the 3- and 5-year OS for patients after primary diagnosis and treatment of STS.33,34 Moreover, outcome for patients treated for late recurrences, both LR and DM, was better than for patients treated for early recurrences.

In this study, approximately one-third of late DM were preceded by a late LR. It has been discussed whether the increased incidence of DM following LR is subsequent to the LR itself, but this is now more considered a manifestation of an aggressive tumor biology.7,21,35

Recurrence following a long period of remission after treatment constitutes a clinical problem in various malignancies.36 The causing mechanisms are poorly understood, but it is suggested that late recurrence involves multiple mechanisms of tumor dormancy, such as immunosurveillance, angiogenic dormancy, and cellular dormancy (G0–G1 arrest) by disrupted signaling pathways in the microenvironment.36,37 In this series, STS patients with late events, both LR and DM, had better post-recurrence survival compared with those with early recurrence (Fig. 1b, c) irrespective of tumor histotype. This suggests unknown biological differences between tumors in early and late STS recurrences.

In the literature, reports of surgical margins differ and various margin classification systems are used.38 It has been shown that a system that distinguishes marginal margin from wide margin provides more prognostic information than a dichotomous system that only reports negative versus positive margin.39‐41 It has been argued that a marginal margin behaves closer to a positive margin than a negative margin.39 We found that R0 marginal margin is correlated with increased frequency of late events compared R0 wide margin, both classified as negative margin.

Early detection of LR and DM may increase chances to offer effective treatment and improve the chance of long-term survival. Studies have shown that approximately one-half of LR are detected by the patient in-between clinical visits, which is in line with our findings.15,42‐44 In our series, late LR were identified by the patient in 17 of the 27 cases with available data. In a study by Nakamura et al., approximately one-half of all recurrences (either LR or DM) diagnosed later than 5 years from the initial treatment were detected at follow-up and the other half due to clinical symptoms.19 Hence, patient information and awareness of self-examination is an important strategy to improve surveillance as a complement to the routine follow-up.

We were not able to define any specific characteristics of patients or tumors that predict a high risk of late recurrence. Risk factors for late recurrence appear to be the same as for early (supplementary tables), but many risk factors predicting early recurrence did not predict late recurrence. Nonwide surgical margin was associated with increased risk for late recurrence, both LR and DM. We, therefore, emphasize the importance of regular and long-term surveillance for these patients. After treatment of a late LR, it is reasonable to schedule an adequate follow-up strategy, because about one-third of the patients were later diagnosed with DM. High-grade tumors, especially when excised with close margin, should be followed for a long period of time as the risk of late recurrence was not negligible, and the outcome after treatment in this series was good.

This study was performed using data collected prospectively to the national sarcoma quality register during a long period of time. The rarity of late events result in a limited number of cases. This reduces the possibilities to draw strong conclusions and identify clear patterns for risk factors predicting prognosis and outcome. Comparison of results also are made more complicated by international and historical differences in grading systems and resection margins for STS. However, this study is based on a population based series of STS, with long median follow-up and therefore may be considered to reveal a good reflection of incidence and outcome for patients with late recurrence.

In summary, the study confirms that late recurrences of soft tissue sarcoma are relatively rare. Nevertheless, late recurrences do occur and are often successfully treated. Approximately one-third of late DM were preceded by a late LR. Hence, patients should be followed frequently after treatment of a late LR. The better survival after late recurrence might be explained by differences in tumor biology, indicating that early events reflect a more aggressive tumor, even if representing the same histopathologic entity. This calls for an active surveillance strategy of all STS patients with high-grade tumors, because long-term survival indeed is possible to achieve even after a late recurrence.