Determinants for non-sentinel node metastases in primary invasive breast cancer: a population-based cohort study of 602 consecutive patients with sentinel node metastases

Sentinel node biopsy (SNB) is the standard procedure for axillary staging in patients with clinically lymph node negative breast cancer. Completion axillary lymph node dissection (c-ALND) has traditionally been performed at many breast centres when the final pathological report reveals macro-metastases in 1–2 sentinel lymph nodes [1, 2]. However different studies, including Z0011 trial from American College of Surgeons Oncology Group (ACOSOG), show that c-ALND is not contributed to better survival [3, 4]. Still axillary lymph node status remains one of the most important and powerful prognostic factor in invasive breast cancer as it predicts clinical outcome and is an indication for systemic therapy [5, 6].

SN metastases are classified according to the size of metastases; isolated tumour cells (ITC < 0.2 mm), micro-metastases (0. 2-2.0 mm) and macro-metastases (> 2.0 mm) [7]. In our department, and still in many other centers, the main indication to perform a c-ALND is involvement of SN with macro-metastases. The presence of ITC or micro-metastases is no longer an indication to perform a c-ALND when the patient is planned to undergo radiation therapy, e.g. in breast conserving surgery [8].

There are many benefits of SNB such as avoidance of unnecessary ALND in patients with no axillary metastases. Most of the complications associated with ALND might also occur after SNB. However, the risk of developing bleeding or infection post operatively is less likely to occur following SNB as compared to ALND. Moreover, the incidence of developing pain, sensory disorder or lymph oedema in the upper arm is very low after SNB [9]. Still the SNB as a procedure is time consuming and needs resources.

It is still unknown if c-ALND is necessary to be performed in all cases with metastatic involvement of SN and the possibility of omitting c-ALND has been discussed in several studies, as the risk of metastases to non-SNs may be low and the impact of an ALND on survival is not clear [3, 4].

The first aim of our study is to identify clinicopathological determinants associated with metastases to non-SNs in patients with metastases in SNs. The second aim is to determine the impact of the number of SN with macro-metastases and the type of SN metastases on metastatic involvement in non-SNs.

The Information Networks for Cancer (INCA) is a nationwide database for breast cancer in Sweden which is available on an IT platform. This registry collects information about the cancer care and manages long term follow up. The center in Southern Sweden which manages the registry is the Regional Cancer Center in Southern Sweden (RCC-Syd). By law, all cancer diagnoses have to be reported to the Swedish Cancer Registry and this routine is implemented through INCA.

In this study we included all women operated on because of breast cancer in Lund and Malmö during the period of January, 1st 2008 to December, 31st 2013. They were identified using the clinical registry INCA, and a total number of 3979 cases with breast cancer were found using the unique twelve-digit Swedish civil registration number.

We excluded the following patients from the main study population; 43 cases with previous breast cancer, 122 cases with in situ breast cancer, 82 cases with bilateral breast cancer, 1040 cases who were not operated on with SNB and 25 patients who had received neoadjuvant systemic therapy. There were two patients who had unknown information about the systemic therapy and one patient had unknown status about SN surgery, finally all 30 male patients were excluded in this analysis. Among all patients in the study population there were 1881 patients who had no metastases in SN. We identify totally 671 cases with SN metastases including 69 women who did not undergo a subsequent ALND. The final study population following these exclusions resulted in 602 cases with metastases in SN and all these cases were operated on with c-ALND (Fig. 1).

This study was approved by the regional ethical review board of Lund University (reference 2013/821).

All included patients in this study have been reviewed and discussed at a multidisciplinary breast cancer conference (surgery, radiology, oncology and pathology) at Skåne University Hospital in Malmö and Lund. INCA has a unique and specially designed registration form and all available information about every breast cancer case transfers to the INCA platform. In the present study we retrieved information from INCA about SLNB and c-ALND, i.e. number of lymph nodes removed, type of metastases as well as information about histopathological type and grade, receptor status, HER2 status, tumour size, multifocality, lymphovascular invasion, age and menopause status.

The mode of cancer detection was recorded as screening-detected vs. not detected by screening mammography. We identify menopause status as pre- or post-menopausal. The post-menopausal women were further more sub-classified according to their last menstruation, i.e. 6 months to 5 years or more than 5 years after menopause.

WHO-classification system has been used to identify the histopathological types, accordingly six types of invasive cancer were identified [10‐12]. Furthermore these six types were merged into four different groups i.e. ductal, lobular, combined ductal with lobular and other rare types. Nottingham histological grading score (NHG) was used to define the histological grades [13, 14]. TNM classifications were used to define the tumour size. T1 tumour _≤ 20 mm, T2 tumour 21-50 mm and T3-T4 > 50 mm [10]. Lymphovascular invasion was defined according to the Swedish society of pathology (KVAST) classification, i.e. invasion of vessel wall, underlying endothelium or vascular spaces by tumour cells.Two or more tumours with normal tissue and/or in situ tumours at a distance of 20 mm were regarded as multifocal tumours [15]. Estrogen and progesterone were measured by immunohistochemistry (IHC), and a positive receptor status was identified when the receptor percentage was more than 10% while receptor status was regarded as negative when the percentage was less than 10% [7]. IHC was used to analyze HER2 protein and test results 1+, 2+, or 3+ were reported. IHC test was completed by Fluorescent In Situ Hybridization (FISH) in cases where HER2 was 2+ or 3+. HER2 status was classified as negative when HER2 IHC =0–1, 2+ or 3+ in non-amplified tumours. All cases of HER2 2+ or 3+, which were amplified by FISH, regarded as positive HER2 tumours [16].

In the present analysis metastases in non-SNs were regarded as macro metastases when the size was > 2 mm and as micro-metastases when the size was 0. 2-2.0 mm. Metastases with a size less than 0.2 mm were regarded as isolated tumour cells (ITC). All ITC regarded as no metastases according to international guideline for lymph node metastases [7]. Non-SNs with macro- or micro-metastases were regarded as positive, and those without metastases as negative.

We used binary logistic regression to compare the association between different determinants and metastases in non-SNs. We adjusted all analyses for all studied determinants i.e. histopathological type and grade, presence of multifocality, presence of lymphovascular invasion, receptor status for estrogen and progesterone, HER2 status, tumour size, menstrual status, screening and age. Binary logistic regression was also used to compare the association between the number of the SN, the type of metastases in SN and the risk of metastases to non-SNs. These analyses included a limited number of events and only a selected set of co-variates were included in the multivariate analysis, i.e. those statistically significantly associated with metastases in non-SNs (screening, tumour types and multifocality). This analysis was also stratified for the number of SLNs which had been removed. Odds ratios (OR) with 95% confidence intervals (CI) were analyzed. For all analyses we used the Statistical Package for the Social Sciences (SPSS) program version 22.0 (SPSS Institute, Chicago, IL, USA).

Out of the 602 patients operated on with c-ALND, 211 patients (35%) had metastases in non-SNs and 391 patients (65%) had no metastases in non-SNs, Table 1. There was a high risk of metastases to non-SNs in women with lobular type tumour (18%) compared with ductal type tumours (1.73; 1.01–2.97). Multifocal tumour (31.3%) were also associated with a high risk of non-SN metastases compared with unifocal tumours (2.20; 1.41–3.44), Table 2. There was a high risk for non-SN metastases in 11 patients with unknown status for mammography screening as mode of detection, compared to those patients who were not diagnosed by screening mammography (4.70; 1.36–16.19), Table 2. There were no other statistically significant associations between all other studied determinants and involvement of non-SNs, Table 2.

The total number of SNs removed by surgery had no clear impact on finding metastases in non-SNs, Table 3. The presence of macro-metastases in SN was associated with a high risk of metastases to non-SNs compared with presence of only micro-metastases in SNs (4.91; 3.01–8.05), Table 3. Stratified analysis showed that the number of SNs with macro-metastases, regardless the number of SNs removed by surgery, increases the risk of finding non-SNs with metastases. Combined analysis using one SN with only micro-metastases as reference showed a positive correlation between the number of SNs with macro-metastases and the possibility of non-SN involvement with metastases, Table 4.

The present registry-based study showed that 65% of patients, who underwent c-ALND because of SN metastases, have no further additional non-SN involvement. Lobular types (18%) and multifocal tumours (31.3%) were associated with a high risk of non-SN metastases. The total number of SN removed by surgery had no impact on finding metastases in non-SNs. On the contrary the presence of macro-metastases in SNs contributed with higher risk of metastases to non-SNs. The number of SN with macro-metastases is also associated with the higher risk of finding non-SNs with metastases. Furthermore there was a positive association between the number of SN with macro-metastases and the probability of non-SNs involvement with metastases regardless the number of SNs removed by surgery.

Axillary lymph node status is an important factor in managing patients with primary breast cancer. SNB is the standard method for staging, however the value of the c-ALND has been questioned during the last decade as the majority of these patients have disease-free non-SNs and omitting c-ALND probably has no impact on survival [3].

This analysis included 602 patients from a non-selected population-based cohort of consecutive cases with essential data available from the main breast cancer registry in southern Sweden (INCA) which is a strength of our study. A limitation is however, that we had no information on why 69 women who had a positive SNB did not undergo a c-ALND. Furthermore, analysis based on the data collected from a registry and the reliability of collected data might be questioned, however the quality of the INCA registry is regarded as very high with periodic validation control [17]. A potential problem is, however, that the availability of information about different clinicopathological determinants used in the present study might be limited or unavailable preoperatively, before the final pathological results are available, and this may limit the pre-operative value of these determinants. Previous studies have suggested that the internal mammary lymph node status is an independent prognostic factor. A limitation of the present analysis is that there was no information on internal mammary lymph nodes in the INCA data base. However, this information is not used in clinical practice and currently has no impact on treatment.

In the present analysis we found that 65% of patients, underwent c-ALND because of SN metastases, have no further additional non-SN metastases, this may suggest the possibility of omitting ALND in certain cases with SN metastases but this demands accurate identification of low risk patients. Different studies have questioned the value of c-ALND even if there are metastases in the SN. The Z0011 randomized trial from the American College of surgeons Oncology Group (ACOSOG) compared ALND versus no axillary surgery in patients with a maximum of two SNs with metastases, and the study supported the view that there is no negative impact on survival for patients where an ALND is omitted [4].

Our study showed that there was a high risk of metastases to non-SNs in patients with lobular type compared with ductal type tumours. Adachi Y. et al. showed in their study including 3771 patients that 31 cases with lobular type (18%) had more non-SN metastases than 457 (21%) cases with ductal type and lobular cancer was an important factor for the prediction of non-SN positivity in cases with macro-metastases in SNs. Adachi Y. et al. thus suggested that omitting c-ALND for lobular type with positive SNs requires more consideration [18]. Previous studies showed that loss of E-Cadherin in the extra cellular space and the differences in gene expression between lobular and ductal cancers are associated with immune response, cell invasion and cell adhesion which might be a possible reason for metastatic involvement of lymph nodes in lobular type of breast cancer [19].

We observed in our study that mode of detection (screening mammography vs not) had no clear impact on finding non-SN metastases. Tvedskov et al. showed in their study involving 995 patients, registered in the Danish Breast Cancer Cooperative Group (DBCG) Database, that there was no large difference in the risk of non-SN metastases between patients with clinically detected and screening detected cancers with micro-metastases or ITC in the SN [20]. In our study there was a high risk for non-SN metastases in 11 patients with unknown status for mode of detection. This may be a chance finding, but we choose to include this variable in the multivariate analyses for type and number of SN metastases.

In this cohort we observed that multifocal tumour were associated with high risk of non-SN involvement with metastases. Similarly Cabioglu et al. found in their study including 1322 patients with invasive breast cancer that multifocal tumour had more potentials of metastases to axillary lymph nodes compared with unifocal invasive tumour, regardless of primary tumour size. It is unclear with underlying biology regarding the multifocality and increased risk of lymph node involvement but the aggressiveness of multifocal tumours has been proposed as underlying cause in some studies, another proposed theory is finding higher proportion of lobular type in multifocal tumours compared with unifocal tumour. Furthermore using the largest diameter or the combined diameter of the multifocal tumors, as the size of the tumour, has been proposed as a possible explanation [21].

There were no statistically significant findings for other determinants included in this study i.e. age, menopause status, tumour size, histological grade, estrogen status, progesterone status, HER2 status, lymphovascular invasion. Y. Andersson et al. showed in their analysis that tumour size and histological grade were significantly associated with non-SN status [22]. Dighe L. et al. showed in their study that tumour size and vascular invasion were strongly associated with the metastatic involvement of SN, and they created a nomogram that facilitate preoperative decision-making regarding the extent of axillary surgery [23]. The use of nomograms has also been suggested by others, and some are available as a web-based tool [24]. A metanalysis performed by van la Parra RF. et al. included data from 56 candidate studies showed that eight different variables possibly related to high risk of finding non-SN metastases. These 8 individual characteristics were; size of metastases in the SN, extracapsular extension in the SN, number of the positive SN, number of the negative SN, tumour size, ratio of positive sentinel nodes, lymphovascular invasion in the primary tumour and method of detection, all these predictors were associated with high risk of finding metastases in non-SNs [25].

In this analysis we observed that the total number of SN removed by surgery has no impact on finding metastases in non-SNs, while the type of metastases in SN is an important predictor for non-SN metastases where presence of macro-metastases in SN strongly contributed with a high risk of finding additional non-SN involvement with metastases compared with presence of micro-metastases in SN. Van den Hoven I. et al. showed in their analysis including 513 patients with positive SN underwent c-ALND at 10 participating hospitals that the presence of negative SN as well as continuous size of the largest SLN metastases are strong predictors for the presence of metastases in the non-SNs [26]. Similarly, Elisabeth A. Mittendorf et al. and Hwang RF. et al. have observed in their studies that the size of metastases in the SN was the most important predicting variable for the presence of additional non-SN involvement [27, 28].

We also found that not only the type of metastases has a positive association with the risk of non-SN metastases but the number of SN with macro-metastases was associated with the risk of metastases in non-SNs regardless of the total number of SNs removed at surgery. Combined analysis, using one SN with only micro-metastases as a reference, showed a positive correlation between the number of SN with macro-metastases and the risk of non-SN involvement with metastases. Siem A. Dingemans et al. showed in their analysis that in patients with macro-metastases in SNs, tumor size larger than 2 cm, extranodal growth, and non-negative SNs are predictors of non-SN involvement [29].

The present study provides evidence that clinicopathological determinants such as lobular type or multifocality as well as the type of SN metastases and the number of the SN with macro-metastases may possibly be used as supporting tools in evaluating the risk of lymphatic spread to the non-SNs and may help clinician in taking final decision before performing c-ALND, however the benefit of the c-ALND, even when there are macro-metastases in the non-SNs, is not clear and an accurate identification of the low risk patients who may possibly omit c-ALND is still difficult.

We conclude that lobular cancer and multifocal tumours are associated with a high risk of non-SN involvement. The presence of the macro-metastases in SNs, vs. only micro-metastases, and the number of SN with macro-metastases has a positive association with metastases in non-SNs. These factors may be valuable considering whether or not to omit c-ALND.