Hypermethylated 14-3-3-σ and ESR1 gene promoters in serum as candidate biomarkers for the diagnosis and treatment efficacy of breast cancer metastasis

Breast cancer is a major health problem, with more than 1,000,000 new cases and 370,000 deaths annually worldwide. Over the past decade, breast cancer mortality has been declining in the majority of developed countries, despite an increasing incidence. This is the combined result of better education, widespread screening programs, and more efficacious adjuvant treatments. Furthermore, improved knowledge of breast cancer biology now allows the majority of breast cancer patients to be spared the cosmetic, physical, and psychological consequences of radical treatment, including radiotherapy [1‐3].

However, clinicians have limited instruments available for the early detection of breast cancer recurrence that results from metastases undetected at the time of the primary treatment. Molecular studies have yielded important data on breast cancer development and progression. However, no biomarkers, used alone or together, have yet proved able to definitively predict the outcome of cancer treatment, and new molecules are required that can serve as reliable indicators of the risk of cancer recurrence. Serum biomarkers are produced by body organs or tumors, and large amounts in the blood can be suggestive of tumor activity [4]. The only breast cancer tumor markers with demonstrated clinical utility are tumor-associated antigens, but their usefulness to follow up patients with metastatic disease can be limited [5].

A key challenge in breast cancer therapy is to elucidate the mechanisms involved in inducing or repressing the multiple genes required for cancer cell growth, invasion, and metastasis. Methylation-associated changes affect numerous genes in all cellular pathways [6], and it is widely accepted that a succession of accumulative hits in oncogenes lead to genetic lesions. The pathological features of breast cancer follow a sequential progression from the transition of a normal cell to benign proliferative hyperplasia, hyperplasia with atypia, carcinoma in situ, and, eventually, invasive and metastatic disease [7]. However, the timetable of epigenetic alterations during this progression is little understood [8]. Some studies have evaluated the association between gene hypermethylation and biological or clinical properties of breast tumors [9‐12].

In breast cancer, tumor-related genes may be silenced by hypermethylation. DNA methylation, unlike other epigenetic changes, does not alter the nucleotide sequence. Hypermethylation is an epigenetic change that blocks the promoter region of a gene and results in gene silencing. When CpG islands are hypermethylated, the activity of the regulatory proteins that promote transcription is restricted due to the tightly packed nucleosomes[13]. Many hypermethylated genes have been reported, and silencing of these genes plays an important role in carcinogenesis, tumor progression [9, 14], and diagnosis [11, 15‐17]. These hypermethylated promoters are very rarely found in normal breast. It has been suggested that aberrant hypermethylation may be useful as a biomarker, with implications for breast cancer etiology, diagnosis, and management.

The epigenetic alterations that initiate and drive tumorigenesis are promising targets for the early detection of tumor and perhaps metastasis, because they may precede clinical signs of cancer or recurrence and can be detected at very low levels [11]. The relationship between primary neoplasm and metastasis remains largely unknown [18]. There has been no comprehensive comparative study on the clinical usefulness of tumor-associated methylated DNA biomarkers in primary breast carcinoma and metastatic breast carcinoma.

Although numerous issues remain to be resolved, the quantitative measurement of circulating methylated DNA remains a promising approach to cancer risk assessment. The objective of the present study was to assess the usefulness of serum concentrations of methylated Estrogen Receptor1 (ESR1) and Stratifin (14-3-3-σ) gene promoters in breast cancer patients in two very different clinical situations: i) treated and with no evidence of residual or recurrent disease, and ii) treated and with detected metastatic breast cancer. We also examined whether these biomarkers add information of clinical utility during the post-treatment follow-up of breast cancer patients with metastases.

Table 1 shows the general characteristics of the two patient groups studied. The groups did not differ in histological type (P > 0.05), estrogen receptor status (P > 0.05) or iii) progesterone receptor status (P > 0.05). As expected, they significantly differed in tumor size (P < 0.05), nodal involvement (P < 0.05), and histological grade (P < 0.05).

Median serum levels of methylated gene promoter ESR1 did not differ among HC, DFBC, and MBC groups (P > 0.05). Median serum 14-3-3-σ values did not differ between HC and DFBC groups (P > 0.05), but differed between HC and MBC groups (P < 0.001) and between DFBC and MBC groups (P < 0.001). Figure 1 depicts the results obtained.

Calculation of the area under the ROC curve (Z) for the capacity of 14-3-3-σ to discriminate between healthy individuals and patients with breast cancer metastatic disease gave a value of Z = 0.925 (95% confidence interval: 0.886 to 0.964), an excellent level of accuracy.

Figure 2 depicts 14-3-3-σ gene values before and after the first chemotherapy cycle, showing that the chemotherapy produced a major reduction in the serum levels of 14-3-3-σ in the MBC group. These differences have been studied using Wilcoxon signed rank test and show that the median difference in methylation after treatment is greater than zero (P = 0.0045); being the paired test also significant (P = 0.012).

However, although initial levels appear to fall in most of the MBC patients, other patients show no change or an increase in levels. Figure 3 shows those MBC patients with a continuous decline in serum 14-3-3-σ, and Figure 4 those patients with both rises and falls. This biomarker-based categorization has been empirically defined. Table 2 shows the contingency table that was constructed by combining this biomarker's response-pattern with the chemotherapy response scores. Analysis with the Pearson chi-square test gave a value of 10.23 (P = 0.017), indicating that the time course of the biomarker was determined by the clinical response to the treatment. In summary, the continuous-decline pattern of serum 14-3-3-σ levels was associated with a positive predictive value of 65% (95% CI 38-86%), implying a favorable prognosis in two out of three patients, whereas the rise-and-fall pattern was associated with a negative predictive value of 88%, implying a poor prognosis for most of the patients with this pattern.

Finally, we calculated the ratio of the 14-3-3-σ level before the first chemotherapy cycle to the level just before administration of the second chemotherapy cycle for the "continuous decline" and "rise-and-fall" groups (figure 5). The median values are: 5.606 and 1.694, respectively and the medians, Mann Whitney test, are significantly different (P = 0.0034).

Accurate prognosis and predictive factors are necessary for the optimum management of patients with cancer and are especially important in breast cancer, because of its widely varying outcomes and the availability of potentially beneficial systemic adjuvant therapies. The definitive assessment of the clinical value of a predictive factor is a long process [4], but the use of an unbiased genome-wide approach has permitted the rapid identification of a number of genes that strongly predict a poor clinical outcome [22]. The identification of mutations and/or epigenetic alterations in cancer may be useful to develop novel, more effective biomarkers and therapies in breast and colon cancer [22]. In breast cancer, promoter hypermethylation has been reported for various genes that cover most cell functions [11, 15, 17, 23, 24].

Estrogen receptor status is an important factor in the diagnosis and prognosis of breast cancer. A previous study by our group found a significant difference in serum values of ESR1 and 14-3-3-σ gene promoters between breast cancer patients and healthy controls [11]. The present study also found a significant difference in serum methylated 14-3-3-σ gene promoter between metastatic breast cancer patients and healthy controls. In contrast, however, ESR1 appeared to be unmethylated in the present patients with metastatic breast cancer. Theoretically, ESR1 is considered to be preferentially methylated in tumors because its inactivation confers a selective clonal advantage[25]. It is possible that the specific environmental and nutritional setting of breast cancer metastases produces changes in this epigenetic alteration. However, further in-depth study is required to explain this intriguing finding. Reports of differences in methylation pattern between primary and metastatic breast cancer [18] may indicate that therapeutic targets in primary breast cancer are not be the same as targets in metastatic sites.

14-3-3 proteins are crucial in a wide variety of cell responses, including DNA damage checkpoints and apoptosis [26]. Disruption of the G2-M checkpoint also appears to contribute to the change in the sensitivity of cells to chemo- and radiotherapy [27, 28]. 14-3-3 sigma sequesters the cdc2-cyclin B1 complex in the cytoplasm, resulting in G2 arrest. Among the genes involved in the G2-M checkpoint, 14-3-3σ, a transcriptional target of p53, is frequently silenced by DNA methylation of the 14-3-3σ gene promoter or by induction of estrogen-responsive ubiquitin ligase that specifically targets 14-3-3σ for proteosomal degradation [23, 29]. The inactivation and reduced expression of 14-3-3σ have been reported in various cancers, including breast cancer [16, 26, 30]. To date, the sigma isoform of 14-3-3 proteins has been the isoform most directly implicated in carcinogenesis and is recognized as a tumor-suppressor gene [31]. Although the molecular basis for the tumor-suppressor function of 14-3-3σ is unknown [26], it has been suggested that 14-3-3σ is a critical regulator of G2-M [32]. It has also been demonstrated that endogenous 14-3-3σ preferentially forms homodimers in cells [33]. Knocking out 14-3-3σ in cancer cells leads to mitotic catastrophe and cell death from DNA damage due to the absence of G2-M arrest [34]. Moreover, the highly conserved human 14-3-3 gene family encodes proteins with either tumor-promoting or tumor-suppressing activities, suggesting that the cellular balance among different 14-3-3 isoforms is crucial for the proper functioning of cells [32]. 14-3-3 proteins have been found in primary breast cancer, enhancing its biological activity [35]. The structure of the p53 C-terminus bound to the adaptor protein 14-3-3 has been recently described, providing a rationale for the observed stabilizing effect of 14-3-3 binding [36]. Consistent with these data, the G2-M checkpoint is impaired in cancer cell lines that show methylation of 14-3-3 σ, while restoration of the expression of these genes using 5-aza-dC restores G2-M arrest induced by DNA damage [37]. This molecule also contributes to mitotic catastrophe in carcinoma cells treated with chemotherapy agents [38].

Results of a recent study [39] showed that 14-3-3 and HSP70 expression may be useful as biomarkers and targets for the diagnosis and treatment of human triple-negative breast cancer. Breast cancer metastasis is the main cause of treatment failure, and the goal of adjuvant therapy is to eliminate disseminated tumor cells after complete removal of the tumor. However no tool is available to monitor its efficacy [11]. Response to adjuvant treatment is usually evaluated retrospectively based on recurrence and survival rates. Therefore, the identification of metastasis biomarkers at an early stage may contribute to the early diagnosis and treatment of breast cancer patients. There is increasing recognition of the importance of epigenetic changes in the metastatic process. Cells may acquire an epi-genotype that allows them to disseminate from the primary tumor mass or survive and proliferate at a secondary tissue site [40]. Overall, these results offer evidence of a difference in protein profile between metastatic and primary breast cancer.

The expression profile of the metastatic tumor is known to differ between primary tumor and heterogeneous metastasis [39]. The present findings show that breast cancer methylation profiling might yield biomarkers for the diagnosis and treatment efficacy of breast cancer metastasis. Thus, we found that ROC analysis of serum levels of 14-3-3-σ methylated gene-promoter discriminated between healthy individuals and metastatic breast cancer patients with a sensitivity of 81% (95% CI: 74.0 - 86.8) and a specificity of 96.2% (95% CI: 80.45 - 99.9), making this biomarker a candidate for use in metastasis screening in the follow-up of treated breast cancer patients. It would be of special interest to investigate whether the elevated post-surgical serum 14-3-3-σ levels in some of the present patients (DFBC group) and in our previous study [11] indicate a risk of metastatic cancer or tumor recurrence. Although this type of investigation requires a prolonged follow-up [4], identification of this biomarker as a risk factor and its correlation with other clinical factors may lead to improvements in breast cancer treatment.

14-3-3-σ proteins are known to be crucial in a wide variety of cell responses, including cell cycle progression, DNA damage checkpoints, and apoptosis [26], and 14-3-3-σ hypermethylation is a significant event in primary breast cancer [41]. However, its impact on tumor progression and its potential as a predictive factor remain unknown. Because 14-3-3-σ proteins regulate normal cell processes, the loss of their expression (mainly by hypermethylation of 14-3-3-σ gene promoter) may be implicated in breast cancer progression [31, 42]. This hypothesis is supported by our data, since hypermethylation of 14-3-3-σ was significantly associated with the response to metastatic breast cancer treatment. We calculated BRR values for the "continuous decline" and "rise-and-fall" groups (values plotted in Figure 5A). Analysis by unpaired t-test with Welch's correction showed a significant difference in mean values between these groups (P = 0.021). Subsequent ROC analysis, considering the "continuous decline group" as controls and the rise-and-fall group as cases (Figure 5B), showed a sensitivity of 75% (95% CI: 47.6 - 86.7) and a specificity of 66.7% (95% CI: 41.0 - 86.7) to discriminate between the groups for a cut-off level of BRR = 2.39.

The area under the ROC curve (Z = 0.804 ± 0.074) indicates that this test is a good approach to post-treatment prognosis and supports the very recent idea that 14-3-3 proteins may be related to breast cancer metastasis and evolution [43]. However, a small amount of 14-3-3-σ methylated was detected in sera from healthy controls [11], which may be explained by presence of occult benign breast disease, although other possible sources of this DNA include: normal tissues, which show higher methylation values with increasing age[44]; leukocytes [23], or breast benign disease [41]. The above findings raise some questions about the utilization of 14-3-3-σ gene promoter in DNA extracted from serum for metastasis screening in the follow-up of treated breast cancer patients. Further research is warranted to elucidate this issue and to establish the impact of 14-3-3σ on tumor progression and its potential to predict the response to treatment of metastatic breast cancer.

There are numerous promising treatments for advanced breast cancer now in phase III trial, and there is an urgent need to establish sensitive end-points that can be assessed earlier than overall survival [45]. Although further research is required to establish the link between 14-3-3-σ hypermethylated gene promoter measured in the serum of breast cancer patients and the response to chemotherapy, including control of symptoms, avoidance of adverse effects, and improvement in quality of life, important aspects in the approaching era of personalized medicine, this biomarker may be potentially useful to monitor disease status and treatment response.