Background
The course of Alzheimer’s disease (AD) may be described in different stages because these patients exhibit different symptoms over time. However, the clinical presentation of AD and the progression of symptoms might show considerable heterogeneity among the affected individuals. In general, AD starts with mild impairments in memory, communication patterns and executive ability, and depression, which can be an early symptom of AD [
1]. A marked reduction in the capacity to conduct more advanced instrumental activities of daily living (ADL) has also been observed in persons with mild AD [
2]. Common symptoms in the moderate stage are disorientation of time and/or place, dyspraxia, dysgnosia and decreased judgement and skills with regard to basic ADL. Moreover, when the disease progresses, it is often accompanied by social withdrawal, changes in behaviour and psychotic symptoms [
1].
Cholinesterase inhibitors (ChEIs) are the main recommended symptomatic treatment for patients with mild to moderate AD, and they are understood to work by increasing the level of acetylcholine in the neuronal synaptic clefts in the brain [
3]. The level of short-term therapeutic response and longitudinal outcome may vary among those at the various stages of AD. Several studies have reported a better 6-month cognitive response to all three ChEIs for individuals in the moderate to moderate/severe stages [
4‐
6], while long-term benefits of ChEI treatment were more pronounced in those patients with milder AD [
7].
There is an increased interest in cognitive and functional outcomes according to the stages of AD, and in new therapies aimed at blocking the course of the disease especially in the early stages. The medical food Souvenaid (Nutricia N.V., Zoetermeer, The Netherlands) showed significant cognitive improvement compared with placebo in participants with mild AD exclusively, but failed in a cohort of patients with both mild and moderate AD [
8]. Passive immunization with the anti-beta-amyloid antibody solanezumab yielded small but significant positive cognitive effects in individuals with mild AD [
9]; however, the final phase 3 analyses observed no treatment–placebo differences in participants with either mild or moderate AD [
10]. A phase 2 trial of idalopirdine + donepezil reported a significant improvement in cognitive ability in patients with moderate AD compared with donepezil therapy alone [
11]. New longer studies are usually add-on studies – that is, performed using participants who are already being treated with ChEIs – because placebo-controlled trials lasting longer than 6 months in individuals with untreated AD are not permitted for ethical reasons. Knowledge of the longitudinal cognitive and functional outcomes in different stages of AD are of great importance for the evaluation of future add-on therapies (e.g. calculation of adequate sample sizes). New therapies that might modify AD progression require thorough assessment over several years; hence, the rates of change in well-designed observational studies can be used for comparisons.
Few earlier long-term studies focused on reporting data for ChEI-treated participants in the mild and moderate AD stages. Moreover, to our knowledge, no comparative studies of different aspects of disease progression in these stages over longer times have been reported. An observational study of the cognitive and ADL outcomes over 3 years of ChEI therapy of mild AD was described by our group [
2]; the Alzheimer’s Disease Neuroimaging Initiative presented the 2-year cognitive decline in ChEI-treated patients in the mild stage of AD [
12]; and an 18-month randomized controlled trial of tarenflurbil exclusively in participants with mild AD showed rates of change in cognition over time for the ChEI-treated and/or memantine-treated ‘placebo’ group [
13]. No longitudinal studies have previously reported the progression in different domains or possible predictors that might affect the disease course in a cohort with exclusively moderate AD.
The present study aimed to compare various long-term outcomes between patients with mild or moderate AD in a routine clinical setting of ChEI therapy, and aimed to describe and predict cognitive, global and functional longitudinal progression in individuals with moderate AD. Disease progression regarding the group with mild AD was published previously [
2].
Methods
Study and participants
The Swedish Alzheimer Treatment Study (SATS) is a 3-year, prospective, open, non-randomized multicentre study with the purpose of assessing long-term ChEI treatment (donepezil, rivastigmine and galantamine) in routine clinical practice. Several publications have previously reported various findings from the SATS [
2,
6,
7,
14]. In total, 1258 participants with AD were recruited from 14 memory clinics in different areas of Sweden. Of these, 734 individuals were defined as having mild AD (Mini-Mental State Examination (MMSE) [
15] score, 20–26) and 287 individuals as having moderate AD (MMSE score, 10–19) at the start of ChEI therapy (baseline) and were included in the present study.
The inclusion criteria were outpatients aged 40 years and older who received a clinical diagnosis of dementia as defined by the
Diagnostic and Statistical Manual of Mental Disorders, 4th edition (DSM-IV) [
16] and possible or probable AD according to the criteria of the National Institute of Neurological and Communicative Disorders and Stroke and the Alzheimer’s Disease and Related Disorders Association (NINCDS-ADRDA) [
17]. In addition, the participants were required to be community dwelling with or without home-help services at the time of AD diagnosis, to have a responsible caregiver and to be capable of being evaluated using the MMSE scale at the initiation of ChEI treatment. Exclusion criteria were not fulfilling the diagnostic criteria for AD, already receiving active ChEI therapy or contraindications to ChEI. Concomitant medications other than ChEIs were recorded at baseline and allowed during the study, except for memantine. If memantine therapy was commenced, the individual dropped out from the SATS at that time point.
The SATS participants were investigated in a structured, follow-up programme over 3 years that investigated cognition, global performance and instrumental and basic ADL abilities, at the start of ChEI treatment, after 2 months (MMSE and global rating only) and every 6 months. Nurses trained to care for patients with dementia assessed the ADL capacity based on interviews with the caregiver. The dates of eventual nursing home placement and death were documented, as well as the date of, and reason for, any withdrawal from the SATS.
After inclusion in the study and the baseline evaluations, the participants were prescribed ChEI therapy as part of the ordinary Swedish health care system, in accordance with the approved product labelling. The SATS is an observational study and the choice of ChEI agent and dose was left entirely up to the dementia specialist’s discretion and professional judgement. The ChEI dose was recorded after 2 months of treatment and then semi-annually after baseline. If the patient stopped taking the ChEI, the individual was excluded from the study at that time point.
Ethics, consent and permissions
All patients and/or their caregivers gave their written informed consent to participate in the SATS, which was conducted according to the provisions of the Helsinki Declaration and was approved by the Ethics Committee of Lund University, Sweden.
Outcome measures
Cognitive status was assessed using the MMSE scale (with scores ranging from 0 to 30; a lower score indicates more impaired cognition) and the Alzheimer’s Disease Assessment Scale—cognitive subscale (ADAS-cog) [
18] (0–70 points; a lower score indicates higher cognitive ability). The Clinician Interview-Based Impression of Change (CIBIC) [
19] was used as a global rating of ‘change from the start of ChEI treatment’. The evaluations were performed at all intervals using a 7-point scale that varied from 1 (very much improved) to 7 (marked worsening). Three groups of response were defined at each CIBIC interval: 1–3 indicated improvement, 4 indicated no change and 5–7 indicated worsening. No guidelines or descriptors were provided to define the individual ratings. The classification between, for example, minimally improved or very much improved was left to the dementia specialist’s clinical judgement.
The functional capacity was assessed using the Instrumental Activities of Daily Living (IADL) scale [
20], which comprises eight items: ability to use the telephone, shopping, food preparation, housekeeping, ability to do laundry, mode of transportation, responsibility for own medications and ability to handle finances. Each item was scored from 1 (no impairment) to 3–5 (severe impairment), thus allowing a total range of 8–31 points. Basic ADL was measured by the Physical Self-Maintenance Scale (PSMS) [
20] comprising six items: toilet, feeding, dressing, grooming, physical ambulation and bathing. Each item was scored from 1 (no impairment) to 5 (severe impairment), thus allowing a total range of 6–30 points.
For each follow-up visit, we calculated the mean MMSE, ADAS-cog, IADL and PSMS changes from baseline with 95 % confidence intervals (CI). To facilitate comparisons of these rates, we converted the change in score to positive values (indicating improvement) and negative values (indicating worsening). The proportions of improved/unchanged SATS patients, predefined as those who demonstrated an improvement or no change (≥0 points difference) at the respective evaluation, were also calculated for the MMSE, ADAS-cog, IADL and PSMS scales.
Nursing home placement was defined as the permanent admission to a licensed skilled nursing facility with 24-hour care; that is, rehabilitative or respite care was not included. If hospitalization occurred before nursing home entry, the date of hospital admission was used. Using the 12-digit personal identity number assigned to each resident of Sweden, we determined whether each participant in the study was still alive on 31 December 2013 with the help of the Swedish population register (Swedish Tax Agency). If not, the date of death was recorded.
Statistical analyses
The IBM Statistical Package for the Social Sciences (SPSS) for Windows (version 22.0; IBM Corporation, Armonk, NY, USA) was used to perform the statistical analyses. The level of significance was defined as p <0.05, unless otherwise specified, and all tests were two-tailed. Observed-case analyses were used to avoid overestimation of the therapeutic effect by imputing earlier, better outcome scores in a long-term study of a progressively deteriorating disease. Parametric tests were used because of the large sample size and the approximately normally distributed continuous potential predictors. Independent-sample t tests were used to compare the differences between the means for two groups, and chi-square tests were conducted to analyse categorical variables. Pearson’s correlation coefficient was calculated to investigate any linear associations between continuous variables.
Mixed, linear and non-linear fixed and random coefficient regression models using the subject as a hierarchical variable (to consider the intra-individual correlation) were performed. In addition, the mixed-effects models took into account the varying number of assessments available for each patient and unequal time intervals between follow-ups, which are the usual concerns in longitudinal studies. The individuals who discontinued the study contributed information during their time of participation; hence, we considered the trajectories of all patients in the SATS.
Time was defined as the exact number of months between the start of ChEI therapy and each visit, which implies that all data points were used at the actual time intervals. To adjust for baseline differences, the initial cognitive, instrumental or basic ADL scores for each individual and their interaction with linear and quadratic terms for time in the study (to enable a non-linear rate of change in the models) were included as fixed effects; that is, time in months (and time in months2) × MMSE (ADAS-cog, IADL or PSMS) baseline score. Thus, the dependent variables were the cognitive or functional scores assigned at the second and subsequent evaluations for each participant; the mixed-effects models do not intend to predict the scores at the initiation of ChEI treatment. The random terms were an intercept and time in months, with a variance components covariance matrix. Several potential socio-demographic and clinical predictors were included as fixed effects in the models, such as sex, age at the start of ChEI therapy, clinician’s estimate of age at AD onset, years of education, presence of the apolipoprotein E (APOE) ε4 allele (no/yes), solitary living (no/yes), number of medications at baseline, and specific concomitant medications (no/yes for each group) including antihypertensive/cardiac therapy, antidiabetics, asthma medication, thyroid therapy, lipid-lowering agents, oestrogens, non-steroidal anti-inflammatory drugs (NSAIDs)/acetylsalicylic acid, antidepressants, antipsychotics and anxiolytics/sedatives/hypnotics. The effect of ChEIs was analysed using the drug agents (coded as a set of dummy variables) and dosages. The ChEI dose could vary during the treatment period for an individual patient and between patients; therefore, the mean dose used during the entire follow-up period was calculated for each participant. In cases of drop-out, the mean dose used during the individual’s time of participation in the SATS was calculated. To obtain a similar metric for percentage maximum dosage for each of the three ChEIs, the mean dose was divided by the maximum recommended dose for each drug; that is, 10 mg for donepezil, 12 mg for rivastigmine (oral administration) and 24 mg for galantamine. The term ‘ChEI agent × dose’ was also included in the models. Furthermore, some potential interactions (gender, age or education) with disease severity at baseline or with time in the study were included in the models. Non-significant variables (p >0.05) were eliminated in a backward stepwise manner. The hierarchical principle was applied in the mixed-effects models; variables that appeared in significant interactions were not considered for elimination.
Discussion
In this study conducted in routine clinical practice, varying 3-year outcomes between participants in the two different stages of AD were demonstrated depending on the measures used. No significant difference was found between the MMSE and IADL scores, whereas the deterioration using ADAS-cog and basic ADL scales was faster in the group with moderate AD. Nursing home placement during the study was less frequent for the patients with mild AD, but the proportion of deceased individuals between the two stages did not differ after 3 years. Using mixed-effects models, risk factors for worse cognitive long-term outcome in moderate AD were antipsychotic medications, no usage of NSAIDs/acetylsalicylic acid, living alone, younger age, more years of education and lower IADL capacity. A higher mean ChEI dose was associated with slower cognitive and functional decline. Prediction models with the variance explained to a larger extent were also presented for the moderate cohort.
There has been increased interest in disease progression and response to therapies in various stages of AD after the solanezumab phase 2 [
9] and Souvenaid [
8] trials that reported small, but significant, positive outcomes for participants with mild AD. The solanezumab phase 3 trials [
10] showed no placebo-treatment differences in cognition; however, the ‘placebo’ (the majority of patients were treated with ChEIs and/or memantine) group with mild AD deteriorated, on average, 5.1 points on the ADAS-cog scale and 2.4 points in MMSE score after 18 months. The corresponding decline in the SATS was 2.6 points and 1.3 points [
2]. The mean deterioration for the moderate ‘placebo’ group in the 18-month solanezumab trial was 10.9 points on the ADAS-cog scale and 5.8 points in MMSE score, whereas the declines in SATS participants were 6.6 points and 1.8 points, respectively. A 6-month randomized controlled trial of idalopirdine in patients with moderate AD found a mean deterioration of 1.38 points on the ADAS-cog scale in the donepezil-treated ‘placebo’ group [
11], while the current study demonstrated an average deterioration of 0.14 points after 6 months. The participants in both the solanezumab and idalopirdine trials were on stable treatment with ChEIs and/or memantine before their inclusion in the trials [
10,
11]. The slower rate of cognitive impairment over time reported in the SATS might reflect a positive response to continuous ChEI therapy in the first months after initiation; therefore, it may be important to consider the point when treatment with ChEIs was started when comparing measures of disease progression between studies.
The cognitive rates of change over time between the patients with mild vs. moderate AD in the present study differed appreciably, depending on the chosen test instrument—MMSE or ADAS-cog, which are commonly used during these stages of AD. The selected assessment scale can affect the detected profile and rate of deterioration [
21]. For example, a ceiling effect (the scale is less sensitive in the detection of actual changes during the very mild stage) and a floor effect (inability to evaluate severely impaired persons adequately) might affect the apparent trajectories. Moreover, a change in the score on a certain test is expected to be greater at the level of function, at which the scale measures the individual’s capacities most accurately [
22]. Our findings indicate that the items in the more complex ADAS-cog scale are better adapted to measure the cognitive performance of the cohort with moderate AD, and that the MMSE seems to be less sensitive in describing the rate of change in cognition for participants with mild or moderate AD. This calls for the use of other scales that are more sensitive to changes in the progression of the disease (e.g. ADAS-cog). In clinical practice, the MMSE test is simpler to administer than the ADAS-cog; however, the latter is better when it comes to measuring change from a scientific point of view. The higher percentage of the explained variance observed for the ADAS-cog score compared with MMSE score (48 % vs. 38 %) in our mixed-effects models strengthens this observation. Knowledge of the expected long-term progression rate in various scales and stages of AD is clinically important for patient prognosis and anticipated care needs (i.e. whether the individual is declining at a rapid or slow rate) and for the assessment of the effectiveness of new therapies (e.g. calculation of sample sizes).
Surprisingly, no significant difference in the rate of IADL deterioration was detected between participants with mild and moderate AD after 3 years in this study. Our previous study of mild AD found that 45–65 % of the patients needed assistance with IADL tasks at baseline [
2]. The current study showed that nursing home placement was less frequent among individuals with mild AD. However, the time to institutionalization for those who were admitted and the proportion of deaths over the 3-year study did not differ between the disease stages. A recent review reported that IADL impairment occurred early at a stage of mild cognitive impairment [
23]. These observations stress the need for functional evaluations during the early phases of cognitive decline. Information about the patient’s IADL abilities is important knowledge for family members, clinicians and community-based services, for example, to assess safety issues (driving, management of own finances and medication intake) and to provide an adequate amount of formal care to postpone nursing home placement.
The significant predictors of progression in the moderate stage of AD varied somewhat between the MMSE and ADAS-cog scales in the present study. A higher level of education significantly precipitated the cognitive impairment measured by the ADAS-cog scale, but not the MMSE score, over time. Individuals with more years of education are expected to have a higher premorbid cognitive status. Hence, they might have a relatively larger burden of AD pathology and a more advanced level of the disease when dementia is clinically manifest [
24]. This is one explanation for the influence of education level on the more demanding ADAS-cog scale in our group of participants with moderate AD. More years of education in patients with mild or mild-to-moderate AD have been related to faster cognitive deterioration using both MMSE and ADAS-cog scales [
2,
7,
25], indicating a greater neurodegeneration at the time of AD diagnosis and delayed initiation of anti-dementia therapy compared with those with a lower level of education.
In the current analyses of moderate AD, the presence of NSAIDs/acetylsalicylic acid medications was a protective factor for a better longitudinal outcome in cognition (ADAS-cog score). We also found this protective factor in our entire SATS cohort with mild to moderate AD [
7], but not in participants exclusively in the mild stage of AD [
2]. Neuroinflammation has been suggested to participate in the pathogenetic cascades of AD, and a recent study from our group demonstrated that cerebral inflammation was an independent predictor of earlier death in AD [
26]. The findings lead to the hypothesis that anti-inflammatory drugs could act as possible preventive or therapeutic approaches. A recent meta-analysis of observational studies shows that use of NSAIDs and aspirin, particularly over longer periods, could significantly prevent the occurrence of AD [
27]. However, a review of randomized trials found no effect of NSAID therapy on cognitive decline compared with placebo in patients with mild to moderate AD; however, none of the included studies was longer than 12 months [
28]. Nor was any beneficial effect observed in an 18-month trial of tarenflurbil in mild AD exclusively [
13]. An explanation for these negative findings is that the follow-up period was not sufficiently long enough for a therapeutic effect to emerge in comparison with the 3-year perspective of the SATS. In addition, individuals with more advanced disease and neuroinflammation might have additional benefit from longer-term treatment with anti-inflammatory drugs and their potential for slowing AD progression.
In this study, the use of antipsychotics and solitary living were found to be independent risk factors for a more rapid cognitive deterioration in moderate AD; however, these predictors were not found to be significant in our study of SATS participants with mild AD [
2]. Hallucinations and delusions are common in the more advanced stages of AD; thus, these symptoms and antipsychotic medication might not affect the outcomes in milder forms of the disease. Psychotic symptoms and the use of antipsychotics have shown a relationship with a faster rate of cognitive impairment and worse prognosis in earlier studies of patients with AD [
29,
30], which supports our findings. Living alone implied an additional 3-point mean reduction of the outcome in ADAS-cog score in individuals with moderate AD in the present study, but this finding was not observed in the group with mild AD. However, participants with mild AD who lived alone exhibited more rapid worsening in IADL compared with those living with family [
2]. In mild dementia, IADL deficits were more strongly associated with impairment in performance than in initiative [
31]; thus, individuals with mild AD living alone could be dependent on support to maintain their performance of daily activities. Possible effects of solitary living, such as loneliness, social isolation and apathy, might also negatively affect disease progression. Apathy is more prevalent in the moderate/severe stages of dementia and has been reported as a predictor of faster cognitive decline [
32]. This symptom might have a larger influence on the speed of cognitive impairment in the moderate stage, which might explain our findings. Furthermore, higher cognitive status in community-living elderly people is related to increased social support; that is, marital status and perceived positive support from friends [
33]. We recently found that patients with mild AD living alone received an equal amount of home-help services as those with moderate AD [
34]. These observations emphasize the risk of isolation and lack of mental stimulation among the vulnerable solitary-living care recipients with more advanced AD.
In this study of moderate AD, a higher mean dose of ChEI irrespective of the agent demonstrated a more favourable long-term outcome in both cognitive and functional capacities. Studies including participants in the mild and mild-to-moderate stages of AD from our group and others have previously reported this association [
2,
7,
35,
36], which is considered essential knowledge for clinicians. Patients with more advanced AD have exhibited a better short-term response to ChEI therapy than those with milder disease in randomized trials and observational studies [
4,
6]. A larger reversible cholinergic deficit in the more severe stages of AD could be a potential explanation [
37]. The current longitudinal study shows the clinical importance of using optimal doses of ChEIs when treating individuals with moderate AD.
The strengths of the observational, prospective SATS are the large sample and well-structured semi-annual assessments of different aspects of AD progression over 3 years after the start of ChEI therapy. ‘Real-world’ AD outpatients with concomitant disorders and medications from 14 memory clinics across Sweden were enrolled. All participants were continuously treated with ChEIs during the study, and compliance in the SATS was high, which was investigated via an analysis of the level of the plasma concentration of the drug [
14]. The Swedish health care system and its community-based services are publicly funded for all residents of Sweden [
38], which assumes a representative selection of patients with AD and that the services used reflect the individuals’ actual needs for formal help, irrespective of socio-economic status. Like other longer-term naturalistic studies of AD, the limitations are that the SATS was not placebo controlled because of ethical concerns or was not randomized with respect to ChEI drug agent. Specialists in dementia disorders decided on the type of ChEI and dose for each participant, in agreement with the standards used in a routine clinical setting. Individuals who discontinued the study might have a worse prognosis than the completers, suggesting that the drop-outs had less benefit from ChEI treatment.
To our knowledge, no studies have previously compared the longitudinal cognitive and functional outcomes between patients with mild and moderate stages of AD; therefore, additional studies are warranted to confirm our findings. The potential effect of ChEI in various disease stages and possible risk factors that might alter the prognosis, such as co-morbidity and concomitant medications, need further investigation. This knowledge is essential to assess the effectiveness of and provide realistic expectations for new potentially disease-modifying AD therapies directed at different stages of AD. Baseline-dependent statistical models with the variance explained to a large extent were provided in the present study and could be used to predict the mean cognitive and functional outcomes for a ChEI-treated cohort with moderate AD in forthcoming studies of, for example, long-term combination therapy.
Competing interests
The authors declare that they have no competing interests to report.
Authors’ contributions
CW participated in the SATS, supervised the data collection, was responsible for the statistical design, and conducted the statistical analyses, interpreted the results and drafted the manuscript. LM was responsible for the design of the study, was the principal investigator and revised the manuscript critically. ÅKW participated in the study, assisted in the analysis and interpretation of the data and revised the manuscript critically. All authors read and approved the final manuscript.