Parotid salivary duct carcinoma: a single institution’s 20-year experience

Salivary duct carcinoma (SDC) was described by Kleinsasser in 1968 [1]. It is an aggressive tumor similar to high-grade mammary ductal carcinoma [2]. SDC may develop de novo or within the pleomorphic adenoma (salivary duct carcinoma ex pleomorphic adenoma, SDCexPA) [3]. SDC represents < 1.8% of all major salivary gland tumors and about 10% of all salivary gland malignancies [4]. It is, therefore, a relatively rare cancer; however, its occurrence may be underestimated in patients with tumors classified as carcinoma ex pleomorphic adenoma [3, 5]. Clinical series from single centers showing SDC count from several to several dozen patients are an important source of information about this cancer, as each case report provides new or confirms known information about its clinical course and prognosis. In most cases, prognostic factors are presented in general for all salivary glands [6‐12]. Due to differences in symptomatology and treatment between individual major salivary glands, the authors decided to present their own SDC located only in the parotid gland.

The study was in accordance with the Declaration of Helsinki on biomedical research involving human subjects. In 1996–2015, 159 patients with primary parotid gland carcinoma were treated in the Department of Otolaryngology, of which 40 (25.1%) were diagnosed with salivary duct carcinoma (de novo or in pleomorphic adenoma). In all the cases, histological diagnosis was confirmed according to the WHO classification of salivary gland tumors from 2017 [3]. To assess the risk factors for treatment failure, the following variables were examined: age, sex, the presence of preoperative facial nerve palsy, skin infiltration and other symptoms of malignancy, pT-stage (T1 + T2 vs. T3 + T4a), pN-stage (N0 vs. N + ), type of parotidectomy (conservative/semiconservative vs. radical), type of neck dissection (selective vs. radical/modified radical), surgical margin (resection R0 vs. R1/R2), histology (SDC vs. SDCexPA), extraparenchymal extension (EPE), perineural invasion (PNI), status of intra/periparotid lymph nodes (pN- vs. pN + ) and overexpression of human epidermal growth factor receptor 2 (HER2).

In the studied group of patients, there were 17 women (42.5%) and 23 men (57.5%), aged from 39 to 81 years (average 62). Patients gave the presence of a parotid tumor lasting from 1.5 to 480 months (median 30 months). In 30 out of 40 patients (75%), there were symptoms indicating the malignant nature of the tumor such as: pain (42.5%), facial nerve palsy (32.5%), rapid tumor growth (35%), cervical lymphadenopathy (20%) and skin infiltration/ulceration (15%). The duration of malignancy symptoms ranged from 1 to 12 months (median 5 months). The local progression (pT) based on TNM from 2017 was as follows: T1-1 (2.5%), T2-9 (22.5%), T3-7 (17.5%) and T4a-23 (57.5%). The pN-stage, on the other hand, was: N0-13 (32.5%), N1-4 (10%), N2b21 (52.5%) and N3-2 (5%) [6]. As many as 33 out of 40 patients (82.5%) were in the IV clinical stage, 6 (15%) in III and only 1 person in II (2.5%). All patients were treated surgically, and with the exception of one they received complementary radiotherapy. 28 patients (70%) underwent total parotidectomy with resection of the facial nerve, 5 (12.5%) total or lateral parotidectomy with preservation of some branches of the facial nerve (semiconservative), and in the remaining 7 cases (17.5%)—the lateral conservative. A neck dissection was performed in all patients. In half of the cases, a radical or modified radical neck dissection was performed, while in the remaining 20 (50%)—selective with II, III, V or in two cases II and III lymph node group. Histologically, in 19 cases (47.5%), SDCexPA was diagnosed. In 13 patients (32.5%) overexpression of the HER2 occurred. A negative surgical margin was obtained in 24 cases (60%), however, in 6 of them it was close (from 1 to 3 mm). In 15 patients (37.5%), the excision was microscopically positive, and in 1—macroscopically (infiltration of the parapharyngeal space). The follow-up for the whole analyzed group ranged from 2 to 22 years, average 11.6 years. Clinical and pathological data are presented in Table 1.

According to the literature, SDC develops in adults over a wide age range from 26 to 93 years, however, with a clear average age between 60 and 66 years [4, 7‐15]. Male predominates from 66 to 93% [4, 7‐10, 12, 15]. In the presented comparison, the average age of patients was 62 years, however, the male predominance was not as pronounced (57.5%).

SDC is characterized by an aggressive clinical course. High stage T3/T4 in the presented series had as much as 75% of patients. In the material of the other authors, stage T3/T4 had from 42 to 66% [7, 8, 10, 14, 15]. Such a large percentage of patients with high T-stage is undoubtedly associated with frequent preoperative VII nerve palsy, which in the presented material occurred in 1/3 of cases. 15% of patients had infiltration and/or skin ulceration qualifying for stage T4. In total, 75% of patients had symptoms indicating the malignancy of the tumor, in addition to the above-mentioned pain (about 40%), rapid tumor growth (35%), and cervical lymphadenopathy (20%). In a multicentre study (141 patients with DSC, including 112 in the parotid gland) presented by Otsuka et al., 30.5% of patients had preoperative nerve palsy, almost 18% had pain, and in about 24% rapid progression of tumor size [14]. In other series, preoperative paresis of the nerve VII was found in 30–50% of patients [8, 11]. Another important factor is the very high rate of the neck lymph node metastases, which were found in 67.5% of patients. These results coincide with data from the literature, as the percentage of patients with neck metastases ranges from 52 to 70% [4, 7, 9, 10, 12]. The above factors cause that the vast majority of patients are treated in the highest IV clinical stage (in this series up to 82.5% and according to other authors from 60.7 to 82% of patients) [4, 9, 11, 12]. Our patients significance is a long time of tumor presence (from 1.5 to 480 months, with a median of 30 months), which is undoubtedly associated with the development of SDC in nearly half of patients in pleomorphic adenoma. In other reports, the percentage of patients with SDCexPA ranged from 20 to 40% [7, 11]. In the case of malignancy symptoms, the time between the symptoms onset and onset of treatment ranged from 1 to 12 months (median 5 months), which is consistent with the observations of the other authors [10].

The high T-stage requires radical treatment with the facial nerve sacrifice. In our material, total radical parotidectomy was performed in 70%, and semiconservative (partial or total with preservation of part of the nerve VII branches) in the next 12.5% of patients. Unfortunately, despite a wide resection, 40% of patients did not have a negative surgical margin, which undoubtedly affected the results of treatment. In other papers, the rate of patients with a resection margin of R1 or R2 was even higher and ranged from 52 to 62% [11‐13].

The results of the analysis showed statistically significant differences between those, who were treated more and less radically. Patients treated more radically (total radical parotidectomy, radical or modified radical neck dissection) definitely had worse survival because they had much higher local and regional stage of disease (T-stage and N-stage). In our opinion, the effect of type of procedure on the results of treatment can be assessed only by comparing its different variants (e.g., radical vs. conservative parotidectomy) for the same stage (Figs. 3, 4). During the follow-up period, nearly 60% of patients had a relapse. Local recurrence was found in 25% of patients and most often it was referred to the base of the skull, exceeding the indications for rational salvage treatment. In other series, in 9–46% of patients local recurrence was found, without treatment possibilities in most of them [8, 10, 11, 13, 14]. Nearly 40% of patients during follow-up period had metastases distant mainly to the lungs, brain, bones and liver. Also, a high percentage, from 39 to 54% of distant metastases of the SDC was given in other series. In addition to the above locations, they concerned orbits, kidney and spleen [10, 11, 14]. Moreover, in Gilbert’s material, 4% of patients had distant metastases at the time of the diagnosis, and in Osborn et al., this percentage was even higher and amounted to as much as 10% [7, 15]. Distant metastases and inoperative local recurrences, mainly in the skull base, are the most common cause of failure of parotid gland SDC treatment. In the presented series, all patients underwent a neck dissection, half of them radical or modified radical, which undoubtedly contributed to the low rate of nodal recurrences (5%). According to the literature, the nodal recurrence in SDC was found to be about 8–18%, so it is the rarest form of relapse of this disease [8, 10, 11, 14]. During the entire follow-up period, half of the patients died of cancer. Similar results are provided by the other authors [8, 10, 13]. 5-year DSF and OS were just over 40%, which is similar to the one reported by Johnston et al. (OS 43%), while in the material obtained from the Surveillance, Epidemiology, and End Results database (SEER) from the US, 5- and 10-year disease-specific survival (DSS) was 64% and 56%, respectively [4, 11]. Based on the above data, taking into account the high clinical stage of disease in the majority of patients, it can be concluded that despite such aggressive cancer, successful treatment is possible in four out of ten patients. In the analyzed material, the factors significantly influencing the results of treatment (5-year DFS and OS) in the univariate analysis were: preoperative facial nerve paresis, stage pT3/T4, histology SDCexPA, EPE and PNI. The preoperative paresis of the facial nerve (DSF and OS) and histology of SDCexPA (DSF) proved to be an independent prognostic factor. Johnson et al. (2015) in a univariate analysis proved a statistically significant effect of high local stage (pT3/T4), LVI, high regional stage (pN2b/c) and ECS on the OS. Independent prognostic factors for OS were pT3/T4, pN2b/c and ECS. In addition, numerous metastases to the neck lymph nodes (pN2b/c) were an important prognostic factor for distant metastases [11]. In the large multicenter series from Japan in 2016 presented by Otsuka et al. (141 patients, 112 parotid glands), worse OS were obtained in patients over 65 years of age, with histologically confirmed lymph node metastases (pN + ) and rapid progression of the tumor. Age and pN1/2 proved to be independent prognostic factors for OS in multivariate analysis. On the other hand, in addition to rapid progression of the tumor and high-grade of pN, the presence of pain had a significant impact on DFS [14]. In the paper of Gilbert et al., from 2016, with 75 SDC cases of large and small salivary glands (including 62 parotid glands), OS was influenced by pT-stage, ECS, facial nerve sacrifice, while DFS was influenced by ECS and PNI. In multivariate analysis for worse OS, statistical significance was demonstrated for age and high nodal stage (pN2/3) and for DFS—male gender. It is also noteworthy that these authors did not show statistically significant differences in DFS and OS between SDC de novo and ex pleomorphic adenoma [7]. On the basis of the largest published SDC series, based on the National Cancer Database from USA, 495 SDC cases (including 396 on the parotid location), it was shown that the independent negative prognostic factors affecting the OS are the increasing age, male gender and stage IVa and IVc. It is also worth emphasizing that this study did not show the influence of adjuvant RT or chemoradiotherapy on OS [15]. In the material of Han et al., from 2015 (28 cases of SDC, including 20 in the parotid gland) in the univariate analysis, it was found that advanced N classification (pN2b), ECS and PNI have a statistically significant effect on 3-year DFS and distant metastasis-free survival (DMFS), while 3-year OS was influenced by LVI and PNI. Independent negative prognostic factors for 3-year DFS and DMFS were pN2b and PNI and OS—LVI and PNI [9]. In a similar to the presented series of 38 patients with SDT parotid by Shi et al., from 2014, independent negative factors affecting recurrence-free survival (RFS) turned out to be pN + , postoperative radiation, facial nerve palsy according to House–Brackmann grade. On the other hand, the male gender, pN + , higher stage, nerve invasion, and preoperative House–Brackmann grade also had a negative impact on the OS, however, no statistical significance was found in multivariate analysis regarding gender and stage [8]. In a very large series of 228 SDC cases (including 163 in parotid gland) based on the SEER database presented by Jayaprakash et al. (2014), it was shown that younger age, lower grade, early stage I/II, lack of metastases to the neck lymph nodes (pN-), and smaller tumors ≤ 3 cm had a statistically significant positive effect on DSS and OS. Treatment type (surgery only) had a significant impact on OS and DSS only in univariate analysis. It was also found that there is a significant linear relationship between size and likelihood of lymph node involvement, with better prognosis for patients with smaller tumor and pN + than with a larger tumor and pN-. However, despite the size of this series, it has some limitations because we analyzed also cases of low grade SDC, which is a completely different carcinoma and in the current WHO classification is called intraductal carcinoma [4]. In summary, the most common independent prognostic factors in SDC were histologically confirmed metastases to the neck lymph nodes (pN + )—6 series and a higher age (4 series) [4, 7‐9, 11, 14, 15]. A summary of negative prognostic factors in the literature is presented in Table 4.

In our material, about one-third of patients had overexpression of HER2 but without the significant influence on the 5-year DFS and OS. In the literature, this percentage varies from 26% to over 40% [7, 16, 17]. In the study of Jaehne et al., expression of HER2 correlated with early local recurrences, distant metastases and survival rates [10]. However, in other studies, the effect of this marker on survival was not found and its relationship to parameters such as age, sex, T- and N-stages [7, 17] was not demonstrated. In addition to HER2 in SDC, expression of other proteins such as the androgen receptor (AR), Ki-67 and epidermal growth factor receptor (EGFR) is determined. Especially the latter protein raises hopes as a potential prognostic factor and target for therapy. It is also important that HER2 and EGFR, although they belong to this family, are markers independent of each other [17]. Masubuchi et al. proved that EGFR is an independent predictor of DFS, but not affecting OS [16]. In the material of Williams et al., EGFR expression was high (70%) and correlated statistically significantly with local recurrence and occurred more frequently, but without statistical significance in patients with distant metastases and with poor 3-year survival [17]. Han et al. did not show any relationship between EGFR expression and recurrences and distant metastases [9]. Although the role of molecular status as a prognostic factor in patients with SDC is debatable, the search for novel genetic changes in SDC in the future may extend therapeutic options in patients with unresectable, metastatic or recurrent tumors [12, 16].

SDC is a clinically aggressive cancer with a high risk of distant metastases, but with a chance of successful cure of around 40%. In the majority of patients, a radical surgical treatment is necessary due to the high degree of clinical stage. Worse prognosis is observed in patients with preoperative facial nerve palsy and in whom SDC develops in pleomorphic adenoma.