Introduction
School refusal is a common emotional problem in teenagers. School refusal (SR) refers to the spontaneous reluctance of the child or adolescent to attend school and/or the difficulty in staying at school for the entire day with the knowledge of the parent [
1,
2]. Studies have shown the incidence of school refusal in school-aged children varies from 1-5% [
3]. There are no known gender differences in SR [
4]. However, studies have shown that school refusal is more common in two age groups : children aged between 5 and 7 years old and adolescents aged between 11 and 14 years old [
5]. It’s reported that individual factors, family factors and school factors are closely related to adolescents’ school refusal behavior [
6‐
8]. Previous studies have shown that extraversion, neuroticism and psychoticism are related to school refusal: extroverted adolescents who fail to meet academic requirements may turn their interest to other things besides learning in order to pursue happiness, resulting in school refusal [
9,
10]. Highly neuroticism adolescents have a higher prevalence of school refusal because they are emotionally unstable and are often accompanied by a sense of victimization [
8]; Highly psychoticism adolescents show maladjustment nature. These adolescents lack of care for others and strained interpersonal relationships with classmates, which increases the prevalence of school refusal [
9]. Inhibited and self-critical personality traits have also been found with school refusal, which is characterized by feeling of shame and self-critical tendencies in social situations. Adolescents with these personalities choose school refusal to avoid social situations that might lead to feelings of shame and devaluation [
8]. Mental health problems such as anxiety, depression and oppositional defiant disorder were also related to school refusal [
8,
11], for example, adolescents with separation anxiety disorders choose school refusal to draw attention to significant others; school refusal individuals for out-of-school tangible reinforcement often have oppositional defiant disorder [
12].Many adolescents suffer from academic burnout due to academic pressures which could be one of the leading causes to SR [
13]. SR and truancy have direct short-term consequences which include academic failure, isolation by peer groups, deterioration of parent-child relationship, and violence or delinquency [
14,
15]. SR is also associated with long-term negative consequences on the development of socialization, education, and on increasing risk for substance abuse, marital crisis, employment difficulties during adulthood and mental disorders [
14‐
16].
Cultural differences in school refusal behavior have been reported [
17]. In China, the prevalence of school refusal is increasing year by year, most studies have focused on the definition of school refusal and some influencing factors [
18]. Liu et al. suggest that the development and maintenance of school refusal behavior in Chinese adolescents is the result of the interaction between the social environment, family conflict, and individual psychological factors. There are five main aspects: (1) a competition-oriented social environment; (2) a conflict-ridden family living space; (3) a lack of supportive personal living space; (4) a conflict between the pros and cons of being labeled as psychiatric diagnosis; (5) reintegrating into school life [
19]. While little attention has been paid to the personality traits, emotional and neural underpinnings of Chinese adolescents’ school refusal behavior. Xu et al. suggest that the development of school refusal is a process from cognition to emotion to externalized behavior and is gradually serious [
20]. Therefore, the study of the emotional manifestations and physiological mechanisms of adolescents who have school refusal can provide a basis for early intervention. Focusing on the emotional characteristics of Chinese adolescents who have school-refusal and disseminating this mental health knowledge to schools and parents can effectively improve the early identification of school refusal behavior, support and guide adolescents to seek help from professionals, and reduce the risk of adolescents dropping out of school. No studies about the mechanism of SR is reported until now. Studying the neural underlying mechanisms of school refusal will lead to more accurate early diagnosis of this behavior, which provide early identification and individualized treatment.
Here, in this study, we aim to study the emotional mechanisms and brain correlates of the emotional difficulties that underly school refusal during adolescence, using functional near-infrared spectroscopy (fNIRS). As previous studies reported the emotional problems of adolescents with school refusal [
7,
15,
21], in addition, the frontal and temporal cortex is correlated with the emotion and cognition [
22‐
25]. fNIRS is a new non-invasive technique that is capable of measuring changes in oxygenated and deoxygenated hemoglobin of frontal and temporal cortex. fNIRS has advantages such as low cost, harmless to participants, easy to use, and well endured [
26],and has been widely used in the study of mental disorders, such as depressive disorder, bipolar disorder, schizophrenia and others [
27]. The verbal fluency test (VFT) is most often used in the collection of fNIRS data. fNIRS in conjunction with the VFT has been widely used in psychiatric research. In various mental disorders, frontal and temporal lobe regions of the brain are significantly less activated (i.e., the increase in Hbo is significantly reduced) during the VFT [
28]. For example, in patients with schizophrenia, it has been shown that using the VFT during fNIRS testing reduces the increase in frontal and temporal lobe Hbo in patients compared to controls, implying that patients with schizophrenia experience hemodynamic changes [
28,
29]. Depressed patients have reduced levels of left prefrontal activation during the VFT and poor task performance [
30]. The VFT strategically accesses lexical-semantic information, so there is a reliance on and activation of the superior medial frontal cortex, the ventral lateral prefrontal cortex (VLPFC), and the anterior temporal lobes during the VFT, especially the left hemisphere [
28,
31‐
33].
However, at present, no studies have used fNIRS and VFT to explore the mechanism of brain function in adolescents who refuse to go to school. Therefore, in addition to exploring the psychological characteristics and emotional difficulties of adolescents with SR, we are using fNIRS in combination with VFT to explore differences in brain function between adolescents who refuse school and control adolescents who do not have trouble with school refusal, particularly in the frontal and temporal lobe regions of school refusal in adolescents.
Discussion
In this study, we studied the behavioral and neural correlates using fNIRS technology of adolescents with school refusal behavior (SR) and healthy controls.
The significant difference between the gender and age of the SR group and the HC group suggests a mismatch between the gender and age of the participants in the two groups in this study, which is a limitation of this study. During the data analysis, we have included gender and age as covariates to control the effect that demographic data to the results. In addition, in this study, the mean of the age of the participants in the SR group was 14.42, which is representative of adolescents with school refusal behaviors, and this stage is in the middle of an individual’s adolescence. In this stage, in addition to great physical changes, the environment (including society, school, and family) of the individual is also changing, and family conflicts increase during adolescence [
52], which suggests that problematic family functioning is associated with adolescents’ school refusal behavior [
53].
We assessed their emotional states and personality characteristics using EPQ, SDS, SAS, and SCL-90. First, we found that adolescents with SR scored higher on neuroticism subscale of the EPQ than controls. They also scored lower on extraversion subscale of the EPQ than controls. Lower scores on extraversion and higher scores on neuroticism in EPQ have been previously linked to higher mental health problems [
54]. Lower scores in extraversion and higher scores in neuroticism are associated with higher risk for depression and anxiety [
54,
55]. Our findings are in line with previous studies on school refusal where they found that children and adolescents are more timid, lonely, and withdrawn compared to controls [
56].
Previous studies on SR children found that they score higher on psychoticism and neuroticism and scored lower on extraversion compared to controls [
56]. These results suggest that adolescents are more likely to have emotion dysregulation and have higher negative states and lower social processing which can impact acceptance to go to school.
Second, adolescents in the school refusal group displayed higher scores of depression and anxiety using SAS and SDS in comparison to healthy controls. This is in line with other studies where they found higher scores of anxiety and depression in school refusal teenagers [
13,
14]. Several factors might be influencing adolescents’ school refusal behavior. Family factors are key to adolescents’ school refusal behavior [
57]. Interventions with parents as part of a family therapy can significantly alleviate some of the major negative emotions in adolescents with school refusal behavior, such as anxiety, depression, and help them return to school [
58].
These studies suggest that we need to pay close attention to the emotional problems of adolescents who refuse to attend school, and take appropriate measures to intervene and encourage them to re-enter school.
Third, at the brain level, our study found statistically significant differences in channels 12 and 27 between the two groups, suggesting that the temporal and frontal oxygenated hemoglobin concentrations in adolescents with SR differ from healthy controls when conducting a cognitive task, which was consistent with the emotional assessment results in this study. Adolescents with SR exhibited lower brain activity in frontal areas (channel 27) during the cognitive task, in comparison to healthy controls. This brain activity in SR group was found negatively correlated with neuroticism (as part of the EPQ personality test). Lower activity in channel 27 was associated with higher scores in neuroticism. School refusal might stem in part from lack of inhibition and less emotion regulation, suggesting that early psychological intervention is needed for school refusal problem.
Our results suggest that there are likely biological underpinnings for school refusal and that fNIRS technology can capture or predict adolescents that are more at risk to refuse to go to school with a lack of activity in frontal areas in response to cognitive tasks. Further studies addressing brain mechanisms in adolescents using NIRS technology might be helpful to better understand the nature of school refusal behavior.
These results also show that adolescents who refuse to go to school have emotional problems that do not yet reach the diagnostic criteria for mental disorders, and that these emotional problems are related to the duration of school refusal. Therefore, it will be helpful to address this problem with psychological consultation that aims to regulate emotions with cognitive treatments. Families should immediately seek professional help and take timely professional intervention measures for adolescents who refuse to go to school, to enhance the chances of adaptive behaviors and to resolve this serious problematic behavior.
Limitations
One caveats for this study is the relatively small sample size. Future studies with larger sample sizes can explore brain and behavioral differences between the two groups with an increased power. Another limitation is that the age and gender were not matched between groups. Demographic data were added as covariates in our analysis to control for its effects on behavior and brain function. Future studies can conduct follow-up sessions to better explore outcomes.
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