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Erschienen in: Journal of Cardiothoracic Surgery 1/2023

Open Access 01.12.2023 | Research

Surgical treatment of severe benign tracheal stenosis

verfasst von: Yong-Geng Feng, Shao-Lin Tao, Long-Yong Mei, Fu-Qiang Dai, Qun-You Tan, Ru-Wen Wang, Jing-Hai Zhou, Bo Deng

Erschienen in: Journal of Cardiothoracic Surgery | Ausgabe 1/2023

Abstract

Objective

To present clinical experiences regarding surgical treatment of patients with severe cicatricial tracheal stenosis.

Patients and methods

From January 2008 to March 2020, 14 patients underwent tracheal resection and reconstruction under general anesthesia. Nine cases had cervical tracheal stenosis and five cases had thoracic tracheal stenosis. The mean diameter and length of strictured trachea was 0 − 8 mm with a mean of 4.5 ± 2.4 mm and 1 − 3 cm with a mean of 1.67 ± 0.63 cm, respectively. General anesthesia and mechanical ventilation were performed in ten cases and four patients underwent femoral arteriovenous bypass surgery due to severe stenosis. End-to-end anastomosis of trachea was performed in 13 cases and the anastomosis between trachea and cricothyroid membrane was performed in one case. Absorbable and unabsorbable sutures were used for the anterior and posterior anastomoses, respectively. Postoperative neck anteflexion was maintained by a suture between the chin and superior chest wall. The relevant data of the 14 patients were retrospectively reviewed, and the operation time, blood loss, postoperative hospital stay, postoperative complications and follow-up were retrieved.

Results

There was no intraoperative death. The length of resected trachea ranged from 1.5 to 4.5 cm with a mean of 1.67 ± 0.63 cm. Operation time ranged from 50 − 450 min with a mean of 142.8 ± 96.6 min and intraoperative hemorrhage ranged from 10 − 300 ml with a mean of 87.8 ± 83.6 ml. Follow-up period ranged from 5 to 43 months with a mean of 17.9 ± 10.6 months. None of the patients had recurrent laryngeal nerve paralysis during postoperative follow-up. Ten cases were discharged uneventfully. Anastomosis stenosis occurred in three cases who received interventional therapies. Bronchopleurocutaneous fistula occurred in one patient after 6 days postoperatively and further treatment was declined.

Conclusion

The strategies of anesthesia, mechanical ventilation, identification of stenosis lesion, the “hybrid” sutures and postoperative anteflexion are critical to be optimized for successful postoperative recovery.
Hinweise
Yong-Geng Feng and Shao-Lin Tao contributed equally to this work.

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Abkürzungen
TS
Tracheal stenosis
MV
Mechanical ventilation
AS
Anastomosis stenosis

Introduction

Benign tracheal stenosis (TS) can be caused by tracheal intubation, incision or trauma. It is estimated to occur in 1.8–12% of long-term invasively ventilated patients [1, 2], but severe TS with respiratory symptoms, such as wheezing and dyspnea, is relatively rare [35]. Mild and asymptomatic stenosis of the trachea does not require treatment. Once severe TS occurs, urgent treatment is required to control the life-threatening dyspnea and asphyxia caused by secretion retention and inflammatory edema. Although there are a variety of approaches to treat TS, including bronchoscope balloon dilatation, cryotherapy, laser cauterization of scarring and placement of a stent, surgical resection of cicatricial stenosis and reconstruction of trachea is still the most effective method for treatment [68]. The key points of surgical treatment and postoperative recovery are anesthesia, mechanical ventilation, identification of stenosis lesions and relevant strategies of tracheal reconstruction. The complications during surgical treatment include anesthesia and mechanical ventilation (MV), anastomosis without tension and postoperative management of stenosis following anastomosis (AS). From January 2008 to March 2020, there were 14 patients with severe TS who underwent tracheal resection and reconstruction in this hospital and the case management and outcomes are presented.

Patients and methods

Patients

The clinical and demographical data of patients who underwent surgical treatment for tracheal stenosis from January 2008 to March 2020 in Daping Hospital, were retrospectively reviewed excluding tracheal stenosis resulting from primary tracheal tumors or radiotherapy due to head and neck neoplasms. Finally, 14 patients met the criteria including 12 males and two females with a mean age of 43.2 ± 13.9 years. Ten cases suffered from injuries including three cases caused by falling, three cases in car accidents, two cases due to tracheal penetrating wounds, one case injured by a heavy falling object and one case with idiopathic chest and abdomen trauma. They were all intubated in emergency and six patients received conventional tracheotomy during subsequent treatment. Among the other four cases, one case underwent tracheal intubation and three cases received conventional tracheotomy due to acute respiratory distress syndrome (ARDS) caused by spontaneous pneumothorax, severe pneumonia, organophosphorus poisoning and hematencephalon.
All the cases underwent initial treatment in their local hospital. However, dyspnea was found in them after tracheal extubation after a mean time of 90.4 ± 102.1 days. One patient received tracheal dilatation twice and one patient received laser cauterization seven times in the local hospital, without relieving the dyspnea.
The patients were referred to this institution for further treatment. Nine cases had cervical TS and five had thoracic TS, confirmed by fiberoptic bronchoscopy or CT examination as shown in Fig. 1A. The mean diameter of tracheal stenosis was 0 − 8 mm with a mean of 4.5 ± 2.4 mm and length was 1 − 3 cm with a mean of mean:1.67 ± 0.63 cm. The length of the upper margin of stricture from glottis was 1 − 7 cm with a mean of 3.1 ± 1.9 cm and lower margin to carina was 1.5 to 8.9 cm, with a mean of 5.5 ± 2.2 cm. The Clinical and demographical features of the fourteen cases were shown in Table 1.
Table 1
Clinical and demographical features of 14 cases
Case
Gender
Age (years)
Primary disease
Tracheal intubation or tracheotomy
Dyspnea after tracheal extubation (Days)
Intervention treatment before operation
Location of stenosis
Diameter of stenosis(mm)
Length of stenosis(cm)
The length of the upper margin of stenosis from glottis(cm)
The length of the lower margin to carina(cm)
#1
Male
51
Severe pneumonia
Tracheal intubation
66
Oxygen inhalation
Cervical trachea
3
1
3
N.A.
#2
Male
56
Car accidents
Tracheal intubation
49
Oxygen inhalation
Cervical trachea
4
1.4
2
7
#3
Male
25
Falling injury
Tracheotomy
16
Tracheal intubation
Cervical - thoracic trachea
8
2.1
1.5
7.5
#4
Male
22
Spontaneous pneumothorax
Tracheotomy
233
Tracheotomy
Cervical trachea
5
3
5
4.4
#5
Female
46
Car accidents
Tracheal intubation
52
Tracheal intubation
Cervical trachea
5
1.5
1
2.5
#6
Male
30
Hematencephalon
Tracheotomy
24
Tracheal intubation
Thoracic trachea
8
2.5
6
2.7
#7
Male
61
Heavy object injury
Tracheotomy
59
Balloon dilation 2 times
Cervical trachea
4
1.9
3.8
6.6
#8
Male
64
Car accidents
Tracheal intubation
270
Oxygen inhalation
Cervical trachea
6
1
3
6.7
#9
Female
43
Falling injury
Tracheotomy
360
Oxygen inhalation
Cervical - thoracic trachea
4
1.3
3
5.4
#10
Male
60
Falling injury
Tracheotomy
46
Oxygen inhalation
Cervical trachea
4
1.5
1
8.9
#11
Male
45
Tracheal penetrating wounds
Tracheotomy
180
Tracheotomy
Cervical trachea
0
2.5
1
6.5
#12
Male
31
Tracheal penetrating wounds
Tracheotomy
15
Tracheotomy
Cervical trachea
0
1
2.5
7
#13
Male
32
Organophosphorus poisoning
Tracheotomy
150
Laser cauterization 7 times
Thoracic trachea
6
3
7
1.5
#14
Male
39
Idiopathic chest and abdomen trauma
Tracheal intubation
15
Oxygen inhalation
Cervical trachea
6
2.5
4
4.7
This retrospective study was approved by the Ethics Committee of Daping Hospital of Army Medical University NO.185 (2019) which waived the requirement for informed consent and was conducted in accordance with the Declaration of Helsinki and Ethical Guidelines for Medical and Health Research Involving Human Subjects.

Methods

The status of patients was assessed before anesthesia, and femoral artery-venous bypass surgery was performed in case of intolerance of dilation supported by mask oxygen inhalation. Prior to general anesthesia, mechanical ventilation (MV) was performed through primary tracheostomy or via tracheal catheter which was inserted into proximal end of stenosis guided by fiberoptic bronchoscopy.
Following general anesthesia, a shoulder roll was placed to allow hyperextension of neck in the supine position. The tissues, muscle layers and thyroid isthmus anterior to trachea were separated. To avoid the injury to the recurrent laryngeal nerve, its isolation and TS resection were performed carefully.
The main steps are shown in Fig. 2. A syringe needle was positioned at the lower edge of stenosis which could be guided by fiberoptic bronchoscope so it could pass the stenotic lesion. The upper edge of stenosis as an alternative was identified by bronchoscope. Once the upper or lower edge was located, the anterior wall of trachea was incised longitudinally to identify the precise range of stenosis. The anterior wall was then incised 0.5 cm distal from the lower edge of the stenosis and a field tracheal catheter inserted to the distal trachea for ventilation. The trachea was transected 0.5 cm away from the upper edge of the stenosis and the stenotic trachea was removed. The anastomosis of posterior wall of the trachea was sutured continuously with a monofilament non-absorbable thread, e.g., Prolene 3 − 0 (Ethicon, Johnson-Johnson surgical technologies, USA), for convenience and a smooth edge. The distal field intubation was removed and the proximal tracheal catheter was placed via the anastomosis into the distal trachea. The shoulder roll was removed to flex the neck and the anterior wall of trachea was sutured interruptedly with absorbable sutures, e.g., Vicryl 3 − 0 (Ethicon, Johnson-Johnson surgical technologies, USA), which were respectively knotted with two terminals of Prolene and Vicryl to close the anastomosis. Air leakage was checked at the anastomosis site and then it was covered with sternocleidomastoid muscle flap, especially in the case with the anastomosis in vicinity of the brachiocephalic artery. Penrose drainage was performed peripheral to the anastomosis. Skin tissues of chin and superior chest wall were sutured to maintain neck anteflexion for seven days to reduce anastomosis tension and laryngoscopy was used to detect a potential recurrent palsy before extubation.
The relevant data of the 14 patients were retrospectively reviewed, and the operation time, blood loss, postoperative hospital stay, postoperative complications and follow-up were retrieved.

Results

There was no intraoperative death. Preoperative treatment included tracheal intubation and MV in five cases, tracheotomy and MV in one case and oxygen inhalation in eight cases. Four patients underwent femoral artery-venous bypass surgery because severe stenosis with a diameter was less than or equal to 0.5 cm and anesthesia induction intubation was intolerable and unfeasible due to severe dyspnea and orthopnea. Neck incision, median sternotomy and right thoracotomy was conducted in nine cases, four cases and one case, respectively. End-to-end anastomosis of trachea was performed in 13 cases and the anastomosis between trachea and cricothyroid membrane was performed in one case. The length of resected trachea ranged from 1.5 − 4.5 cm with a mean of 1.67 ± 0.63 cm. Operation time ranged from 50 − 450 min with a mean of 142.8 ± 96.6 min and intraoperative hemorrhage ranged from 10 − 300 mL with a mean of 87.8 ± 83.6 ml. Follow-up period ranged from 5 to 43 months with a mean of 17.9 ± 10.6 months. Five cases were lost to follow-up. None of the patients had recurrent laryngeal nerve paralysis during postoperative follow-up. The clinical outcomes of the fourteen cases were shown in Table 2. Computed tomography (CT) confirmed the successful trachea reconstruction shown in Fig. 1B in 10 cases who were discharged uneventfully. Three cases were transferred into local hospitals for interventional therapies due to AS, shown in Table 2 and recovered successfully. However, Bronchopleurocutaneous fistula occurred in one patient after 6 days following trachea reconstruction who declined further treatment and was lost to follow-up.
Table 2
Clinical outcomes of 14 cases
Case
The length of resected trachea(cm)
Operation time(min)
Intraoperative hemorrhage(ml)
Postoperative MV time (hours)
Complications
Treatment of complications
Postoperative hospital stays(days)
Follow-up period(months)
Postoperative follow-up results and treatment
#1
2
130
170
20
Wound infection
Drainage
33
43
N.A.
#2
4
135
80
8
Wound infection
Drainage
26
21
N.A.
#3
4.5
120
100
18
Anastomotic hemorrhage
Hemostasis
16
19
Balloon dilations by bronchofiberscope due to AS
#4
4
160
50
63
Lung infection induced ARDS
Re-tracheotomy and MV
38
18
Extubation of Tracheostomy tube and tracheal stent was implanted due to AS
#5
2.5
110
20
14
Cholecystitis
Analgesia and anti-infection
17
16
N.A.
#6
4
450
300
168
Anastomotic fistula
Drainage and anti-infection
7
N.A.
The patient gave up treatment and lost to follow up.
#7
2.5
60
50
10
No
N.A.
23
12
 N.A.
#8
1.5
70
30
18
No
N.A.
9
20
 N.A.
#9
2
180
200
11
No
N.A.
22
20
 N.A.
#10
2.5
125
80
16
No
N.A.
11
5
Treatment of argon plasma coagulation and cryotherapy due to AS
#11
3.5
50
20
5
No
N.A.
25
 N.A.
N.A.
#12
3
115
10
0.5
No
N.A.
17
 N.A.
N.A.
#13
3
120
100
4
No
N.A.
15
 N.A.
N.A.
#14
2.5
174
20
6
No
N.A.
5
5
 N.A.
Abbreviations: AS: anastomosis stenosis; MV: mechanical ventilation; and N.A.: Not available
Histological features of resected lesions included destruction of tracheal cartilage rings, proliferation of fibrous tissue and infiltration of chronic inflammatory cells.

Discussion

The syndrome of TS can be caused by a variety of factors, but ischemic necrosis of the tracheal cartilage is believed to be the most common reason [9]. If the pressure of a balloon catheter exceeds capillary perfusion pressure of about 25 mmHg, the submucosal blood circulation can be occluded leading to ischemic necrosis of tracheal cartilage, fibroblast proliferation, granulation tissue formation, scar tissue contraction and final trachea stenosis [9, 10].Other risk factors include long term use of glucocorticoid or estrogen, respiratory failure, old age, obesity, hypertension and diabetes [11, 12].
Although tracheal resection and reconstruction is considered as the gold standard for TS therapy [3, 11, 13], interventional treatments will be the preferred choices under circumstances that include cases who are undergoing long-term MV where the balloon catheter and tracheal catheter can’t be withdrawn, the tracheal mucosa is unfit for anastomosis due to obvious inflammation or infection, the stenosis is longer than 50% of the trachea up to six cm and the length of webbed or membranous stenosis is less than one cm but with a complete tracheal cartilage ring.
Interventional therapies include balloon dilation, argon or laser cauterization and stent placement, which can’t always provide satisfactory long-term effects due to the high recurrence rates [6, 14, 15]. Hashemzadeh et al. [13]reported 39 cases of tracheal stenosis underwent repeated balloon dilatation, but all the cases finally received surgical treatments due to recurrence of scarring. If the efficacy of repeated dilatations was unsatisfactory, a tracheal stent can be used as an alternative, but it needs to be frequently replaced due to stimulation of granulation tissue. The incidence of stent migration and obstruction was reported to be 19.3% and 27.2% in the cases who received stent placement [16]. The short and webbed TS can be treated with laser cauterization, but tracheal cartilage rings can be accidentally injured [17]. Both Brigger et al. [10]and Grillo et al. [18] advocated that surgical treatment should be the initial choice for treatment of benign TS because preoperative interventional therapy may increase the incidence of postoperative complications and cause pathological changes resulting in difficulties for anastomosis. In this study, two cases underwent repetitive balloon dilation or laser cauterization but with unsatisfactory outcomes.
Anesthesia and MV are critical for subsequent manipulations. If the inner diameter of TS is less than 0.5 cm, rigid bronchoscopy was used for dilation prior to intubation of tracheal catheter [18]. If the diameter exceeded six mm, the catheter was inserted at the upper end of the stenosis to avoid injury to the tracheal mucosa caused by intubation [19]. In 10 cases, the tracheal catheter could be inserted at the proximal end of stenosis for MV, otherwise the lower edge was identified by a longitudinal incision of the anterior trachea wall and a field tracheal catheter was inserted across the lower end of stenosis for ventilation until the posterior wall anastomosis was completed. The field intubation was removed and the proximal tracheal catheter was inserted across the anastomosis site.
Considering the potential bleeding, ventilation dysfunction or asphyxia resulting from balloon dilation or rigid fiberoptic bronchoscope [20], especially in the patients suffered from the severe dyspnea and orthopnea, we finally chose to use temporary cardiopulmonary bypass in four cases, who were discharged from hospital after extubation, without intraoperative anoxia event. Similarly, cardiopulmonary bypass or ECMO support have been reported to yield good results [21], thus creating better surgery opportunities and conditions for patients with such severe dyspnea.
Tracheal sleeve resection and end to end anastomosis are feasible for resection length < 4 cm, however, age, height and other factors of patients deserve consideration. For short and elderly patients, resection of three cm is difficult to anastomosis. Complete division and isolation of the anterior and posterior walls ranging from thyroid cartilage to carina can reduce the tension of subsequent anastomosis. If the removed length exceeds 4.5 cm, infrahyoid laryngeal release or suprahyoid laryngeal release should be performed, requiring the resection of muscles and ligaments between hyoid bone and thyroid cartilage. Suprahyoid laryngeal release requires the resection of suprahyoid muscles and bilateral hyoid bone and these procedures can extend the trachea by 2.5 − 3 cm [22], but may affect laryngeal function leading to dysphagia and aspiration [18]. Laryngeal release is usually unnecessary for the majority of TS caused by tracheal catheter because the diameter of the balloon can’t exceed 2.5 cm [23]. In this study, the average length of tracheal stenosis and resection was 1.6 and 2.9 cm, respectively. In three cases, the length of resection was more than 4 cm (4.5 cm as the longest). However, laryngeal release was avoided because no excessive tension was detected during the anastomosis.
End-to-end anastomosis of trachea was the most critical and difficult procedure. There are three available anastomosis methods which include interrupted suturing of the posterior wall of trachea with absorbable suture and anastomosis of the anterior wall after replacement of tracheal intubation, continuous suturing of the posterior wall with nonabsorbable suture and anterior wall suturing after replacing the tracheal tube and continuous suturing of the posterior wall of the trachea with nonabsorbable suture, with intermittent suturing of the anterior wall with an absorbable suture. This study used third technique with hybrid sutures of both unabsorbable and absorbable suture. The former was used for anastomosis of the posterior wall because the continuous sutures were more convenient, smooth and easy as compared with interrupted sutures. Interrupted sutures were then used for anastomosis of the anterior wall to avoid the risk of fracture of the single unabsorbable stitch.
Tracheal resection and reconstruction remain challenging due to the technical complexity of tracheal anastomosis and postoperative complications. Anastomotic dehiscence, stenosis and fistula are relatively common anastomotic complications. Intraoperative anastomotic wrapping is a method to potentially reduce anastomotic complications, providing an additional layer of barrier to protect the anastomosis and separate it from arteries and other structures, leading to avoidance of fistula formation and promotion of anastomotic healing. In this study, anastomotic fistula occurred in one case due to poor exposure and tension of the anastomosis field, despite covering the anastomosis with a sternocleidomastoid muscle flap. For the patients with extended TS or deep TS, such as beneath innominate artery, a tracheal replacement/transplantation could be an alternative and after literature review and analysis, the thymopericardial fat flap could be a better alternative [24].
As a common postoperative complication, AS may be caused by severe mucosal pathological changes, such as proliferation of granulation and poor anastomotic techniques [13]. The proliferation of granulation was found postoperatively in 33% cases before 2000 [25], but improved with better sutures [18]. In 2013, Bagheri et al. [26] reported five cases suffered from AS in 20 cases (25%) following trachea reconstruction. In 2015, Ahn [5] reported three cases had AS among 18 cases (17.6%) with tracheal reconstruction. In this study, three cases had AS (21.4%) but subsequent treatments were successful. Overall, of the 14 cases in this study, ten cases (71%) had satisfactory curative effect and outcomes.
In summary, for surgical treatment of severe benign tracheal stenosis, the strategies of anesthesia, mechanical ventilation, identification of stenosis lesion, the “hybrid” sutures and postoperative anteflexion are very important to be optimized for successful postoperative recovery. However, we acknowledged the limitations of this study, including the small case number and absence of control group. New technologies and skills are supposed to be applied in the future to accumulate more experience.

Acknowledgements

Not applicable.

Declarations

This retrospective study was approved by the Ethics Committee of Daping Hospital of Army Medical University NO.185 (2019) which waived the requirement for informed consent and was conducted in accordance with the Declaration of Helsinki and Ethical Guidelines for Medical and Health Research Involving Human Subjects.
Appropriate written informed consent was obtained for the publication of this cases report and accompanying images.

Competing interests

The authors declare no competing interests.
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://​creativecommons.​org/​licenses/​by/​4.​0/​. The Creative Commons Public Domain Dedication waiver (http://​creativecommons.​org/​publicdomain/​zero/​1.​0/​) applies to the data made available in this article, unless otherwise stated in a credit line to the data.

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Metadaten
Titel
Surgical treatment of severe benign tracheal stenosis
verfasst von
Yong-Geng Feng
Shao-Lin Tao
Long-Yong Mei
Fu-Qiang Dai
Qun-You Tan
Ru-Wen Wang
Jing-Hai Zhou
Bo Deng
Publikationsdatum
01.12.2023
Verlag
BioMed Central
Erschienen in
Journal of Cardiothoracic Surgery / Ausgabe 1/2023
Elektronische ISSN: 1749-8090
DOI
https://doi.org/10.1186/s13019-023-02369-0

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