Background
Chronic obstructive pulmonary disease (COPD), a common disease with a prevalence reported to be 7.8 to 19.7 %, is characterized by persistent and progressive airflow limitation as well as frequent exacerbations [
1,
2]. Global Burden of Disease (GBD) Study projected that COPD will become the third leading cause of death worldwide by 2020, and it was estimated as the direct underlying cause of 7.8 % of all deaths and 27 % of deaths related with smoking [
3,
4].
Acute exacerbation of COPD is defined as respiratory symptoms deterioration and medication alteration, and it has been demonstrated to be associated with detriment of quality of life, decline of lung function and increase of mortality [
1,
5‐
7]. Hurst and his colleagues analyzed 2138 patients with COPD, and they found a trend of more exacerbations as the severity of COPD increased, that was 22, 33 and 47 % in stage 2 (moderate), stage 3 (severe) and stage 4 (very severe), respectively [
8]. Therefore, effective treatment and management in patients with moderate-to-severe COPD is paramount to decrease exacerbations, and improve lung function, quality of life and clinical outcomes.
Phosphodiesterase-4 (PDE4) is a vital enzyme in the metabolism of cyclic adenosine monophosphate (cAMP) and inhibition of PDE4 can inactivate immune and inflammatory cells via increase cAMP [
9]. It is recommended by the Global Initiative for Chronic Obstructive Lung Disease (GLOD) guideline that a combination of PDE4 inhibitor and long-acting bronchodilator can be considered as an alternative treatment in patients with severe COPD due to the effective improvement of lung functions [
1]. Roflumilast is a novel selective inhibitor of PDE4, which functions mainly by its active metabolite, roflumilast N-oxide, via the conversion by cytochrome P450 (CYP) 3A4 and 1A2 isozymes [
10]. Rabe and his colleagues conducted a randomized controlled trial (RCT) in 1157 patients with moderate-to-severe COPD, and they found that roflumilast could significantly improve post-bronchodilator forced expiratory volume in one second (FEV
1) (0.097 ± 0.018,
P < 0.0001) and post-bronchodilator forced vital capacity (FVC) (0.114 ± 0.031,
P = 0.0002), and decrease incidence of acute exacerbations (28 % vs. 35 %,
P = 0.0114) compared with placebo [
11], which were further demonstrated by a subsequent meta-analysis of seven trials with 9675 patients but without improving health-related quality of life by St George’s Respiratory Questionnaire (SGRQ) (mean difference (MD) −0.70, 95 % confidence interval (CI) −2.65 ~ 1.26,
P = 0.49) or decreasing mortality rate (risk ratio (RR) 0.90, 95 % CI 0.63 ~ 1.29,
P = 0.56) [
12].
However, Fabbri and his colleagues randomly assigned 743 patients with moderate-to-severe COPD into roflumilast plus tiotropium and tiotropium groups and they reported a significant improvement in Shortness of Breath Questionnaire (SOBQ) (MD −2.6, 95 % CI −4.5 ~ −0.8,
P = 0.0051) in roflumilast plus tiotropium [
13]. Moreover, a recent placebo-controlled randomized study, which investigated the additional treatment of roflumilast in moderate-to-severe COPD with chronic bronchitis, did not reveal any significant changes in lung function, quality of life, or exercise tolerance between rolumilast and placebo [
14]. Therefore, the accurate roles of roflumilast in the treatment of patients with COPD still remain controversial.
In this study, we conducted a meta-analysis of all published RCTs with the aim of updating and further clarifying the efficacy and safety of roflumilast in patients with COPD.
Methods
Our study protocol was approved by the Institutional Ethical Committee for Clinical and Biomedical Research of West China Hospital (Sichuan, China), so did in each enrolled trial by the corresponding institutional review board. All participants provided written informed consent.
Search strategies
From 1946 to November 2015, a comprehensive computer search was conducted in Pubmed, Embase, Medline, Cochrane Central Register of Controlled Trials (CENTRAL), ISI Web of Science and American College of Physician (ACP) using the keywords of “roflumilast” and “chronic obstructive pulmonary disease” or “COPD” with limitation in the publication type of RCTs but not in the publication language. We reviewed the references listed in each identified article and manually searched the related articles to identify all eligible studies and minimize the potential publication bias.
Inclusion and exclusion criteria
Eligible clinical trials were defined based on the following criteria: 1) study design was RCT; 2) moderate-to-severe COPD was diagnosed by physicians according to the guidelines released by GOLD with a post-bronchodilator FEV
1 between 30 and 80 % [
1]; 3) age was more than 40 years old and smoking history was more than 10 pack-years; and 4) intervention treatment was oral roflumilast with a dose of 500ug and a frequency of once daily, but regardless of administration durations. We did not enroll trials that were retrospective, observational, cohort or case control studies.
Outcome measures
Outcome measures consisted of efficacy assessment and safety evaluation, which included: 1) change of lung functions from baseline, such as pre-bronchodilator FEV1 and post-bronchodilator FEV1, FVC, force expiratory volume in six seconds (FEV6) and forced expiratory flow between 25 and 75 % of the vital capacity (FEF25-75); 2) health-related quality of life such as investigator-administered transition dyspnea index (TDI) and SGRQ, and 3) incidence of COPD exacerbations and adverse events.
Study selection
Two independent investigators performed the study selection in two phases. Firstly, they discarded duplicated and non-randomized controlled studies by screening titles and abstracts. Secondly, eligible studies were extracted by reviewing full texts in accordance with the previously designed study inclusion criteria. Any disagreement was solved by mutual consensus in the presence of a third investigator.
Independently, two data collectors extracted and recorded desirable information of each enrolled study in a standard form recommended by Cochrane [
15], which consisted of authors, publication year, registration series, study design, participants and population, demographic characteristics (age, gender, etc.), baseline characteristics (FEV
1/FVC, post-bronchodilator FEV
1, post-bronchodilator FEV, etc.), details of intervention treatment (dose, frequency, routine, and duration), follow-up period, and outcome measures and study results. For any missing data information, corresponding authors were contacted by email to request the full original data. Different opinions between the two collectors were determined by reaching a consensus or consulting a third investigator.
Quality assessment
For the assessment of risk of bias in estimating the study outcomes, we used the Cochrane risk of bias tool [
15]. Each study was assessed for: 1) random sequence generation (selection bias); 2) allocation concealment (selection bias); 3) blinding of participants and personnel (performance bias); 4) blinding of related outcomes assessment (detection bias); 5) incomplete outcome data (attrition bias); 6) selective reporting (reporting bias); and 7) other biases. Two investigators conducted the quality assessment for the study methodology, independently and in duplicate. Any divergence was resolved by mutual consensus in the presence of a third investigator.
Statistical analysis
Statistical analysis of our study was accomplished by an independent statistician using Cochrane systematic review software Review Manager (RevMan; Version 5.3.5., The Nordic Cochrane Centre, The Cochrane Collaboration, Copenhagen, 2014). We used Mann-Whitney U-test to verify hypothesis and rendered statistical significance as z-value and P-value < 0.05, and the results were displayed in Forest plots.
Continuous variables were reported as mean and standard derivation (SD), while dichotomous variables were shown as frequency and proportion. An initial test for clinical, methodological and statistical heterogeneities was conducted, and we used the χ
2 test with P < 0.1 and I
2 > 50 % to indicate significance. We also performed the sensitivity analysis to substitute alternative decisions or ranges of values for decisions that were arbitrary or unclear, and tested the publication biases by Funnel plot.
Random-effects model was applied in the presence of statistical heterogeneity; otherwise fixed-effects model was used. For continuous data we calculated MD and 95 % CI, while for dichotomous data we calculated RR and 95 % CI. Furthermore, in terms of pre- and post-bronchodilator FEV1, incidence of COPD exacerbation and adverse events, we separately conducted sub-analysis at different follow-up time points.
Discussion
In our meta-analysis, we found that roflumilast could significantly improve lung functions, including pre- and post-bronchodilator FEV1, FVC, FEV6 and FEF25-75, alleviate dyspnea symptoms (TDI), and decrease incidence of acute exacerbation, but could not improve quality of life (SGRQ) or decrease early acute exacerbation onset, even with a significant increase of risk of adverse events.
Persistent airflow limitation is the hallmark of COPD, which is also used to evaluate the severity and treatment responses by GOLD guideline [
1]. FEV
1 is the most common spirometric parameter to assess airflow limitation, and the post-bronchodilator FEV
1 independently divided patients with COPD into 4 stages of severity, and classified them into 4 groups with symptoms and acute exacerbations. Therefore, FEV
1 improvement is usually rendered as an important factor to identify the treatment efficacy of a new drug for COPD. Previous meta-analyses have reported that roflumilast significantly improved lung function through pre-bronchodilator FEV
1 compared with placebo, but they did not evaluate the post-bronchodilator FEV
1 nor consider the onset time of roflumilast in improving FEV
1 [
12,
26,
27]. Our study not only confirmed the effect of roflumilast on improving both pre- and post-bronchodilator FEV
1, post-bronchodilator FEV
6 and FEF
25-75, but also further demonstrated that roflumilast could improve FEV
1 as early as 12 weeks and the improvement effect lasted for as long as 52 weeks afterward, which we think has important clinical insights because it can facilitate physicians to set up the optimal follow-up plan and determine the administration duration.
It is well known that FVC is a volumetric parameter, which represents lung volume change and is rarely used to assess treatment responses in patients with COPD. Recent years, however, Tashkin and his colleagues conducted a cohort study of 5,756 patients with moderate-to-severe COPD to examine acute bronchodilator responsiveness patterns in theses patients, and they found that mean improvements from baseline were 229 ml in FEV
1 and 407 ml in FVC, and approximately 49 % of patients with very severe COPD showed a volume response rather than a flow response to the bronchodilators [
28], which also revealed the potential value of FVC alteration in evaluating treatment responses in patients with severe airflow limitation and failed to exhibit the requisite threshold increase in FEV
1. In our study, 6 studies reported the change of FVC from baseline and the final pooled analysis resulted in greater improvement of FVC in patients with roflumilast than placebo. However, we could not compare the mean change of FVC and FEV
1 or analyze the proportion of patients who responded to FVC and FEV
1 due to the insufficient data reported. Therefore, future studies focusing on these issues were warranted.
Chronic and progressive dyspnea is one of the typical symptoms in patients with COPD, and is a major cause of disability and impaired quality of life [
1]. In our pooled meta-analysis, we found a significant improvement of TDI but without decreasing SGRQ scores in patients with roflumilast compared with placebo. That is, roflumilast could relieve the symptom of dyspnea, but could not attenuate other symptoms including but not limited to cough, sputum, activity endurance, and daily life. As we know, TDI is an evaluative instrument to measure breathlessness related to activities of daily living, and a large of RCTs have demonstrated reliability and accuracy in the characteristics of TDI [
29]; while SGRQ is a widely used questionnaire with documented comprehensive measures, and it is recommended that regular treatment for symptoms should be considered if a COPD patient with a symptom score equivalent to SGRQ score ≥ 25 [
30‐
32]. Thus, the different outcomes in the effects of roflumilast on TDI and SGRQ may due to the different content and aspects in each scoring system. However, interpretation of our results should be cautious because of the potential heterogeneity in SGRQ, and the difference of corresponding parts about dyspnea in SGRQ still remains unknown.
COPD exacerbation is an acute event, which can lead to the decline of lung functions and even be fatal to patients [
1]. The three meta-analyses mentioned previously also demonstrated the significant decrease of acute exacerbation rate in treatment with roflumilast, but they again did not take the different time points into account when evaluated the effect of roflumilast on affecting incidence of acute exacerbation [
12,
26,
27]. Our study illustrated that although roflumilast could significantly reduce the incidence of acute exacerbation, but we did not find such an effect before 24 weeks. Therefore, the improvement of lung function may be earlier than decrease of acute exacerbation, and a minimal treatment duration of 24 weeks might be optimal to achieve improvement of both lung functions and acute exacerbation, which was also explained by a recent RCT with negative effects in FEV
1 and acute exacerbation due to limited follow-up [
14]. Nevertheless, we should notice the limited studies with relatively small samples and the various conditions conducted in different studies with different lengths, and further studies in evaluating acute exacerbation in 12 weeks are needed before a precise conclusion can be drawn.
It has long been recognized that weight loss, malnutrition and skeletal muscle dysfunction are common comorbidities in patients with COPD especially in later stage [
33]. Based on the presently available studies, the mostly reported adverse events are diarrhea and weight loss. Our meta-analysis indeed showed a significant increase of adverse event in patients with roflumilast, which further demonstrated the conclusions by Yan and Chong [
12,
27], but went contrary to the findings of Oba [
26]. However, Rabe and his colleagues also perceived that most adverse events (>90 %) resolved or relieved during the course of the study [
11]. Meanwhile, in our study, we also found that the incidence of adverse events between roflumilast and placebo was similar in 52 weeks even though the
P value was on the borderline. As a result, administration of roflumilast should be cautious with consideration of the treatment benefits and detriments in patients with COPD comorbidities.
Limitations for our meta-analysis are as follows: First, the baseline demographics of patients and extent of airflow limitation in COPD were not identical among the enrolled trials, which may lead to selection biases. Second, potential heterogeneities existed in some outcomes such as post-bronchodilator FEV6, SGRQ and incidence of adverse events, which may cause potential confusions to our results and conclusions. Third, the number of studies and patients for pre- and post-FEV1 varied in different follow-up groups, especially in 12 weeks, which may also result in inaccurate conclusions. Finally, subgroup analysis of FVC by follow-up time points and comparison of improvement degrees and proportions between FVC and FEV1 could not be achieved due to limited data and studies.
Competing interests
The authors declare that they have no competing interests.
Authors’ Contribution
JL and KW designed the study, conducted the literature searching and data analysis, and drafted the manuscript; DL revised the manuscript critically for important intellectual content; B-ML and C-TL made the decision to submit the report for publication. All authors read and approved the final manuscript.