Optimal balance control is of paramount importance for function recovery after total joint arthroplasty (TJA). The study objective of this meta-analysis was to assess the short- and mid-term effects of proprioceptive and balance training for patients undergoing TJA.
Methods
Electronic searches were conducted from PubMed, Cochrane library, and Embase databases to identify eligible RCTs through May 2020. Standard mean difference (SMD) with 95% confidence interval (95%CI) was applied to calculate pooled effect estimates between proprioceptive and balance training and control group. Main outcomes were self-reported functionality, balance, pain, quality of life, and function (range of motion).
Results
Seven randomized controlled trials were finally included in this meta-analysis. Pooled results found that balance and proprioceptive trainings have a positive role in improving self-reported functionality at short-term after TJA. Moreover, balance and proprioceptive trainings were associated with an increase of the balance at short- and mid-term after TJA. These results were further confirmed by subgroup analysis between preoperative and postoperative administration of balance and proprioceptive trainings.
Conclusion
Our meta-analysis suggests that balance and proprioceptive trainings after TJA improved self-reported functionality and balance. These improvements were maintained at mid-terms. More research is needed to confirm balance and proprioceptive trainings for pain and quality of life for TJA.
Hinweise
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Abkürzungen
SMD
Standard mean difference
OA
Osteoarthritis
SRF
Self-reported functionality
QoL
Quality of life
BBS
Biodex Balance System
P
Pain
B
Balance
KF
Knee function
RCTs
Randomized controlled trials
GRADE
Grading of Recommendations Assessment, Development and Evaluation
CIs
Confidence intervals
Background
Osteoarthritis (OA) is the most prevalent joint disease characterized by joint pain, tenderness, and stiffness that finally can lead to the loss of joint function [1‐3]. Joint arthroplasty is offered when conservative therapy does not alleviate severe pain or dysfunction of the joint [4]. Hip and knee arthroplasty costs exceeded US$1087.43 million [5]. These numbers are expected to rise further due to increasing proportion of aging population and obese population [6].
The results of joint arthroplasty procedures are overall satisfactory [7]. However, there are some barriers for balance and postoperative function [8, 9]. One study that investigated postoperative function in patients after total knee arthroplasty (TKA) indicated that postoperative pain and lack of effectiveness exercise are key causes of prolonged recovery following joint arthroplasty [10]. Among these adversities are exposure to deficits in the proprioceptive system, and thus, it is difficult to main postural control [11].
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To optimize joint arthroplasty, it is necessary to explore additional effective rehabilitation protocols. Proprioceptive training has been investigated as a mean to achieve complete rehabilitation. Studies examining proprioceptive training following joint arthroplasty have produced conflicting results. Jogi et al. [12] revealed that proprioceptive training protocol resulted in significantly greater improvements in function than that of typical exercises alone. However, disagreements still remain about that proprioceptive training did not have any benefits for joint arthroplasty patients [13].
Therefore, this review and meta-analysis systematically assessed the effect of proprioceptive training in patients undergoing total joint arthroplasty (TJA), in terms of post-operative self-reported functionality, balance, pain, quality of life, and postoperative function (range of motion).
Methods
This meta-analysis was carried out in accordance with the recommendations of the Cochrane Collaboration and the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines [14].
Search strategy
Three electronic databases (PubMed, Cochrane library, and Embase databases) were used for article retrieval. Two reviewers independently searched these databases from inception to May 20, 2020. The search criteria “proprioceptive training”, “balance exercise”, “education”, “training”, “total knee arthroplasty/replacement”, “TKA”, “TKR”, “total hip arthroplasty/replacement”, “THA”, and “THR” were used in keywords for search. No restrictions were applied for the country, year of publication, publication status, type of study, or language. And the reference lists were also manually reviewed to find relevant studies that were not found during the database searches.
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Inclusion criteria
Inclusion criteria were based on the PICOS strategy: (P) adult patients with knee or hip joint degenerative disease and received TKA or THA; (I) intervention group was proprioceptive training; (C) comparison group was standard procedure or no intervention; (O) outcomes including self-reported functionality (SRF), quality of life (QoL), Biodex Balance System (BBS), pain (P), balance (B), and knee function (KF); (S) randomized controlled trials (RCTs).
Exclusion criteria for this meta-analysis were as follows: (1) studies without available data; (2) abstract of full text was not available; (3) non-RCTs; (4) review manuscripts; (5) non-relevant studies.
Data extraction
General information of the included studies was extracted by using a standardized data extraction form and recorded into Excel (Microsoft Excel 2019, Microsoft, Redmond, WA, USA). Study data extracted included first author, publication year, participants (total knee arthroplasty, total hip arthroplasty, or both), number of patients, mean age of patients, female patients (%), study type, intervention, comparison, and outcomes. If differences in opinion existed, the diagnosis was decided by their discussion and to reach total agreement.
Risk of bias
Two reviewers (Wen-chao Zhang and Deng Xiao) independently complete the process of quality assessment. The following aspects will be assessed: random sequence generation (selection bias), allocation concealment (selection bias), blinding of participants and personnel (performance bias), incomplete outcome data (attrition bias), selective reporting (reporting bias), and other bias. Each aspect was classified as “low,” “high,” or “unclear” according to Cochrane Collaboration Handbook recommendations.
Finally, quality of evidence was generated according to GRADE (Grading of Recommendations Assessment, Development and Evaluation) methodology and performed by utilizing the GRADE Pro GDT software. A total of four categories were used: high, moderate, low, or very low.
Statistical analysis
The statistical analysis was performed using the Stata 12.0 software (Stata Corp LLC, College Station, TX, USA). Pooled data were assessed by standard mean difference (SMD) with 95% confidence intervals (CIs), and P < 0.05 was considered statistically significant. The I2 value was used to assess the degree of heterogeneity (I2 of 0% indicated no heterogeneity; I2 > 50%, low heterogeneity, and I2 ≥ 50%, high heterogeneity). Publication bias was assessed by visual inspection of the funnel plot, and we accepted that a symmetrical funnel plot was likely to indicate low publication bias. A subgroup analysis was performed by duration of follow-up: early period (6–12 weeks), mid-term (6–12 months), and long-term (> 12 months). Another subgroup analysis was conducted by the timing of the intervention: preoperative intervention and postoperative intervention.
Results
Search results
The initial literature search retrieved 535 relevant articles. After duplicates were discarded, 415 studies were screened. After reviewing the abstracts, 408 articles were excluded because they did not meet inclusion and exclusion criteria; therefore, leaving 7 studies that matched the selection criteria and were suitable for meta-analysis (Fig. 1) [12, 15‐21]. A total of 567 (balance and proprioceptive trainings, 282; control group, 285) patients were enrolled in the studies; the general characteristic of the included patients is summarized in Table 1. These reports were published between 2010 and 2018 for evaluation. The mean size of patient sample was 70 (range from 35 to 165). One study included only total hip arthroplasty patients, 4 included only total knee arthroplasty patients, and 2 included both total hip arthroplasty and total knee arthroplasty patients. Control group interventions mainly consisted of strengthening and range of motion exercise, standard program, knee school, usual RHB, and educational package. The interventions were the same as those in the corresponding control groups, but additionally included an experimental balance training, i.e., warm-up, stretching and balance exercises, NEMEX program + knee school, strengthening and range of motion exercise + 3 balance exercises, sensorimotor training, and standard RHB + balance exercise.
Fig. 1
The PRISMA flowchart regarding the study selection process
TKA total knee arthroplasty, THA total hip arthroplasty, RCT randomized controlled trials, SRF self-reported functionality, B balance, P pain, KF knee function, O other outcomes, RHB rehabilitation, SLSB single leg standing balance, FRT Functional Reach Test, TUG Time Up and Go, WOMAC Western Ontario and McMaster Universities Osteoarthritis, LEFS Lower Extremity functional Scale, VAS visual analog scale, ROM range of movement, BBS Berg Balance Scale, ABC activities specific balance scale, KSS Knee Society Score, KOOS Knee Injury and Osteoarthritis Score, EQOL Euro Quality of Life 5 Dimensions, MWT minutes-meters walking test
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Risk of bias
The risk of bias summary and risk of bias graph for included 7 RCTs are shown in Figs. 2 and 3. In general, 5 studies (Jogi et al. [12], Gstoettner et al. [16], Liao et al. [18], Piva et al. [19], and Roig-Casasús et al. [20]) were considered to have high risk of bias while the other 3 have unclear risk of bias. Seven trials had a low risk of bias in random sequence generation, and six trials had a low risk of bias in allocation concealment. Four studies had a high risk of bias in blinding of participants and personnel. One study had a high risk of bias in selective reporting, and one study had a high risk of bias in other bias.
Fig. 2
Risk of bias summary for the included studies. Plus sign indicates low risk of bias; minus sign indicates high risk of bias; question mark indicates unclear risk of bias
Fig. 3
Risk of bias graph for the included studies
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Results of meta-analysis
Balance and proprioceptive trainings for functional outcomes at early postoperative
The breakdown number of studies for the effects between balance and proprioceptive trainings and control groups in patients after TJA on self-reported functionality at early postoperative (SMD 0.38; 95% CI 0.13 to 0.64; P = 0.003, Fig. 4).
Fig. 4
Balance and proprioceptive trainings and control on self-reported functionality
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We noted that balance and proprioceptive trainings were associated with higher balance at early postoperative (SMD 1.02; 95% CI 0.42 to 1.63; P = 0.001, Fig. 5) as compared with control group, while no significant differences between groups for pain scores (SMD 0.18; 95% CI − 0.21 to 0.58; P = 0.358, Fig. 6).
Fig. 5
Forest plot of proprioceptive trainings and control in terms of balance
Fig. 6
Forest plot of proprioceptive trainings and control in terms of pain scores
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There were no significant differences between balance and proprioceptive trainings and control groups for quality of life (SMD 0.31; 95% CI − 0.50 to 1.11; P = 0.459, Fig. 7) and function (ROM, SMD − 0.18; 95% CI − 0.79 to 0.42; P = 0.553, Fig. 8).
Fig. 7
Forest plot of proprioceptive trainings and control in terms of quality of life
Fig. 8
Forest plot of proprioceptive trainings and control in terms of function (ROM)
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Balance and proprioceptive trainings for functional outcomes at mid-term
Data for the effect of balance and proprioceptive trainings versus control groups on the self-reported functionality at mid-term were available in 4 studies. There was no significant difference between balance and proprioceptive trainings and control groups in terms of the self-reported functionality at mid-term (SMD 0.67; 95% CI − 0.04 to 1.38; P = 0.066, Fig. 9).
Fig. 9
Forest plot of proprioceptive trainings and control in terms of self-reported functionality at mid-term
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We noted that balance and proprioceptive trainings are associated with higher balance at mid-term as compared with control group (SMD 0.75; 95% CI 0.41 to 1.08; P = 0.000, Fig. 10). There was no significant difference between balance and proprioceptive trainings and control groups in terms of the pain (SMD 0.56; 95% CI − 0.25 to 1.36; P = 0.177, Fig. 11) and quality of life (SMD 1.40; 95% CI − 1.48 to 4.27; P = 0.342, Fig. 12) at mid-term.
Fig. 10
Forest plot of proprioceptive trainings and control in terms of balance at mid-term
Fig. 11
Forest plot of proprioceptive trainings and control in terms of pain at mid-term
Fig. 12
Forest plot of proprioceptive trainings and control in terms of quality of life at mid-term
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Subgroup analysis
Results of the subgroup analysis are presented in Table 2. The findings of pain, ROM, QoL, and balance were consistent in all subgroup analyses except for the self-reported functionality. In an analysis stratified by timing of training (preoperative vs postoperative), the summary SMD from postoperative interventions (SMD 0.61; 95 % CI 0.31–0.92, P = 0.000) showed that there was statistically significance between balance and proprioceptive trainings and controls, but no significant difference in preoperative intervention (OR 0.19; 95% CI − 0.12–0.50, P = 0.236).
Table 2
Subgroup analysis for the outcomes
Subgroup
Early post-operative effects
Mid-term effects
Trials
Sample
SMD (95% CI)
P value
Trials
Sample
SMD (95% CI)
P value
Preoperative interventions
Pain
3
158
0.20 (− 0.53, 0.92)
0.593
2
122
0.89 (− 0.86, 2.65)
0.317
ROM
1
42
− 0.18 (− 0.79, 0.42)
0.553
QoL
2
123
0.31 (− 0.50, 1.11)
0.459
2
77
1.40 (− 1.48, 4.27)
0.342
Self-reported functionality
3
158
0.19 (− 0.12,0.50)
0.236
2
122
0.86 (− 0.78, 2.50)
0.305
Balance
1
35
1.00 (0.29, 1.71)
0.006
Postoperative interventions
Pain
2
148
0.09 (− 0.23, 0.41)
0.575
2
148
0.24 (− 0.08, 0.57)
0.143
ROM
QoL
Self-reported functionality
3
176
0.61 (0.31, 0.92)
0.000
2
148
0.51 (− 0.13, 1.14)
0.116
Balance
4
213
1.02 (0.26, 1.77)
0.008
2
148
0.75 (0.41, 1.08)
0.000
Overall effects
Pain
5
306
0.18 (− 0.21, 0.58)
0.358
4
270
0.56 (− 0.25, 1.36)
0.177
ROM
1
42
− 0.18 (− 0.79, 0.42)
0.553
QoL
2
123
0.31 (− 0.50, 1.11)
0.459
2
78
1.40 (− 1.48, 4.27)
0.342
Self-reported functionality
6
334
0.38 (0.13, 0.64)
0.003
4
270
0.67 (− 0.04, 1.38)
0.066
Balance
5
248
1.02 (0.42, 1.63)
0.001
2
148
0.75 (0.41, 1.08)
0.000
Grade profile evidence and publication bias
The GRADE working group grade level of evidence is low for ROM and QoL and moderate for pain, self-reported functionality, and balance (Table 3). Publication bias was assessed by visual inspection of the funnel plots, and no distinct asymmetry was found (Fig. 13).
Table 3
Grade evidence of the outcomes
Outcomes
Relative effect (95% CI)
No. of participants (studies)
Certainty of the evidence (GRADE)
Pain
0.18 (− 0.21, 0.58)
306 (5)
Moderate
ROM
− 0.18 (− 0.79, 0.42)
42 (1)
Low
QoL
0.31 (− 0.50, 1.11)
123 (2)
Low
Self-reported functionality
0.38 (0.13, 0.64)
334 (6)
Moderate
Balance
1.02 (0.42, 1.63)
248 (5)
Moderate
Fig. 13
Funnel plot of self-reported functionality
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Discussion
This meta-analysis appraised the effects of balance and proprioceptive trainings in patients undergoing TJA. Based on the pooled effects, balance and proprioceptive trainings enhanced the early postoperative functional outcomes after TJA. What’s more, follow-up evaluations confirmed that the promotion effects of balance and proprioceptive trainings for balance were maintained at mid-term. In subgroup analysis, postoperative balance and proprioceptive trainings were associated with better functional outcomes in TJA patients.
A major strength of this meta-analysis is that we assessed the most important clinical outcome, self-reported functionality, and balance at early period and mid-term follow-up. Another strength of this meta-analysis was the good stability of the results, which is reflected in subgroup analysis.
Previous study has reported that proprioceptive inaccuracy is the main cause of functional deterioration. According to the theory mentioned above, well-targeted post-operative proprioceptive intervention can further enhance the patients’ functional performance and quality of life. An observational study has pointed out that game-based balance exercises could improve motor performance and postural control in long-term follow-up [22]. Kakavas et al. [23] reported that training can improve function and finally to optimize return to play in anterior cruciate ligament. These results suggest that proprioceptive intervention can also be administrated in TJA patients to improve postoperative function.
Another important finding from our analysis is that balance and proprioceptive trainings showed no benefit for pain, range of motion, and quality of life at early period and mid-term follow-up. Appropriately 30% of patients experience moderate to severe pain at 1 year after surgery [24]. Several mechanisms may underlie postoperative pain, including peripheral and central sensitization. Pain management is a critical but complex issue in the relief of acute pain, particularly important for functionally recovery for TJA patients. Kosek et al. [25] reported that exercise has no effects on the pain severity in osteoarthritis patients. These results are similar to our results and agree that the balance training has no effects on pain control in TJA patients.
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Consistent with pain outcome, balance and proprioceptive trainings also have no effects on the quality of life after TJA compared with standard procedures. TJA itself could significantly improve the quality of life in TJA patients. There was no further improvement in balance and proprioceptive trainings than that of standard procedures. Due to the low number of these studies, more studies are needed to confirm and elucidate this finding. These results were clinically important as balance and proprioceptive trainings only have benefit for improving balance and self-reported functionality. These improvement effects were maintained at mid-term follow-up. Moreover, postoperative balance and proprioceptive trainings was superior than preoperative balance and proprioceptive trainings in terms of the balance and self-reported functionality. One important consideration was that TJA surgeries have vital influence on the proprioception. Thus, postoperative balance and proprioceptive trainings could improve the balance and functionality at some extent. Lee et al. [26] included a total of 8 RCTs and assessed the balance training after hip fracture. Results suggested that balance training significantly improve overall physical functioning and balance. And author also recommended that balance training should be specifically included in postoperative rehabilitation programs.
To prevent selection bias within this meta-analysis, only RCTs were included for final analysis. However, some potential limitations in this study were inevitable. Firstly, the duration, timing, and type of the balance and proprioceptive trainings differed across studies. This may affect the final results; in addition, some important data (long-term functional outcomes) were lacking, hampering analysis. Secondly, small sample size of the included studies may render the results underpowered. Thirdly, the heterogeneous outcomes were also a limitation. Subgroup analysis was performed to assess the robustness of results; however, not all planned subgroup analyses could be performed, due to insufficient data reporting. Thus, the heterogeneity could not always be explained. Fourth, the data for pain and other adverse effects was limited, and these results need for more studies to validate. Lastly, the clinical relevance of self-reported functionality and balance remain challenging due the short-term follow-up duration.
Conclusion
Our meta-analysis suggests that balance and proprioceptive trainings after TJA improved self-reported functionality and balance. These improvements were maintained at mid-terms and postoperative balance and proprioceptive trainings. However, balance and proprioceptive trainings have no effects on pain relieving, functional recovery, and quality of life after TJA. Considering these effects of balance and proprioceptive trainings, more studies are needed to identify the balance and proprioceptive trainings for pain control and functional outcomes.
Acknowledgements
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Ethics approval and consent to participate
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Consent for publication
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Competing interests
All the authors in this manuscript have read and approved the final version submitted, and there are no conflicts involved in this submission.
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