Outcome of Microscopic Incomplete Resection (R1) of Colorectal Liver Metastases in the Era of Neoadjuvant Chemotherapy

Between January 2000 and December 2008, all consecutive patients who underwent liver resection for CRLM were analyzed. Patients were eligible for this study if they fulfilled the following criteria: macroscopic complete resection; clear description of surgical margin status by the pathologist for each metastasis; no evidence of concomitant extrahepatic disease; no simultaneous use of local treatment modalities (radiofrequency ablation and/or cryotherapy).26

All patients underwent preoperative screening to assess the extent of the metastases by clinical examination and chest and abdominal imaging (ultrasound, computed tomography [CT], magnetic resonance imaging). In our institute, positron emission tomography is not routinely used. Also, serum tumor marker levels (carcinoembryonic antigen, CEA) and colonoscopy were performed preoperatively.

Between January 2000 and December 2008, a total of 352 patients underwent liver resection for CRLM (Fig. 1). Of these, 81 patients (23%) were excluded because of extrahepatic disease, concomitant local treatment, and/or macroscopic incomplete liver resection. Seven patients (2%) had unknown margin status. Finally, 264 patients (75%) were eligible for analysis. One patient was lost to follow-up at 21 months. Neoadjuvant chemotherapy was provided to 92 (35%) of 264 patients. Thirty-eight patients (41%) received concomitant bevacizumab.

Patient characteristics are listed in Tables 1 and 2. An R1 resection was found in 33 patients (13%). R1 resections in patients without chemotherapy and with chemotherapy were comparable: 13 vs. 12% (P = 0.845).

The median follow-up was 34 (range 0–121) months. Five patients (1.9%) died postoperatively, 3 due to liver and kidney failure and 2 due to aspiration followed by sepsis.

The median DFS was 14 [95% confidence interval (CI) 10–18] months for patients without chemotherapy, and for patients with neoadjuvant chemotherapy it was 16 (95% CI 8–24) months (P = 0.962). In patients without chemotherapy, the median DFS showed a significant difference between the R0 and R1 resection: 17 (95% CI 10–24) months versus 8 (95% CI 4–12) months (P < 0.001). In patients with neoadjuvant chemotherapy, the median DFS showed no significant difference between the R0 and R1 resection: 18 (95% CI 10–26) months versus 9 (95% CI 0–20) months (P = 0.303) (Fig. 2).

In total, 54 patients (20%) had intrahepatic recurrence only, 87 patients (33%) had extrahepatic recurrence only, and 30 patients (11%) had intrahepatic and extrahepatic recurrence. There was no difference in recurrences located at the surgical liver margins between R0 and R1 resection in patients with and without chemotherapy (P = 0.853 and P = 0.839, respectively).

The median OS was 48 (95% CI 39–57) months for patients without chemotherapy and 65 months (95% CI not reached) for patients with neoadjuvant chemotherapy (P = 0.103). In patients without chemotherapy, the median OS showed a significant difference between R0 and R1 resection: 53 (95% CI 40–66) months versus 30 (95% CI 13–47) months (P < 0.001). In patients with neoadjuvant chemotherapy, the median OS showed no significant difference between the R0 resection, 65 (95% CI 39–92) months, and the R1 resection, where the median OS was not reached (P = 0.645) (Fig. 2).

A similar trend was found if a tumor-free margins of 0–2 mm versus >2 mm and 0–5 mm versus >5 mm was chosen. The 5-year OS was 35% for patients without neoadjuvant chemotherapy who had R0 resection with ≤2 mm from the resection margin (n = 42), whereas for patients who had a R0 resection with >2 mm from the resection margin (n = 100), the 5-year OS was 51% (P = 0.04). In patients with neoadjuvant chemotherapy, this phenomenon could not be demonstrated: 65% (n = 28) versus 45% (n = 48) (P = 0.564). When comparing 0–5 mm versus >5 mm, the 5-year OS was 55 vs. 36% in patients without chemotherapy (P = 0.062) and 44 vs. 63% in patients with chemotherapy (P = 0.361).

Predictive factors in univariate and multivariate analysis are listed in Table 3. In the total study population of 264 patients, multivariate analysis showed four factors predictive for survival: T stage primary tumor [hazard ratio (HR) = 2.0 [95% CI 1.1–3.5]; P = 0.016]. Positive lymph nodes in primary tumor (HR = 1.5 [95% CI 1.0–2.2]; P = 0.039), number of metastases (≥4) (HR = 1.8 [95% CI 1.1–2.9]; P = 0.028) and neoadjuvant chemotherapy (HR = 0.62 [95% CI 0.4–0.9]; P = 0.027).

This study reviews patients with CRLM who received neoadjuvant chemotherapy before resection and evaluates whether neoadjuvant chemotherapy affects the predictive value of resection margins. In patients with neoadjuvant chemotherapy, those with a R1 resection did not fare worse than those with a R0 resection (P = 0.303 and P = 0.645, respectively). In our series, we found 13% R1 resections, which is comparable to data in found at other centers (5–46%).11,18,21,26‐29

Earlier studies found that a clear resection margin of 1 cm was found to be a good predictor of survival.30,31 Others have confirmed these results.16,18‐20 With new insights in CRLM surgery in the last decade, some report that the 1-cm rule is outdated and should not preclude resection, provided a complete resection is possible.21‐25,32 De Haas et al. even reported that they did not find any difference in DFS and OS between R0 and R1 resections (P = 0.12 and P = 0.27, respectively).26 In their study, 74% of the patients received neoadjuvant chemotherapy and 26% did not receive neoadjuvant chemotherapy; however, they did not describe these two groups separately. In 83% of their patients, surgery was followed by adjuvant chemotherapy.

The present study demonstrates comparable results when we divide the cohort into patients who did and did not receive neoadjuvant chemotherapy. However, one major difference is that none of our patients received adjuvant chemotherapy after CRLM surgery. As yet, to our knowledge, there are no randomized data to support adjuvant chemotherapy alone after liver resection. The liver represents the predominant site of cancer relapse after curative resection of CRLM, with up to 50% in the first 2 years.33,34 Thus, there is a rationale for perioperative chemotherapy, although controversy remains. The role of perioperative chemotherapy in the case of resectable metastases was investigated in one randomized controlled trial, which compared perioperative chemotherapy with surgery alone.35 It remains unknown whether the positive effects reported in the treatment arm were related to neoadjuvant chemotherapy and/or to adjuvant chemotherapy. A study by Adam et al. answered the pending question whether perioperative chemotherapy is really beneficial in patients developing solitary metastases.36 Although preoperative chemotherapy does not seem to benefit the outcome of patients with solitary metachronous CRLM, postoperative chemotherapy is associated with better OS and DFS, mainly when the tumor diameter exceeds 5 cm.36 In four randomized trials, liver resection was followed by adjuvant systemic chemotherapy or observation.37‐40 None of the studies displayed an OS or DFS benefit. Mitry et al. performed a meta-analysis from two trials above.41 In multivariate analysis, adjuvant chemotherapy was independently associated with progression-free survival. Although there are strong theoretical arguments in favor of adjuvant systemic chemotherapy after resection of liver metastases, the evidence to suggest an improvement in survival after this regime is still lacking.42

Hou et al. found no difference in OS between R0 and R1 resections in patients with colorectal metastases (P = 0.0776). In their study, patients did not receive neoadjuvant chemotherapy but were administered adjuvant hepatic arterial chemotherapy after resection. Furthermore, they used additional cryotherapy after resection of CRLM.43 Yan et al. also suggested that cryotherapy is useful after resection of CRLM; they found no difference between close or involved surgical margins (P = 0.084).44 It is possible that in case of additional cryotherapy, the micrometastases that were not resected were eliminated by the edge cryotherapy because edge cryotherapy can provide an area of tumor eradication of up to another 1 cm.

To explain these results, it is necessary to consider several characteristics of CRLM. One feature is micrometastases.45‐47 Some found that approximately 95% of intrahepatic micrometastases are found in the close zone of < 1 cm from the gross hepatic tumor, and therefore suggested that a resection margin of 1 cm should remain the goal for resection of CRLM.47 Others collected positive samples only within 4 mm of the tumor border.46,48 Nanko et al. state that the bigger the macrometastases, the more micrometastases, and the further away they are located.45 Yamamoto et al. could not demonstrate a relationship between distance and tumor size.49 Because there are several methods for detection of micrometastases, not all investigators report similar results on incidence. For example, when genetic analysis is used, only 2% of micrometastases were detected, whereas with basic histopathology, a detection rate of 56% was achieved, and with immunohistochemical staining, the detection rate is 58%.45‐47 These differences in detection method might explain why micrometastases distribution is very different in these studies.

It is widely accepted that neoadjuvant chemotherapy can decrease the size of metastases. But how neoadjuvant chemotherapy decreases the size of CRLM remains unclear. Ng et al. showed that cell death is randomly distributed, probably as a result of variations in chemosensitivity of tumor cells, and that tumor shrinkage occurs in a concentric manner.48 They also found that viable tumor cells were more frequent in the periphery of metastases, whether or not they were treated with chemotherapy. Mentha et al. reported similar results with the finding of a dangerous “halo” (regrowth occurring at the periphery rather than in the center of the metastasis when chemotherapy is interrupted).50 They state that the surgeon should aim for a wider resection margin than 1 mm. Nevertheless, Klinger et al. rarely observed a dangerous halo.51 In their study, the tumor glands were located mostly in the periphery of the metastases but were still covered by a layer of fibrotic tissue, and therefore parenchymal transection could be performed within the new borders (after response to chemotherapy) without increasing the incidence of local recurrence.51 This phenomenon supports our results.

Neoadjuvant chemotherapy is able to shrink the tumor, as described before. We believe that this is a concentric rather than a scattering response, as sometimes seen in primary tumors; perhaps micrometastases in the periphery of the tumor were destroyed.52 This could explain why recurrence was similar in R0 and R1 resection in patients who received neoadjuvant chemotherapy. This also explains the successful downsizing of formerly unresectable metastases into resectable metastases with almost the same outcome in primary resectable cases. A concern of neoadjuvant chemotherapy might be the disappearance of smaller lesions after several lines of chemotherapy and the difficulty identifying these lesions during surgery. The need to resect all tumors observed on the prechemotherapy imaging was demonstrated previously.53,54 Another concern of chemotherapy is additional complications after liver resection. However, it is known from the literature that if limited cycles of chemotherapy are provided in the neoadjuvant setting, the morbidity or mortality of liver surgery is not increased.55,56 Therefore, we administer to our patients <6 cycles of chemotherapy and evaluate after 2–3 cycles.

Several authors state that the width of the negative margins (R0) does not show a correlation with survival.21,22,25,57 In all these studies, a considerable proportion of the patients received neoadjuvant chemotherapy and/or adjuvant chemotherapy. In our study, we demonstrated in both univariate and multivariate analyses that the 5-year OS for patients without neoadjuvant chemotherapy showed a marked difference between R0 and R1 resection. Others proposed that margin widths of 2 and 5 mm, respectively, were acceptable and led to similar outcomes compared with 1-cm margin resection.28,29,46 We also analyzed whether margin width ≤2 mm or >2 mm influenced survival. This proved to be the case (P = 0.04) in patients who had a R0 resection without neoadjuvant chemotherapy. In patients with neoadjuvant chemotherapy, this phenomenon could not be demonstrated (P = 0.564). A similar trend was found if a tumor-free margins of 0–5 mm versus >5 mm was chosen. It seems that the width of the resection margin still correlates with survival, but this only applies to patients who did not receive chemotherapy. This supports our hypothesis that neoadjuvant chemotherapy is able to destroy micrometastases in the periphery, and that in patients, the same survival rate, regardless of the width of the negative margins, is achieved. Therefore, data should be revised, and patients who did and did not receive chemotherapy should be investigated separately.

Yamamoto et al. described another feature of some CRLM.49 They found that one third of their patients have a thick fibrous pseudocapsule and suggested that a generous surgical margin is not required for resection. Later, the same group reported on a larger cohort and demonstrated that a thicker pseudocapsule leads to fewer R1/R2 resections.58 Although not significant, there was some relation between the presence of a pseudocapsule and the ability to achieve complete resection. Pseudocapsule formation was not available in our data set, so we could not compare this in the different chemotherapy groups.

In conclusion, in the present series, the DFS and OS in patients with neoadjuvant chemotherapy is similar for patients with either R0 or R1 resection.